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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$140M
AUM Growth
+$1.39M
Cap. Flow
-$35.3M
Cap. Flow %
-25.23%
Top 10 Hldgs %
87.93%
Holding
39
New
2
Increased
9
Reduced
7
Closed
4

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$3.77M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.37M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.33M
4
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$258K
5
RIV
RiverNorth Opportunities Fund
RIV
+$160K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.91M
3
BND icon
Vanguard Total Bond Market
BND
+$4.36M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$579K
5
VVR icon
Invesco Senior Income Trust
VVR
+$572K

Sector Composition

Rank Sector Weight
1 Real Estate 0.87%
2 Energy 0.34%
3 Communication Services 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$77.5M 55.38%
326,906
-58,599
-15% -$13M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-8,000
Closed -$8.91M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$9.65M 6.89%
7,950
– –
APO.PRA
4
DELISTED
Apollo Global Management Series A
APO.PRA
$3.97M 2.84%
+70,293
New +$3.77M
NEE.PRR
5
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$3.7M 2.65%
97,000
+7,000
+8% +$258K
BND icon
6
Vanguard Total Bond Market
BND
$161B
$3.44M 2.46%
46,782
-61,756
-57% -$4.36M
CCLP
7
DELISTED
CSI Compressco LP
CCLP
$2.23M 1.59%
1,367,353
-296,519
-18% -$444K
SRLN icon
8
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.71M 1.22%
40,817
+32,985
+421% +$1.37M
BKLN icon
9
Invesco Senior Loan ETF
BKLN
$6.74B
$1.34M 0.96%
+63,440
New +$1.33M
CBL
10
CBL Properties
CBL
$1.75B
$1.21M 0.87%
49,630
-9,237
-16% -$206K
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.37B
$814K 0.58%
86,320
– –
VCSH icon
12
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$562K 0.4%
7,262
+611
+9% +$46.3K
RIV
13
RiverNorth Opportunities Fund
RIV
$317M
$551K 0.39%
50,165
+15,229
+44% +$160K
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$483K 0.35%
38,497
-37,397
-49% -$457K
SMC
15
Summit Midstream
SMC
$419M
$474K 0.34%
26,448
– –
HYB
16
DELISTED
New America High Income Fund, Inc.
HYB
$354K 0.25%
50,318
– –
SPSB icon
17
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$329K 0.24%
11,050
+930
+9% +$27.4K
FCT
18
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$303K 0.22%
30,017
– –
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$45.6B
$297K 0.21%
3,859
+324
+9% +$24.5K
ETB
20
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$282K 0.2%
21,756
+5,000
+30% +$63.3K
HYG icon
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$259K 0.18%
3,341
+399
+14% +$29.7K
ISD
22
PGIM High Yield Bond Fund
ISD
$419M
$258K 0.18%
20,953
– –
IHRT icon
23
iHeartMedia
IHRT
$583M
$244K 0.17%
91,440
+26,977
+42% +$68.2K
NHS
24
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$222K 0.16%
28,732
– –
EFR
25
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$216K 0.15%
17,070
-47,474
-74% -$579K
1
2

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Aegon USA Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Aegon USA Investment Management held 39 positions worth $140M, up 1% from $139M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Aegon USA Investment Management withdrew a net $35.3M in Q4 2023, closing 4 positions and reducing 7 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $8.91M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.87% of assets, down from 0.89% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Apollo Global Management Series A worth $3.97M.

  • Aegon USA Investment Management's largest Q4 2023 buy was Apollo Global Management Series A: 70,293 shares worth $3.97M.
  • Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2023, an estimated $1.37M increase.
  • Aegon USA Investment Management's biggest Q4 2023 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Aegon USA Investment Management fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2023, selling an estimated $8.91M.
  • Aegon USA Investment Management's ten largest holdings make up 88% of its $140M portfolio in Q4 2023.
  • Aegon USA Investment Management opened 2 new positions and closed 4 in Q4 2023.
  • Aegon USA Investment Management's portfolio value rose 1% quarter-over-quarter to $140M.

Based on Aegon USA Investment Management's 13F filing for Q4 2023, filed 5 Feb 2024.