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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$293M
AUM Growth
+$11.9M
Cap. Flow
-$41M
Cap. Flow %
-13.99%
Top 10 Hldgs %
84.06%
Holding
51
New
4
Increased
4
Reduced
10
Closed
3

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$4.34M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$3.01M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.66M
4
SWT
Stanley Black & Decker, Inc.
SWT
+$2.63M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$689K

Top Sells

Rank Stock Value
1
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$2.87M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.01M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.85M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.77M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.62M

Sector Composition

Rank Sector Weight
1 Utilities 2.24%
2 Technology 0.66%
3 Communication Services 0.29%
4 Healthcare 0.11%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$165M 56.3%
1,009,650
-11,300
-1% -$1.77M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.99B
$11.7M 3.98%
8,060
– –
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$11.3M 3.85%
7,800
– –
BND icon
4
Vanguard Total Bond Market
BND
$158B
$10.6M 3.61%
126,445
-1,000
-0.8% -$84.1K
SOLN
5
DELISTED
The Southern Company
SOLN
$6.58M 2.24%
122,000
+82,000
+205% +$4.34M
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$6.26M 2.13%
58,500
+6,500
+13% +$689K
NEE.PRO
7
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.74M 1.96%
112,000
+53,000
+90% +$2.66M
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.81B
$4.94M 1.68%
216,300
-89,000
-29% -$2.01M
AEPPL
9
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$4.83M 1.65%
89,300
+1,500
+2% +$81K
FRA icon
10
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$3.46M 1.18%
257,325
-222,808
-46% -$2.87M
NHS
11
Neuberger High Yield Strategies Fund Inc
NHS
$255M
– –
0
– –
DTP
12
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.08M 1.05%
+60,000
New +$3.01M
VVR icon
13
Invesco Senior Income Trust
VVR
$454M
$3.03M 1.03%
705,585
-71,850
-9% -$300K
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.72M 0.93%
+25,000
New +$2.63M
AVYA
15
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.94M 0.66%
143,397
-34,787
-20% -$427K
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.85M 0.63%
17,000
– –
BDXA
17
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.64M 0.56%
25,000
-26,200
-51% -$1.62M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$597M
$805K 0.27%
71,849
-29,212
-29% -$317K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$1.23B
$575K 0.2%
201,171
– –
CYH icon
20
Community Health Systems
CYH
$423M
$315K 0.11%
108,469
-71,800
-40% -$249K
IHRT icon
21
iHeartMedia
IHRT
$583M
$211K 0.07%
+12,510
New +$190K
CNR
22
DELISTED
Cornerstone Building Brands, Inc.
CNR
$180K 0.06%
21,170
-41,416
-66% -$291K
SIRI icon
23
SiriusXM
SIRI
$10.1B
$74K 0.03%
+1,040
New +$70.1K
FGP
24
DELISTED
Ferrellgas Partners, L.P.
FGP
$34K 0.01%
102,340
– –
BJ icon
25
BJs Wholesale Club
BJ
$12.3B
– –
-43,806
Closed -$1.13M
1
2

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Aegon USA Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Aegon USA Investment Management held 51 positions worth $293M, up 4.2% from $281M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Aegon USA Investment Management withdrew a net $41M in Q4 2019, closing 3 positions and reducing 10 holdings. Its most notable exit was BlackRock Corporate High Yield Fund, an estimated $1.85M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 2.2% of assets, up from 0.76% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in DTE Energy Company 2019 Corporate Units worth $3.08M.

  • Aegon USA Investment Management's largest Q4 2019 buy was DTE Energy Company 2019 Corporate Units: 60,000 shares worth $3.08M.
  • Aegon USA Investment Management added most to The Southern Company in Q4 2019, an estimated $4.34M increase.
  • Aegon USA Investment Management's biggest Q4 2019 reduction was BlackRock Floating Rate Income Strategies Fund, cutting an estimated $2.87M.
  • Aegon USA Investment Management fully exited BlackRock Corporate High Yield Fund in Q4 2019, selling an estimated $1.85M.
  • Aegon USA Investment Management's ten largest holdings make up 84% of its $293M portfolio in Q4 2019.
  • Aegon USA Investment Management opened 4 new positions and closed 3 in Q4 2019.
  • Aegon USA Investment Management's portfolio value rose 4.2% quarter-over-quarter to $293M.

Based on Aegon USA Investment Management's 13F filing for Q4 2019, filed 15 Jan 2020.