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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$304M
AUM Growth
+$34.7M
Cap. Flow
-$12.6M
Cap. Flow %
-4.13%
Top 10 Hldgs %
83.31%
Holding
46
New
5
Increased
6
Reduced
12
Closed
–

Top Buys

Rank Stock Value
1
DEN
Denbury Inc.
DEN
+$21.7M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$1.69M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.35M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$905K
5
WLL
Whiting Petroleum Corporation
WLL
+$769K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.19M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.18M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$1.12M
4
SOLN
The Southern Company
SOLN
+$504K
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$398K

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Utilities 1.55%
3 Communication Services 0.33%
4 Industrials 0.18%
5 Technology 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$169M 55.6%
992,550
-7,000
-0.7% -$1.18M
DEN
2
DELISTED
Denbury Inc.
DEN
$20.5M 6.73%
+1,163,034
New +$21.7M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$4B
$12.1M 3.98%
8,125
+265
+3% +$388K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$11.8M 3.89%
8,800
+1,000
+13% +$1.35M
BND icon
5
Vanguard Total Bond Market
BND
$161B
$10.7M 3.52%
121,203
-1,667
-1% -$148K
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.07M 2%
112,000
– –
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.81M 1.58%
103,000
+19,000
+23% +$905K
SOLN
8
DELISTED
The Southern Company
SOLN
$4.7M 1.55%
101,000
-11,000
-10% -$504K
DCUE
9
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.65M 1.53%
45,700
-11,000
-19% -$1.12M
DTP
10
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.71M 0.89%
60,000
– –
AEPPL
11
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.68M 0.88%
55,250
-8,000
-13% -$398K
VVR icon
12
Invesco Senior Income Trust
VVR
$457M
$2.64M 0.87%
721,550
– –
SWT
13
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.52M 0.83%
25,000
– –
FRA icon
14
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$2.24M 0.74%
194,961
-28,100
-13% -$324K
NHS
15
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$1.92M 0.63%
173,458
-5,526
-3% -$61.1K
BKLN icon
16
Invesco Senior Loan ETF
BKLN
$6.74B
$1.76M 0.58%
80,799
-54,901
-40% -$1.19M
AEPPZ
17
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.7M 0.56%
+34,580
New +$1.69M
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.31M 0.43%
15,594
– –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$597M
$1.13M 0.37%
113,762
– –
SRLN icon
20
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$671K 0.22%
+15,000
New +$665K
CNR
21
DELISTED
Cornerstone Building Brands, Inc.
CNR
$560K 0.18%
70,217
-8,825
-11% -$62.5K
CCO icon
22
Clear Channel Outdoor Holdings
CCO
$1.23B
$530K 0.17%
529,838
+20,466
+4% +$22K
IHRT icon
23
iHeartMedia
IHRT
$555M
$486K 0.16%
59,891
-4,012
-6% -$34.1K
AVYA
24
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$474K 0.16%
31,179
-1,021
-3% -$14.4K
VLT icon
25
Invesco High Income Trust II
VLT
$65.8M
$471K 0.15%
38,411
– –
1
2

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Aegon USA Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Aegon USA Investment Management held 46 positions worth $304M, up 13% from $269M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $12.6M in Q3 2020, reducing 12 holdings. Its largest reduction was Invesco Senior Loan ETF, cutting an estimated $1.19M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, up from 0.12% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Denbury Inc. worth $20.5M.

  • Aegon USA Investment Management's largest Q3 2020 buy was Denbury Inc.: 1,163,034 shares worth $20.5M.
  • Aegon USA Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2020, an estimated $1.35M increase.
  • Aegon USA Investment Management's biggest Q3 2020 reduction was Invesco Senior Loan ETF, cutting an estimated $1.19M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $304M portfolio in Q3 2020.
  • Aegon USA Investment Management opened 5 new positions and closed 0 in Q3 2020.
  • Aegon USA Investment Management's portfolio value rose 13% quarter-over-quarter to $304M.

Based on Aegon USA Investment Management's 13F filing for Q3 2020, filed 21 Oct 2020.