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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+1,063.61%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$329M
AUM Growth
+$25.3M
Cap. Flow
-$43.4M
Cap. Flow %
-13.19%
Top 10 Hldgs %
86.15%
Holding
45
New
1
Increased
1
Reduced
18
Closed
5

Top Buys

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$21M
2
CCLP
CSI Compressco LP
CCLP
+$480

Top Sells

Rank Stock Value
1
DEN
Denbury Inc.
DEN
+$20.5M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$1.47M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.31M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.13M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.09M

Sector Composition

Rank Sector Weight
1 Energy 8.11%
2 Utilities 1.47%
3 Communication Services 0.27%
4 Technology 0.12%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$192M 58.35%
987,240
-5,310
-0.5% -$971K
CHRD icon
2
Chord Energy
CHRD
$7.74B
$26.4M 8.02%
+712,798
New +$21M
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$12.2M 3.69%
8,000
-800
-9% -$1.13M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$4.01B
$12.1M 3.67%
7,950
-175
-2% -$262K
BND icon
5
Vanguard Total Bond Market
BND
$161B
$10.5M 3.2%
119,568
-1,635
-1% -$144K
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.63M 2.01%
112,000
– –
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.24M 1.59%
103,000
– –
SOLN
8
DELISTED
The Southern Company
SOLN
$4.83M 1.47%
93,000
-8,000
-8% -$403K
DCUE
9
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.42M 1.34%
44,000
-1,700
-4% -$175K
DTP
10
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.89M 0.88%
60,000
– –
SWT
11
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.8M 0.85%
25,000
– –
AEPPL
12
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.77M 0.84%
55,250
– –
VVR icon
13
Invesco Senior Income Trust
VVR
$457M
$1.87M 0.57%
469,248
-252,302
-35% -$950K
FRA icon
14
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$1.82M 0.55%
150,230
-44,731
-23% -$530K
AEPPZ
15
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.75M 0.53%
34,580
– –
DSU icon
16
BlackRock Debt Strategies Fund
DSU
$597M
$851K 0.26%
81,476
-32,286
-28% -$325K
BKLN icon
17
Invesco Senior Loan ETF
BKLN
$6.74B
$693K 0.21%
31,100
-49,699
-62% -$1.09M
SRLN icon
18
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$685K 0.21%
15,000
– –
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$1.23B
$545K 0.17%
330,597
-199,241
-38% -$251K
NHS
20
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$516K 0.16%
44,119
-129,339
-75% -$1.47M
AVYA
21
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$404K 0.12%
21,073
-10,106
-32% -$188K
HYB
22
DELISTED
New America High Income Fund, Inc.
HYB
$390K 0.12%
44,908
-12,364
-22% -$105K
CNR
23
DELISTED
Cornerstone Building Brands, Inc.
CNR
$387K 0.12%
41,705
-28,512
-41% -$253K
IHRT icon
24
iHeartMedia
IHRT
$547M
$338K 0.1%
26,056
-33,835
-56% -$348K
SMC
25
Summit Midstream
SMC
$434M
$286K 0.09%
22,859
-1,626
-7% -$20.9K
1
2

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Aegon USA Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Aegon USA Investment Management held 45 positions worth $329M, up 8.3% from $304M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Aegon USA Investment Management withdrew a net $43.4M in Q4 2020, closing 5 positions and reducing 18 holdings. Its most notable exit was Denbury Inc., an estimated $20.5M position sold in full.

By sector, the portfolio is most concentrated in Energy at 8.1% of assets, up from 6.9% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Chord Energy worth $26.4M.

  • Aegon USA Investment Management's largest Q4 2020 buy was Chord Energy: 712,798 shares worth $26.4M.
  • Aegon USA Investment Management added most to CSI Compressco LP in Q4 2020, an estimated $480 increase.
  • Aegon USA Investment Management's biggest Q4 2020 reduction was Neuberger High Yield Strategies Fund Inc, cutting an estimated $1.47M.
  • Aegon USA Investment Management fully exited Denbury Inc. in Q4 2020, selling an estimated $20.5M.
  • Aegon USA Investment Management's ten largest holdings make up 86% of its $329M portfolio in Q4 2020.
  • Aegon USA Investment Management opened 1 new position and closed 5 in Q4 2020.
  • Aegon USA Investment Management's portfolio value rose 8.3% quarter-over-quarter to $329M.

Based on Aegon USA Investment Management's 13F filing for Q4 2020, filed 29 Jan 2021.