AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+3.29%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$174M
AUM Growth
+$174M
Cap. Flow
-$2.42M
Cap. Flow %
-1.39%
Top 10 Hldgs %
81.77%
Holding
49
New
3
Increased
10
Reduced
4
Closed
5

Top Buys

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$1.04M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$1.02M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$899K
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$860K
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$454K

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$5.82M
2
SWT
Stanley Black & Decker, Inc.
SWT
$1.13M
3
EFL
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$404K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$208K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$64K

Sector Composition

1 Real Estate 0.79%
2 Communication Services 0.38%
3 Energy 0.25%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$77M 44.38% 402,997 -1,087 -0.3% -$208K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.48M 5.46% 8,000 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.25M 5.33% 7,950 – –
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.2M 5.3% 182,000 +17,779 +11% +$899K
BND icon
5
Vanguard Total Bond Market
BND
$134B
$7.95M 4.58% 110,598 -740 -0.7% -$53.2K
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$4.98M 2.87% 95,087 +8,661 +10% +$454K
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$4.88M 2.81% 85,200 +15,000 +21% +$860K
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$4.46M 2.57% 42,684 +2,184 +5% +$228K
CCLP
9
DELISTED
CSI Compressco LP
CCLP
$2.21M 1.27% 1,660,549 -45,862 -3% -$61K
CBL
10
CBL Properties
CBL
$985M
$1.37M 0.79% 59,145 – –
SRLN icon
11
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.31M 0.76% 32,142 +25,000 +350% +$1.02M
BKLN icon
12
Invesco Senior Loan ETF
BKLN
$6.97B
$1.04M 0.6% +50,600 New +$1.04M
VVR icon
13
Invesco Senior Income Trust
VVR
$561M
$1.01M 0.58% 263,964 – –
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$819K 0.47% 73,894 +6,012 +9% +$66.7K
EFR
15
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$706K 0.41% 64,544 +9,353 +17% +$102K
HYT icon
16
BlackRock Corporate High Yield Fund
HYT
$1.47B
$586K 0.34% 66,994 +17,403 +35% +$152K
VCSH icon
17
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$464K 0.27% 6,177 – –
SMC
18
Summit Midstream Corporation
SMC
$282M
$433K 0.25% 25,933 – –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$550M
$305K 0.18% 33,144 – –
IHRT icon
20
iHeartMedia
IHRT
$320M
$298K 0.17% 48,624 – –
CCO icon
21
Clear Channel Outdoor Holdings
CCO
$616M
$296K 0.17% 281,621 – –
HYB
22
DELISTED
New America High Income Fund, Inc.
HYB
$287K 0.17% 43,538 – –
SPSB icon
23
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$276K 0.16% 9,398 – –
FCT
24
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$257K 0.15% 27,017 +12,128 +81% +$116K
ISD
25
PGIM High Yield Bond Fund
ISD
$486M
$249K 0.14% 20,953 – –
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