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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-9.84%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$306M
AUM Growth
-$28.7M
Cap. Flow
-$49.6M
Cap. Flow %
-16.18%
Top 10 Hldgs %
81.97%
Holding
51
New
7
Increased
6
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$10.6M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$5.02M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$4.89M
4
HNW
Pioneer Diversified High Income Fund
HNW
+$2.19M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.88M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.99M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.93M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.7M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.04M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 1.02%
2 Communication Services 0.18%
3 Utilities 0.17%
4 Healthcare 0.17%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$166M 54.01%
1,296,980
-7,500
-0.6% -$1.04M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$12.5M 4.07%
9,898
-800
-7% -$1.01M
BND icon
3
Vanguard Total Bond Market
BND
$158B
$10.8M 3.52%
+136,155
New +$10.6M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.99B
$10.5M 3.42%
8,360
– –
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$4.95M 1.61%
415,825
+379,440
+1,043% +$4.89M
DSU icon
6
BlackRock Debt Strategies Fund
DSU
$597M
$4.64M 1.51%
+475,238
New +$5.02M
DCUD
7
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.31M 1.41%
90,000
– –
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.37B
$4.24M 1.38%
456,565
+191,016
+72% +$1.88M
NHS
9
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$3.78M 1.23%
391,273
+125,647
+47% +$1.3M
HYB
10
DELISTED
New America High Income Fund, Inc.
HYB
$3.77M 1.23%
498,180
+101,882
+26% +$824K
BDXA
11
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.63M 1.19%
63,000
– –
AVYA
12
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$3.12M 1.02%
213,982
+27,338
+15% +$464K
NEE.PRR
13
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.88M 0.94%
50,000
– –
HNW
14
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.06M 0.67%
+158,757
New +$2.19M
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$1.87M 0.61%
36,000
– –
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.54M 0.5%
17,000
– –
GHY
17
PGIM Global High Yield Fund
GHY
$483M
$1.3M 0.42%
+100,781
New +$1.34M
CCO icon
18
Clear Channel Outdoor Holdings
CCO
$1.23B
$549K 0.18%
105,718
-9,894
-9% -$55.7K
PCG icon
19
PG&E
PCG
$38.5B
$535K 0.17%
+22,523
New +$806K
CYH icon
20
Community Health Systems
CYH
$423M
$518K 0.17%
+183,772
New +$631K
ASCMA
21
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$190K 0.06%
486,710
+55,987
+13% +$54.4K
EFL
22
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$122K 0.04%
+14,298
New +$128K
FGP
23
DELISTED
Ferrellgas Partners, L.P.
FGP
$68K 0.02%
128,024
– –
BKLN icon
24
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-213,000
Closed -$4.93M
SJNK icon
25
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
– –
-134,100
Closed -$3.7M
1
2

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Aegon USA Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Aegon USA Investment Management held 51 positions worth $306M, down 8.6% from $335M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management withdrew a net $49.6M in Q4 2018, closing 3 positions and reducing 3 holdings. Its most notable exit was State Street Blackstone Senior Loan ETF, an estimated $4.99M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.2% a quarter earlier, followed by Communication Services and Utilities.

Against the trend, Aegon USA Investment Management opened a new position in Vanguard Total Bond Market worth $10.8M.

  • Aegon USA Investment Management's largest Q4 2018 buy was Vanguard Total Bond Market: 136,155 shares worth $10.8M.
  • Aegon USA Investment Management added most to BlackRock Floating Rate Income Strategies Fund in Q4 2018, an estimated $4.89M increase.
  • Aegon USA Investment Management's biggest Q4 2018 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $1.04M.
  • Aegon USA Investment Management fully exited State Street Blackstone Senior Loan ETF in Q4 2018, selling an estimated $4.99M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $306M portfolio in Q4 2018.
  • Aegon USA Investment Management opened 7 new positions and closed 3 in Q4 2018.
  • Aegon USA Investment Management's portfolio value fell 8.6% quarter-over-quarter to $306M.

Based on Aegon USA Investment Management's 13F filing for Q4 2018, filed 11 Feb 2019.