AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+5.23%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$304M
AUM Growth
+$304M
Cap. Flow
+$20.6M
Cap. Flow %
6.77%
Top 10 Hldgs %
83.31%
Holding
47
New
5
Increased
6
Reduced
12
Closed
–

Top Buys

1
DEN
Denbury Inc.
DEN
$20.5M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.7M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$1.34M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$887K
5
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$671K

Top Sells

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$1.19M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.19M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.12M
4
SOLN
The Southern Company
SOLN
$512K
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$388K

Sector Composition

1 Energy 6.89%
2 Utilities 1.55%
3 Communication Services 0.33%
4 Industrials 0.18%
5 Technology 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$169M 55.6% 992,550 -7,000 -0.7% -$1.19M
DEN
2
DELISTED
Denbury Inc.
DEN
$20.5M 6.73% +1,163,034 New +$20.5M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$12.1M 3.98% 8,125 +265 +3% +$394K
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$11.8M 3.89% 8,800 +1,000 +13% +$1.34M
BND icon
5
Vanguard Total Bond Market
BND
$134B
$10.7M 3.52% 121,203 -1,667 -1% -$147K
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.07M 2% 112,000 – –
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.81M 1.58% 103,000 +19,000 +23% +$887K
SOLN
8
DELISTED
The Southern Company
SOLN
$4.7M 1.55% 101,000 -11,000 -10% -$512K
DCUE
9
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.65M 1.53% 45,700 -11,000 -19% -$1.12M
DTP
10
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.71M 0.89% 60,000 – –
AEPPL
11
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.68M 0.88% 55,250 -8,000 -13% -$388K
VVR icon
12
Invesco Senior Income Trust
VVR
$561M
$2.64M 0.87% 721,550 – –
SWT
13
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.52M 0.83% 25,000 – –
FRA icon
14
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$2.24M 0.74% 194,961 -28,100 -13% -$323K
NHS
15
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$1.92M 0.63% 173,458 -5,526 -3% -$61.3K
BKLN icon
16
Invesco Senior Loan ETF
BKLN
$6.97B
$1.76M 0.58% 80,799 -54,901 -40% -$1.19M
AEPPZ
17
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.7M 0.56% +34,580 New +$1.7M
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$1.31M 0.43% 15,594 – –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$550M
$1.13M 0.37% 113,762 – –
SRLN icon
20
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$671K 0.22% +15,000 New +$671K
CNR
21
DELISTED
Cornerstone Building Brands, Inc.
CNR
$560K 0.18% 70,217 -8,825 -11% -$70.4K
CCO icon
22
Clear Channel Outdoor Holdings
CCO
$616M
$530K 0.17% 529,838 +20,466 +4% +$20.5K
IHRT icon
23
iHeartMedia
IHRT
$320M
$486K 0.16% 59,891 -4,012 -6% -$32.6K
AVYA
24
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$474K 0.16% 31,179 -1,021 -3% -$15.5K
VLT icon
25
Invesco High Income Trust II
VLT
$72.5M
$471K 0.15% 38,411 – –
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