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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$174M
AUM Growth
+$2.34M
Cap. Flow
-$36.3M
Cap. Flow %
-20.9%
Top 10 Hldgs %
81.77%
Holding
49
New
3
Increased
10
Reduced
4
Closed
5

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.05M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.03M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$905K
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$892K
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$440K

Top Sells

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.82M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$1.13M
3
EFL
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
+$404K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$209K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$64K

Sector Composition

Rank Sector Weight
1 Real Estate 0.79%
2 Communication Services 0.38%
3 Energy 0.25%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$77M 44.38%
402,997
-1,087
-0.3% -$209K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$9.48M 5.46%
8,000
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$9.25M 5.33%
7,950
– –
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.2M 5.3%
182,000
+17,779
+11% +$892K
BND icon
5
Vanguard Total Bond Market
BND
$161B
$7.95M 4.58%
110,598
-740
-0.7% -$53K
AEPPZ
6
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$4.98M 2.87%
95,087
+8,661
+10% +$440K
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$4.88M 2.81%
85,200
+15,000
+21% +$905K
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$4.46M 2.57%
42,684
+2,184
+5% +$224K
CCLP
9
DELISTED
CSI Compressco LP
CCLP
$2.21M 1.27%
1,660,549
-45,862
-3% -$58.7K
CBL
10
CBL Properties
CBL
$1.75B
$1.37M 0.79%
59,145
– –
SRLN icon
11
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.31M 0.76%
32,142
+25,000
+350% +$1.03M
BKLN icon
12
Invesco Senior Loan ETF
BKLN
$6.74B
$1.04M 0.6%
+50,600
New +$1.05M
VVR icon
13
Invesco Senior Income Trust
VVR
$454M
$1.01M 0.58%
263,964
– –
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$819K 0.47%
73,894
+6,012
+9% +$67.9K
EFR
15
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$706K 0.41%
64,544
+9,353
+17% +$105K
HYT icon
16
BlackRock Corporate High Yield Fund
HYT
$1.37B
$586K 0.34%
66,994
+17,403
+35% +$152K
VCSH icon
17
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$464K 0.27%
6,177
– –
SMC
18
Summit Midstream
SMC
$419M
$433K 0.25%
25,933
– –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$597M
$305K 0.18%
33,144
– –
IHRT icon
20
iHeartMedia
IHRT
$583M
$298K 0.17%
48,624
– –
CCO icon
21
Clear Channel Outdoor Holdings
CCO
$1.23B
$296K 0.17%
281,621
– –
HYB
22
DELISTED
New America High Income Fund, Inc.
HYB
$287K 0.17%
43,538
– –
SPSB icon
23
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$276K 0.16%
9,398
– –
FCT
24
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$257K 0.15%
27,017
+12,128
+81% +$119K
ISD
25
PGIM High Yield Bond Fund
ISD
$419M
$249K 0.14%
20,953
– –
1
2

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SM
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BCP
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Aegon USA Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Aegon USA Investment Management held 49 positions worth $174M, up 1.4% from $171M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management withdrew a net $36.3M in Q4 2022, closing 5 positions and reducing 4 holdings. Its most notable exit was DTE Energy Company 2019 Corporate Units, an estimated $5.82M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.79% of assets, down from 0.88% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in Invesco Senior Loan ETF worth $1.04M.

  • Aegon USA Investment Management's largest Q4 2022 buy was Invesco Senior Loan ETF: 50,600 shares worth $1.04M.
  • Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2022, an estimated $1.03M increase.
  • Aegon USA Investment Management's biggest Q4 2022 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $209K.
  • Aegon USA Investment Management fully exited DTE Energy Company 2019 Corporate Units in Q4 2022, selling an estimated $5.82M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $174M portfolio in Q4 2022.
  • Aegon USA Investment Management opened 3 new positions and closed 5 in Q4 2022.
  • Aegon USA Investment Management's portfolio value rose 1.4% quarter-over-quarter to $174M.

Based on Aegon USA Investment Management's 13F filing for Q4 2022, filed 20 Jan 2023.