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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$359M
AUM Growth
-$159M
Cap. Flow
+$147M
Cap. Flow %
40.95%
Top 10 Hldgs %
83.15%
Holding
38
New
5
Increased
2
Reduced
1
Closed
7

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$208M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.65M
3
WFC.WS
Wells Fargo & Company Ws
WFC.WS
+$580K
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$189K

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$5.29M
2
CCO icon
Clear Channel Outdoor Holdings
CCO
+$2.01M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$1.99M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.47M
5
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$1.42M

Sector Composition

Rank Sector Weight
1 Communication Services 0.77%
2 Industrials 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$213M 59.32%
+1,552,085
New +$208M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$14.3M 3.98%
10,915
+2,000
+22% +$2.65M
BKLN icon
3
Invesco Senior Loan ETF
BKLN
$6.79B
– –
0
– –
NEE.PRQ
4
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– –
-76,300
Closed -$5.29M
SRLN icon
5
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$4.72M 1.31%
100,000
+4,000
+4% +$189K
DCUD
6
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.65M 1.29%
90,000
– –
BDXA
7
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.53M 1.26%
75,000
– –
BAC.PRL icon
8
Bank of America Series L
BAC.PRL
$3.99B
$4.43M 1.23%
3,360
-340
-9% -$447K
WELL.PRI
9
DELISTED
Welltower Inc.
WELL.PRI
$3.02M 0.84%
50,000
– –
SJNK icon
10
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
– –
0
– –
NEE.PRR
11
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.81M 0.78%
50,000
– –
CCO icon
12
Clear Channel Outdoor Holdings
CCO
$1.23B
– –
-468,819
Closed -$2.01M
SWP
13
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– –
0
– –
DTV
14
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-36,000
Closed -$1.99M
JNK icon
15
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
– –
0
– –
HYG icon
16
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
0
– –
HBANP
17
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
– –
-1,000
Closed -$1.42M
AGN.PRA
18
DELISTED
Allergan plc
AGN.PRA
$1.27M 0.35%
2,150
– –
ORIG
19
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
WFC.WS
20
DELISTED
Wells Fargo & Company Ws
WFC.WS
$693K 0.19%
+25,210
New +$580K
VZ icon
21
Verizon
VZ
$195B
– –
-7,000
Closed -$344K
RELY
22
DELISTED
Real Industry, Inc.
RELY
– –
0
– –
DSU icon
23
BlackRock Debt Strategies Fund
DSU
$594M
– –
-127,741
Closed -$1.47M
ANTX
24
DELISTED
Anthem, Inc.
ANTX
– –
-6,000
Closed -$315K

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KLCM
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SCM
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LIP
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BCCM
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JD6
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CPC
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Aegon USA Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Aegon USA Investment Management held 38 positions worth $359M, down 31% from $518M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management deployed $147M of net new capital in Q4 2017, opening 5 new positions and adding to 2 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 1,552,085 shares worth $213M.

By sector, the portfolio is most concentrated in Communication Services at 0.77% of assets, up from 0.5% a quarter earlier, followed by Industrials.

On the sell side, the largest reduction was Bank of America Series L, an estimated $447K trimmed.

  • Aegon USA Investment Management's largest Q4 2017 buy was Vanguard Morningstar Total Stock Market ETF: 1,552,085 shares worth $213M.
  • Aegon USA Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2017, an estimated $2.65M increase.
  • Aegon USA Investment Management's biggest Q4 2017 reduction was Bank of America Series L, cutting an estimated $447K.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. in Q4 2017, selling an estimated $5.29M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $359M portfolio in Q4 2017.
  • Aegon USA Investment Management opened 5 new positions and closed 7 in Q4 2017.
  • Aegon USA Investment Management's portfolio value fell 31% quarter-over-quarter to $359M.

Based on Aegon USA Investment Management's 13F filing for Q4 2017, filed 7 Feb 2018.