AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-9.84%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$306M
AUM Growth
+$306M
Cap. Flow
+$13M
Cap. Flow %
4.25%
Top 10 Hldgs %
81.97%
Holding
56
New
7
Increased
6
Reduced
3
Closed
3

Top Buys

1
BND icon
Vanguard Total Bond Market
BND
$10.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
$4.64M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$4.52M
4
HNW
Pioneer Diversified High Income Fund
HNW
$2.06M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$1.77M

Top Sells

1
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$4.99M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$4.94M
3
SJNK icon
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$3.7M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$1.01M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$957K

Sector Composition

1 Technology 1.02%
2 Communication Services 0.18%
3 Utilities 0.17%
4 Healthcare 0.17%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$166M 54.01% 1,296,980 -7,500 -0.6% -$957K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$12.5M 4.07% 9,898 -800 -7% -$1.01M
BND icon
3
Vanguard Total Bond Market
BND
$134B
$10.8M 3.52% +136,155 New +$10.8M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$10.5M 3.42% 8,360 – –
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$4.95M 1.61% 415,825 +379,440 +1,043% +$4.52M
DSU icon
6
BlackRock Debt Strategies Fund
DSU
$550M
$4.64M 1.51% +475,238 New +$4.64M
DCUD
7
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.31M 1.41% 90,000 – –
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.47B
$4.24M 1.38% 456,565 +191,016 +72% +$1.77M
NHS
9
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$3.78M 1.23% 391,273 +125,647 +47% +$1.22M
HYB
10
DELISTED
New America High Income Fund, Inc.
HYB
$3.77M 1.23% 498,180 +101,882 +26% +$770K
BDXA
11
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.63M 1.19% 63,000 – –
AVYA
12
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$3.12M 1.02% 213,982 +27,338 +15% +$398K
NEE.PRR
13
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.88M 0.94% 50,000 – –
HNW
14
Pioneer Diversified High Income Fund
HNW
$107M
$2.06M 0.67% +158,757 New +$2.06M
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$1.87M 0.61% 36,000 – –
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.55M 0.5% 17,000 – –
GHY
17
PGIM Global High Yield Fund
GHY
$546M
$1.3M 0.42% +100,781 New +$1.3M
CCO icon
18
Clear Channel Outdoor Holdings
CCO
$616M
$549K 0.18% 105,718 -9,894 -9% -$51.4K
PCG icon
19
PG&E
PCG
$33.6B
$535K 0.17% +22,523 New +$535K
CYH icon
20
Community Health Systems
CYH
$387M
$518K 0.17% +183,772 New +$518K
ASCMA
21
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$190K 0.06% 486,710 +55,987 +13% +$21.9K
EFL
22
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$122K 0.04% +14,298 New +$122K
FGP
23
DELISTED
Ferrellgas Partners, L.P.
FGP
$68K 0.02% 128,024 – –
BKLN icon
24
Invesco Senior Loan ETF
BKLN
$6.97B
– – -213,000 Closed -$4.94M
SJNK icon
25
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– – -134,100 Closed -$3.7M
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