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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$331M
AUM Growth
-$9.24M
Cap. Flow
-$39.3M
Cap. Flow %
-11.88%
Top 10 Hldgs %
85.93%
Holding
43
New
–
Increased
12
Reduced
9
Closed
1

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$691K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$486K
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$464K
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$427K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$327K

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$4.38M
2
CHRD icon
Chord Energy
CHRD
+$2.51M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.01M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$521K
5
OSTRU
Oyster Enterprises Acquisition Corp. Unit
OSTRU
+$209K

Sector Composition

Rank Sector Weight
1 Energy 7.39%
2 Utilities 1.45%
3 Communication Services 0.22%
4 Industrials 0.19%
5 Technology 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$215M 64.98%
968,531
-4,412
-0.5% -$1.01M
CHRD icon
2
Chord Energy
CHRD
$7.39B
$15.8M 4.78%
159,203
-27,240
-15% -$2.51M
BND icon
3
Vanguard Total Bond Market
BND
$161B
$9.87M 2.98%
115,452
-1,314
-1% -$113K
CIVI
4
DELISTED
Civitas Resources
CIVI
$8.31M 2.51%
173,487
-107,065
-38% -$4.38M
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.95M 1.8%
101,500
– –
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.33M 1.61%
104,666
+8,166
+8% +$427K
SOLN
7
DELISTED
The Southern Company
SOLN
$4.79M 1.45%
94,000
+5,800
+7% +$304K
DCUE
8
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.26M 1.29%
43,900
+3,150
+8% +$316K
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.54M 1.07%
70,500
+13,500
+24% +$691K
SWT
10
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.63M 0.79%
25,000
– –
AEPPL
11
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.54M 0.77%
53,250
– –
NIMC
12
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.46M 0.74%
23,800
+1,800
+8% +$190K
SRLN icon
13
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$2.04M 0.62%
44,402
+10,119
+30% +$464K
AEPPZ
14
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.85M 0.56%
37,180
+5,000
+16% +$262K
BKLN icon
15
Invesco Senior Loan ETF
BKLN
$6.74B
$1.79M 0.54%
80,900
+22,000
+37% +$486K
VVR icon
16
Invesco Senior Income Trust
VVR
$454M
$1.34M 0.41%
302,238
-2,700
-0.9% -$11.7K
HFRO
17
Highland Opportunities and Income Fund
HFRO
$407M
$803K 0.24%
74,565
+5,351
+8% +$57.3K
CCLP
18
DELISTED
CSI Compressco LP
CCLP
$741K 0.22%
412,587
+88,463
+27% +$132K
CNR
19
DELISTED
Cornerstone Building Brands, Inc.
CNR
$629K 0.19%
43,079
+6,413
+17% +$104K
FRA icon
20
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$613K 0.19%
45,900
-39,109
-46% -$521K
AVYA
21
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$525K 0.16%
26,527
+14,832
+127% +$327K
VCSH icon
22
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$509K 0.15%
6,177
– –
CCO icon
23
Clear Channel Outdoor Holdings
CCO
$1.23B
$479K 0.14%
176,595
-30,384
-15% -$75.8K
SMC
24
Summit Midstream
SMC
$419M
$334K 0.1%
9,388
-4,657
-33% -$165K
SPSB icon
25
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$294K 0.09%
9,398
– –
1
2

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Aegon USA Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Aegon USA Investment Management held 43 positions worth $331M, down 2.7% from $340M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Aegon USA Investment Management withdrew a net $39.3M in Q3 2021, closing 1 position and reducing 9 holdings. Its most notable exit was Oyster Enterprises Acquisition Corp. Unit, an estimated $209K position sold in full.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 9.5% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management added an estimated $691K to DTE Energy Company 2019 Corporate Units.

  • Aegon USA Investment Management added most to DTE Energy Company 2019 Corporate Units in Q3 2021, an estimated $691K increase.
  • Aegon USA Investment Management's biggest Q3 2021 reduction was Civitas Resources, cutting an estimated $4.38M.
  • Aegon USA Investment Management fully exited Oyster Enterprises Acquisition Corp. Unit in Q3 2021, selling an estimated $209K.
  • Aegon USA Investment Management's ten largest holdings make up 86% of its $331M portfolio in Q3 2021.
  • Aegon USA Investment Management opened 0 new positions and closed 1 in Q3 2021.
  • Aegon USA Investment Management's portfolio value fell 2.7% quarter-over-quarter to $331M.

Based on Aegon USA Investment Management's 13F filing for Q3 2021, filed 15 Oct 2021.