AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+1.9%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$126M
AUM Growth
+$126M
Cap. Flow
-$9.62M
Cap. Flow %
-7.66%
Top 10 Hldgs %
88.68%
Holding
36
New
–
Increased
5
Reduced
6
Closed
1

Top Buys

1
HFRO
Highland Opportunities and Income Fund
HFRO
$438K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$300K
3
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$296K
4
IHRT icon
iHeartMedia
IHRT
$128K
5
CCO icon
Clear Channel Outdoor Holdings
CCO
$75.8K

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.68M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.28M
3
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$1.95M
4
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.53M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$205K

Sector Composition

1 Real Estate 0.91%
2 Communication Services 0.35%
3 Energy 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$84.4M 67.2% 313,306 -8,463 -3% -$2.28M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– – 0 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$4.84M 3.85% 4,041 -3,909 -49% -$4.68M
BND icon
4
Vanguard Total Bond Market
BND
$134B
$3.26M 2.6% 44,941 -893 -2% -$64.9K
NEE.PRR icon
5
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$2.51M 1.99% 60,282 -36,718 -38% -$1.53M
APO.PRA icon
6
Apollo Global Management Series A
APO.PRA
$2.06B
$2.14M 1.71% 32,463 -29,537 -48% -$1.95M
SRLN icon
7
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$2.06M 1.64% 49,290 +7,100 +17% +$296K
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.97B
$1.64M 1.31% 77,640 +14,200 +22% +$300K
CBL
9
CBL Properties
CBL
$985M
$1.14M 0.91% 48,641 – –
HFRO
10
Highland Opportunities and Income Fund
HFRO
$340M
$906K 0.72% 144,949 +70,016 +93% +$438K
VGSH icon
11
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$662K 0.53% 11,419 – –
RIV
12
RiverNorth Opportunities Fund
RIV
$268M
$615K 0.49% 50,165 – –
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$426K 0.34% 5,502 – –
HYB
14
DELISTED
New America High Income Fund, Inc.
HYB
$369K 0.29% 50,318 – –
ETB
15
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$439M
$307K 0.24% 21,756 – –
FCT
16
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$303K 0.24% 30,017 – –
HYG icon
17
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$290K 0.23% 3,743 – –
SMC
18
Summit Midstream Corporation
SMC
$282M
$289K 0.23% 8,124 -4,195 -34% -$149K
ISD
19
PGIM High Yield Bond Fund
ISD
$486M
$270K 0.21% 20,953 – –
HIX
20
Western Asset High Income Fund II
HIX
$389M
$264K 0.21% 60,614 – –
SPSB icon
21
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$249K 0.2% 8,376 – –
IHRT icon
22
iHeartMedia
IHRT
$320M
$227K 0.18% 208,713 +117,273 +128% +$128K
HNW
23
Pioneer Diversified High Income Fund
HNW
$107M
$225K 0.18% 19,260 – –
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$38.5B
$224K 0.18% 2,924 – –
CCO icon
25
Clear Channel Outdoor Holdings
CCO
$616M
$218K 0.17% 154,449 +53,736 +53% +$75.8K
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