AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-1.18%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$343M
AUM Growth
+$343M
Cap. Flow
+$13.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
83.35%
Holding
42
New
10
Increased
–
Reduced
2
Closed
3

Top Buys

1
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$5.5M
2
SJNK icon
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$3.67M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
$3.27M
4
HYB
New America High Income Fund, Inc.
HYB
$2.2M
5
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.96M

Top Sells

1
AGN.PRA
Allergan plc.
AGN.PRA
$1.27M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$314K
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$292K

Sector Composition

1 Technology 1.6%
2 Communication Services 0.81%
3 Financials 0.37%
4 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$210M 61.33% 1,549,770 -2,315 -0.1% -$314K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$14.1M 4.11% 10,915 – –
NEE.PRQ
3
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– – 0 – –
AVYA
4
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$5.5M 1.6% +244,510 New +$5.5M
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.97B
– – 0 – –
SRLN icon
6
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$4.74M 1.38% 100,000 – –
BAC.PRL icon
7
Bank of America Series L
BAC.PRL
$3.84B
$4.32M 1.26% 3,360 – –
DCUD
8
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.18M 1.22% 90,000 – –
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.09M 1.19% 70,000 -5,000 -7% -$292K
SJNK icon
10
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.67M 1.07% +134,100 New +$3.67M
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.47B
$3.27M 0.95% +308,569 New +$3.27M
NEE.PRR
12
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.88M 0.84% 50,000 – –
WELL.PRI
13
DELISTED
Welltower Inc.
WELL.PRI
$2.8M 0.82% 50,000 – –
CCO icon
14
Clear Channel Outdoor Holdings
CCO
$616M
– – 0 – –
HYB
15
DELISTED
New America High Income Fund, Inc.
HYB
$2.2M 0.64% +252,913 New +$2.2M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.96M 0.57% +17,000 New +$1.96M
DTV
17
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– – 0 – –
JNK icon
18
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$1.6M 0.47% +44,650 New +$1.6M
HBAN icon
19
Huntington Bancshares
HBAN
$26B
– – 0 – –
ASCMA
20
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1.14M 0.33% +309,109 New +$1.14M
ORIG
21
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$1.08M 0.31% +42,703 New +$1.08M
NHS
22
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$595K 0.17% +53,450 New +$595K
WFC.WS
23
DELISTED
Wells Fargo & Company Ws
WFC.WS
$484K 0.14% 25,210 – –
VZ icon
24
Verizon
VZ
$186B
$335K 0.1% +7,000 New +$335K
HYG icon
25
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– – 0 – –
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