AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+14.27%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$269M
AUM Growth
+$269M
Cap. Flow
-$1.11M
Cap. Flow %
-0.41%
Top 10 Hldgs %
81.88%
Holding
68
New
3
Increased
10
Reduced
7
Closed
8

Top Buys

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$1.36M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$1.27M
3
VVR icon
Invesco Senior Income Trust
VVR
$460K
4
DSU icon
BlackRock Debt Strategies Fund
DSU
$356K
5
SMC
Summit Midstream Corporation
SMC
$310K

Top Sells

1
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.24M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
$974K
3
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$929K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$704K
5
RIV
RiverNorth Opportunities Fund
RIV
$642K

Sector Composition

1 Utilities 1.83%
2 Communication Services 0.4%
3 Industrials 0.18%
4 Healthcare 0.15%
5 Technology 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$156M 58.1% 999,550 -4,500 -0.4% -$704K
BND icon
2
Vanguard Total Bond Market
BND
$134B
$10.9M 4.03% 122,870 -1,775 -1% -$157K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$10.6M 3.92% 7,860 – –
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$10.1M 3.76% 7,800 – –
DCUE
5
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.75M 2.13% 56,700 -1,800 -3% -$182K
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.44M 2.02% 112,000 – –
SOLN
7
DELISTED
The Southern Company
SOLN
$4.94M 1.83% 112,000 -10,000 -8% -$441K
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.57M 1.32% 84,000 – –
AEPPL
9
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$3.06M 1.14% 63,250 -9,050 -13% -$438K
BKLN icon
10
Invesco Senior Loan ETF
BKLN
$6.97B
$2.9M 1.08% 135,700 +63,900 +89% +$1.36M
DTP
11
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.54M 0.94% 60,000 – –
VVR icon
12
Invesco Senior Income Trust
VVR
$561M
$2.5M 0.93% 721,550 +132,829 +23% +$460K
FRA icon
13
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$2.49M 0.93% 223,061 +25,000 +13% +$280K
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.24M 0.83% 25,000 – –
NHS
15
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$1.85M 0.69% 178,984 +22,077 +14% +$228K
HYG icon
16
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$1.27M 0.47% +15,594 New +$1.27M
DSU icon
17
BlackRock Debt Strategies Fund
DSU
$550M
$1.06M 0.39% 113,762 +38,184 +51% +$356K
IHRT icon
18
iHeartMedia
IHRT
$320M
$534K 0.2% 63,903 +20,517 +47% +$171K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$616M
$530K 0.2% 509,372 +208,254 +69% +$217K
CNR
20
DELISTED
Cornerstone Building Brands, Inc.
CNR
$479K 0.18% 79,042 +19,700 +33% +$119K
VLT icon
21
Invesco High Income Trust II
VLT
$72.5M
$459K 0.17% 38,411 -2,823 -7% -$33.7K
HYB
22
DELISTED
New America High Income Fund, Inc.
HYB
$440K 0.16% 56,472 +28,165 +99% +$219K
CYH icon
23
Community Health Systems
CYH
$387M
$408K 0.15% 135,385 +40,379 +43% +$122K
AVYA
24
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$398K 0.15% 32,200 -75,124 -70% -$929K
SMC
25
Summit Midstream Corporation
SMC
$282M
$310K 0.12% +313,050 New +$310K
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