AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+2.69%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$275M
AUM Growth
+$275M
Cap. Flow
-$38.7M
Cap. Flow %
-14.1%
Top 10 Hldgs %
83.64%
Holding
53
New
4
Increased
5
Reduced
7
Closed
1

Top Buys

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.37M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$2.02M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.93M
4
CNR
Cornerstone Building Brands, Inc.
CNR
$466K
5
EXTN
Exterran Corporation
EXTN
$446K

Top Sells

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$40.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.5M
3
HYB
New America High Income Fund, Inc.
HYB
$1.43M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$954K
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$770K

Sector Composition

1 Technology 0.75%
2 Industrials 0.36%
3 Communication Services 0.19%
4 Healthcare 0.18%
5 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$153M 55.87% 1,021,980 -272,000 -21% -$40.8M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$12.6M 4.58% 9,200 -698 -7% -$954K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$11.5M 4.17% 8,360 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$10.9M 3.96% 130,765 -3,400 -3% -$282K
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$5.63M 2.05% 438,641 – –
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.37M 1.96% +52,000 New +$5.37M
AEPPL
7
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$3.63M 1.32% 67,800 +36,000 +113% +$1.93M
DSU icon
8
BlackRock Debt Strategies Fund
DSU
$550M
$3.25M 1.18% 301,505 -41,508 -12% -$447K
NEE.PRR
9
DELISTED
NextEra Energy, Inc.
NEE.PRR
$3.25M 1.18% 50,000 – –
BDXA
10
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.17M 1.15% 51,200 – –
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.47B
$2.99M 1.09% 278,409 -71,855 -21% -$770K
AVYA
12
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.05M 0.75% 172,284 +4,100 +2% +$48.8K
DTV
13
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$2.02M 0.74% 36,000 – –
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.97B
$2.02M 0.73% +89,000 New +$2.02M
SWP
15
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.72M 0.63% 17,000 – –
SRLN icon
16
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.57M 0.57% 34,000 – –
HNW
17
Pioneer Diversified High Income Fund
HNW
$107M
$1.12M 0.41% 78,323 -20,564 -21% -$294K
HYB
18
DELISTED
New America High Income Fund, Inc.
HYB
$722K 0.26% 81,452 -160,953 -66% -$1.43M
ASCMA
19
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$521K 0.19% 482,709 +103,020 +27% +$111K
CCO icon
20
Clear Channel Outdoor Holdings
CCO
$616M
$519K 0.19% 110,020 +47,851 +77% +$226K
CYH icon
21
Community Health Systems
CYH
$387M
$481K 0.18% 180,269 +66,922 +59% +$179K
CNR
22
DELISTED
Cornerstone Building Brands, Inc.
CNR
$466K 0.17% +79,916 New +$466K
EXTN
23
DELISTED
Exterran Corporation
EXTN
$446K 0.16% +31,330 New +$446K
FGP
24
DELISTED
Ferrellgas Partners, L.P.
FGP
$98K 0.04% 102,340 – –
DCUD
25
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– – -90,000 Closed -$4.5M