AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+8.46%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$140M
AUM Growth
+$140M
Cap. Flow
-$22.8M
Cap. Flow %
-16.31%
Top 10 Hldgs %
87.93%
Holding
40
New
2
Increased
9
Reduced
7
Closed
4

Top Buys

1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$3.97M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$1.38M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
$1.34M
4
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$267K
5
RIV
RiverNorth Opportunities Fund
RIV
$167K

Top Sells

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$13.9M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8.96M
3
BND icon
Vanguard Total Bond Market
BND
$4.54M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
$601K
5
VVR icon
Invesco Senior Income Trust
VVR
$572K

Sector Composition

1 Real Estate 0.87%
2 Energy 0.34%
3 Communication Services 0.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$77.5M 55.38% 326,906 -58,599 -15% -$13.9M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– – -8,000 Closed -$8.96M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.65M 6.89% 7,950 – –
APO.PRA icon
4
Apollo Global Management Series A
APO.PRA
$2.06B
$3.97M 2.84% +70,293 New +$3.97M
NEE.PRR icon
5
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$3.7M 2.65% 97,000 +7,000 +8% +$267K
BND icon
6
Vanguard Total Bond Market
BND
$134B
$3.44M 2.46% 46,782 -61,756 -57% -$4.54M
CCLP
7
DELISTED
CSI Compressco LP
CCLP
$2.23M 1.59% 1,367,353 -296,519 -18% -$483K
SRLN icon
8
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.71M 1.22% 40,817 +32,985 +421% +$1.38M
BKLN icon
9
Invesco Senior Loan ETF
BKLN
$6.97B
$1.34M 0.96% +63,440 New +$1.34M
CBL
10
CBL Properties
CBL
$985M
$1.21M 0.87% 49,630 -9,237 -16% -$226K
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.47B
$814K 0.58% 86,320 – –
VCSH icon
12
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$562K 0.4% 7,262 +611 +9% +$47.3K
RIV
13
RiverNorth Opportunities Fund
RIV
$268M
$551K 0.39% 50,165 +15,229 +44% +$167K
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$483K 0.35% 38,497 -37,397 -49% -$469K
SMC
15
Summit Midstream Corporation
SMC
$282M
$474K 0.34% 26,448 – –
HYB
16
DELISTED
New America High Income Fund, Inc.
HYB
$354K 0.25% 50,318 – –
SPSB icon
17
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$329K 0.24% 11,050 +930 +9% +$27.7K
FCT
18
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$303K 0.22% 30,017 – –
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$38.5B
$297K 0.21% 3,859 +324 +9% +$25K
ETB
20
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$439M
$282K 0.2% 21,756 +5,000 +30% +$64.9K
HYG icon
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$259K 0.18% 3,341 +399 +14% +$30.9K
ISD
22
PGIM High Yield Bond Fund
ISD
$486M
$258K 0.18% 20,953 – –
IHRT icon
23
iHeartMedia
IHRT
$320M
$244K 0.17% 91,440 +26,977 +42% +$72K
NHS
24
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$222K 0.16% 28,732 – –
EFR
25
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$216K 0.15% 17,070 -47,474 -74% -$601K
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