AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+9.43%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$312M
AUM Growth
+$312M
Cap. Flow
-$10.5M
Cap. Flow %
-3.36%
Top 10 Hldgs %
85.18%
Holding
53
New
2
Increased
1
Reduced
12
Closed
4

Top Buys

1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.64M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$1.57M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$285K

Top Sells

1
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$3.78M
2
HYB
New America High Income Fund, Inc.
HYB
$2.17M
3
DSU icon
BlackRock Debt Strategies Fund
DSU
$1.42M
4
GHY
PGIM Global High Yield Fund
GHY
$1.3M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$1.09M

Sector Composition

1 Technology 0.91%
2 Healthcare 0.14%
3 Communication Services 0.11%
4 Industrials 0.09%
5 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$187M 59.92% 1,293,980 -3,000 -0.2% -$434K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$12.8M 4.1% 9,898 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$10.9M 3.49% 8,360 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$10.9M 3.49% 134,165 -1,990 -1% -$162K
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$5.48M 1.75% 438,641 +22,816 +5% +$285K
DCUD
6
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.5M 1.44% 90,000 – –
DSU icon
7
BlackRock Debt Strategies Fund
DSU
$550M
$3.68M 1.18% 343,013 -132,225 -28% -$1.42M
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.47B
$3.59M 1.15% 350,264 -106,301 -23% -$1.09M
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.18M 1.02% 51,200 -11,800 -19% -$733K
NEE.PRR
10
DELISTED
NextEra Energy, Inc.
NEE.PRR
$3.11M 0.99% 50,000 – –
AVYA
11
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.83M 0.91% 168,184 -45,798 -21% -$771K
HYB
12
DELISTED
New America High Income Fund, Inc.
HYB
$2.06M 0.66% 242,405 -255,775 -51% -$2.17M
DTV
13
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$2M 0.64% 36,000 – –
SWP
14
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.66M 0.53% 17,000 – –
AEPPL
15
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.64M 0.52% +31,800 New +$1.64M
SRLN icon
16
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.57M 0.5% +34,000 New +$1.57M
HNW
17
Pioneer Diversified High Income Fund
HNW
$107M
$1.41M 0.45% 98,887 -59,870 -38% -$852K
CYH icon
18
Community Health Systems
CYH
$387M
$423K 0.14% 113,347 -70,425 -38% -$263K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$616M
$333K 0.11% 62,169 -43,549 -41% -$233K
ASCMA
20
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$286K 0.09% 379,689 -107,021 -22% -$80.6K
FGP
21
DELISTED
Ferrellgas Partners, L.P.
FGP
$134K 0.04% 102,340 -25,684 -20% -$33.6K
GHY
22
PGIM Global High Yield Fund
GHY
$546M
– – -100,781 Closed -$1.3M
NHS
23
Neuberger Berman High Yield Strategies Fund
NHS
$231M
– – -391,273 Closed -$3.78M
PCG icon
24
PG&E
PCG
$33.6B
– – -22,523 Closed -$535K
EFL
25
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– – -14,298 Closed -$122K