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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+9.43%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$312M
AUM Growth
+$5.99M
Cap. Flow
-$60.2M
Cap. Flow %
-19.26%
Top 10 Hldgs %
85.18%
Holding
47
New
2
Increased
1
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$1.64M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.56M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$288K

Top Sells

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.78M
2
HYB
New America High Income Fund, Inc.
HYB
+$2.12M
3
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.4M
4
GHY
PGIM Global High Yield Fund
GHY
+$1.3M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 0.91%
2 Healthcare 0.14%
3 Communication Services 0.11%
4 Industrials 0.09%
5 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$187M 59.92%
1,293,980
-3,000
-0.2% -$419K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$12.8M 4.1%
9,898
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$10.9M 3.49%
8,360
– –
BND icon
4
Vanguard Total Bond Market
BND
$158B
$10.9M 3.49%
134,165
-1,990
-1% -$159K
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$5.48M 1.75%
438,641
+22,816
+5% +$288K
DCUD
6
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.5M 1.44%
90,000
– –
DSU icon
7
BlackRock Debt Strategies Fund
DSU
$597M
$3.68M 1.18%
343,013
-132,225
-28% -$1.4M
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.59M 1.15%
350,264
-106,301
-23% -$1.07M
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.18M 1.02%
51,200
-11,800
-19% -$716K
NEE.PRR
10
DELISTED
NextEra Energy, Inc.
NEE.PRR
$3.1M 0.99%
50,000
– –
AVYA
11
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.83M 0.91%
168,184
-45,798
-21% -$718K
HYB
12
DELISTED
New America High Income Fund, Inc.
HYB
$2.06M 0.66%
242,405
-255,775
-51% -$2.12M
DTV
13
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$2M 0.64%
36,000
– –
SWP
14
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.66M 0.53%
17,000
– –
AEPPL
15
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.64M 0.52%
+31,800
New +$1.64M
SRLN icon
16
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$1.57M 0.5%
+34,000
New +$1.56M
HNW
17
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.41M 0.45%
98,887
-59,870
-38% -$827K
CYH icon
18
Community Health Systems
CYH
$423M
$423K 0.14%
113,347
-70,425
-38% -$289K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$1.23B
$333K 0.11%
62,169
-43,549
-41% -$234K
ASCMA
20
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$286K 0.09%
379,689
-107,021
-22% -$61.8K
FGP
21
DELISTED
Ferrellgas Partners, L.P.
FGP
$134K 0.04%
102,340
-25,684
-20% -$32K
GHY
22
PGIM Global High Yield Fund
GHY
$483M
– –
-100,781
Closed -$1.3M
NHS
23
Neuberger High Yield Strategies Fund Inc
NHS
$255M
– –
-391,273
Closed -$3.78M
PCG icon
24
PG&E
PCG
$38.5B
– –
-22,523
Closed -$535K
EFL
25
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-14,298
Closed -$122K

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JD6
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BCA
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Aegon USA Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Aegon USA Investment Management held 47 positions worth $312M, up 2% from $306M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Aegon USA Investment Management withdrew a net $60.2M in Q1 2019, closing 4 positions and reducing 12 holdings. Its most notable exit was Neuberger High Yield Strategies Fund Inc, an estimated $3.78M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.91% of assets, down from 1% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in American Electric Power Company, Inc. Corporate Unit worth $1.64M.

  • Aegon USA Investment Management's largest Q1 2019 buy was American Electric Power Company, Inc. Corporate Unit: 31,800 shares worth $1.64M.
  • Aegon USA Investment Management added most to BlackRock Floating Rate Income Strategies Fund in Q1 2019, an estimated $288K increase.
  • Aegon USA Investment Management's biggest Q1 2019 reduction was New America High Income Fund, Inc., cutting an estimated $2.12M.
  • Aegon USA Investment Management fully exited Neuberger High Yield Strategies Fund Inc in Q1 2019, selling an estimated $3.78M.
  • Aegon USA Investment Management's ten largest holdings make up 85% of its $312M portfolio in Q1 2019.
  • Aegon USA Investment Management opened 2 new positions and closed 4 in Q1 2019.
  • Aegon USA Investment Management's portfolio value rose 2% quarter-over-quarter to $312M.

Based on Aegon USA Investment Management's 13F filing for Q1 2019, filed 13 May 2019.