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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$343M
AUM Growth
-$16.2M
Cap. Flow
-$27.7M
Cap. Flow %
-8.08%
Top 10 Hldgs %
83.35%
Holding
36
New
10
Increased
–
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$5.23M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.69M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.31M
4
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$2.33M
5
HYB
New America High Income Fund, Inc.
HYB
+$2.27M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$1.27M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$325K
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$297K

Sector Composition

Rank Sector Weight
1 Technology 1.6%
2 Communication Services 0.81%
3 Financials 0.37%
4 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$210M 61.33%
1,549,770
-2,315
-0.1% -$325K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$14.1M 4.11%
10,915
– –
NEE.PRQ
3
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– –
0
– –
AVYA
4
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$5.5M 1.6%
+244,510
New +$5.23M
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.81B
– –
0
– –
SRLN icon
6
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$4.74M 1.38%
100,000
– –
BAC.PRL icon
7
Bank of America Series L
BAC.PRL
$3.99B
$4.32M 1.26%
3,360
– –
DCUD
8
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.18M 1.22%
90,000
– –
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.09M 1.19%
70,000
-5,000
-7% -$297K
SJNK icon
10
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$3.67M 1.07%
+134,100
New +$3.69M
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.27M 0.95%
+308,569
New +$3.31M
NEE.PRR
12
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.88M 0.84%
50,000
– –
WELL.PRI
13
DELISTED
Welltower Inc.
WELL.PRI
$2.8M 0.82%
50,000
– –
CCO icon
14
Clear Channel Outdoor Holdings
CCO
$1.23B
– –
0
– –
HYB
15
DELISTED
New America High Income Fund, Inc.
HYB
$2.2M 0.64%
+252,913
New +$2.27M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.96M 0.57%
+17,000
New +$2.03M
DTV
17
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
0
– –
JNK icon
18
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.6M 0.47%
+14,883
New +$1.62M
HBAN icon
19
Huntington Bancshares
HBAN
$35.5B
– –
0
– –
ASCMA
20
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1.14M 0.33%
+309,109
New +$2.33M
ORIG
21
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$1.08M 0.31%
+42,703
New +$1.12M
NHS
22
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$595K 0.17%
+53,450
New +$607K
WFC.WS
23
DELISTED
Wells Fargo & Company Ws
WFC.WS
$484K 0.14%
25,210
– –
VZ icon
24
Verizon
VZ
$196B
$335K 0.1%
+7,000
New +$352K
AGN.PRA
25
DELISTED
Allergan plc
AGN.PRA
– –
-2,150
Closed -$1.27M

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Aegon USA Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Aegon USA Investment Management held 36 positions worth $343M, down 4.5% from $359M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $27.7M in Q1 2018, closing 3 positions and reducing 2 holdings. Its most notable exit was Allergan plc, an estimated $1.27M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, followed by Communication Services and Financials.

Against the trend, Aegon USA Investment Management opened a new position in Avaya Holdings Corp. Common Stock worth $5.5M.

  • Aegon USA Investment Management's largest Q1 2018 buy was Avaya Holdings Corp. Common Stock: 244,510 shares worth $5.5M.
  • Aegon USA Investment Management's biggest Q1 2018 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $325K.
  • Aegon USA Investment Management fully exited Allergan plc in Q1 2018, selling an estimated $1.27M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $343M portfolio in Q1 2018.
  • Aegon USA Investment Management opened 10 new positions and closed 3 in Q1 2018.
  • Aegon USA Investment Management's portfolio value fell 4.5% quarter-over-quarter to $343M.

Based on Aegon USA Investment Management's 13F filing for Q1 2018, filed 10 May 2018.