AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-10.38%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$186M
AUM Growth
+$186M
Cap. Flow
-$7.31M
Cap. Flow %
-3.94%
Top 10 Hldgs %
75.13%
Holding
51
New
3
Increased
16
Reduced
5
Closed
3

Top Buys

1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$876K
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$820K
3
SOLN
The Southern Company
SOLN
$391K
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$309K
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$303K

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.47M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$2.4M
3
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$2.22M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.41M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$203K

Sector Composition

1 Utilities 3.09%
2 Real Estate 0.83%
3 Communication Services 0.46%
4 Energy 0.18%
5 Technology 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$75.1M 40.42% 398,033 -7,481 -2% -$1.41M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.66M 5.2% 8,000 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.58M 5.16% 7,950 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$8.42M 4.53% 111,893 -1,095 -1% -$82.4K
SOLN
5
DELISTED
The Southern Company
SOLN
$5.75M 3.09% 108,500 +7,382 +7% +$391K
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.38M 2.9% 95,500 – –
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.06M 2.73% 102,000 – –
DTP
8
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$4.5M 2.42% 87,500 +6,000 +7% +$309K
KKR.PRC
9
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$3.64M 1.96% 61,200 +3,700 +6% +$220K
NIMC
10
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$3.58M 1.93% 31,500 +7,700 +32% +$876K
AEPPZ
11
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$3.42M 1.84% 63,000 +15,109 +32% +$820K
CCLP
12
DELISTED
CSI Compressco LP
CCLP
$2.24M 1.2% 1,706,411 – –
CBL
13
CBL Properties
CBL
$985M
$1.54M 0.83% 65,645 +5,515 +9% +$130K
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.36M 0.73% 20,200 – –
VVR icon
15
Invesco Senior Income Trust
VVR
$561M
$1.03M 0.55% 263,964 – –
EFT
16
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$800K 0.43% 67,882 +15,147 +29% +$179K
EFR
17
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$764K 0.41% 62,291 +7,710 +14% +$94.6K
HIX
18
Western Asset High Income Fund II
HIX
$389M
$507K 0.27% 102,779 +59,757 +139% +$295K
HYT icon
19
BlackRock Corporate High Yield Fund
HYT
$1.47B
$476K 0.26% 49,995 +8,889 +22% +$84.6K
VCSH icon
20
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$471K 0.25% 6,177 – –
EFL
21
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$401K 0.22% 46,973 -15,600 -25% -$133K
NHS
22
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$369K 0.2% 43,981 +14,270 +48% +$120K
SMC
23
Summit Midstream Corporation
SMC
$282M
$330K 0.18% 25,933 -1,563 -6% -$19.9K
IHRT icon
24
iHeartMedia
IHRT
$320M
$327K 0.18% 41,414 +21,042 +103% +$166K
CCO icon
25
Clear Channel Outdoor Holdings
CCO
$616M
$303K 0.16% 283,044 +175,292 +163% +$188K
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