AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+5%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$293M
AUM Growth
+$293M
Cap. Flow
-$895K
Cap. Flow %
-0.31%
Top 10 Hldgs %
84.06%
Holding
55
New
4
Increased
4
Reduced
10
Closed
3

Top Buys

1
SOLN
The Southern Company
SOLN
$4.42M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$3.08M
3
SWT
Stanley Black & Decker, Inc.
SWT
$2.72M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$2.72M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$695K

Top Sells

1
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$2.99M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$2.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.85M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$1.85M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.72M

Sector Composition

1 Utilities 2.24%
2 Technology 0.66%
3 Communication Services 0.29%
4 Healthcare 0.11%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$165M 56.3% 1,009,650 -11,300 -1% -$1.85M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.84B
$11.7M 3.98% 8,060 – –
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$11.3M 3.85% 7,800 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$10.6M 3.61% 126,445 -1,000 -0.8% -$83.9K
SOLN
5
DELISTED
The Southern Company
SOLN
$6.58M 2.24% 122,000 +82,000 +205% +$4.42M
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$6.26M 2.13% 58,500 +6,500 +13% +$695K
NEE.PRO
7
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.74M 1.96% 112,000 +53,000 +90% +$2.72M
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.97B
$4.94M 1.68% 216,300 -89,000 -29% -$2.03M
AEPPL
9
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$4.83M 1.65% 89,300 +1,500 +2% +$81.2K
FRA icon
10
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$3.46M 1.18% 257,325 -222,808 -46% -$2.99M
NHS
11
Neuberger Berman High Yield Strategies Fund
NHS
$231M
– – 0 – –
DTP
12
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.08M 1.05% +60,000 New +$3.08M
VVR icon
13
Invesco Senior Income Trust
VVR
$561M
$3.03M 1.03% 705,585 -71,850 -9% -$308K
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.72M 0.93% +25,000 New +$2.72M
AVYA
15
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.94M 0.66% 143,397 -34,787 -20% -$470K
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.86M 0.63% 17,000 – –
BDXA
17
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.64M 0.56% 25,000 -26,200 -51% -$1.72M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$550M
$805K 0.27% 71,849 -29,212 -29% -$327K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$616M
$575K 0.2% 201,171 – –
CYH icon
20
Community Health Systems
CYH
$387M
$315K 0.11% 108,469 -71,800 -40% -$209K
IHRT icon
21
iHeartMedia
IHRT
$320M
$211K 0.07% +12,510 New +$211K
CNR
22
DELISTED
Cornerstone Building Brands, Inc.
CNR
$180K 0.06% 21,170 -41,416 -66% -$352K
SIRI icon
23
SiriusXM
SIRI
$7.96B
$74K 0.03% +10,400 New +$74K
FGP
24
DELISTED
Ferrellgas Partners, L.P.
FGP
$34K 0.01% 102,340 – –
BJ icon
25
BJs Wholesale Club
BJ
$12.9B
– – -43,806 Closed -$1.13M
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