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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$180M
AUM Growth
+$6.8M
Cap. Flow
-$31.3M
Cap. Flow %
-17.34%
Top 10 Hldgs %
83.69%
Holding
46
New
2
Increased
7
Reduced
7
Closed
4

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$11.8M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$2.36M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$827K
4
RIV
RiverNorth Opportunities Fund
RIV
+$269K
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$130K

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.06M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.04M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.04M
5
VVR icon
Invesco Senior Income Trust
VVR
+$458K

Sector Composition

Rank Sector Weight
1 Real Estate 0.68%
2 Communication Services 0.23%
3 Energy 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$81.2M 44.99%
397,716
-5,281
-1% -$1.06M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$11.8M 6.53%
+243,922
New +$11.8M
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$9.28M 5.14%
8,000
– –
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$4B
$9.22M 5.11%
7,950
– –
BND icon
5
Vanguard Total Bond Market
BND
$161B
$8.1M 4.49%
109,725
-873
-0.8% -$63.9K
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$6.8M 3.77%
65,500
+22,816
+53% +$2.36M
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.6M 3.11%
111,426
+16,339
+17% +$827K
KKR.PRC
8
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.36M 2.97%
85,200
– –
CCLP
9
DELISTED
CSI Compressco LP
CCLP
$1.93M 1.07%
1,569,174
-91,375
-6% -$122K
CBL
10
CBL Properties
CBL
$1.71B
$1.23M 0.68%
47,878
-11,267
-19% -$288K
EFT
11
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$874K 0.48%
75,894
+2,000
+3% +$23.3K
EFR
12
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$731K 0.41%
64,544
– –
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.37B
$711K 0.39%
81,520
+14,526
+22% +$130K
VVR icon
14
Invesco Senior Income Trust
VVR
$457M
$537K 0.3%
145,792
-118,172
-45% -$458K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$471K 0.26%
6,177
– –
SMC
16
Summit Midstream
SMC
$433M
$398K 0.22%
25,933
– –
DSU icon
17
BlackRock Debt Strategies Fund
DSU
$597M
$315K 0.17%
33,144
– –
FCT
18
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$299K 0.17%
30,017
+3,000
+11% +$29.5K
NHS
19
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$298K 0.17%
35,005
+10,897
+45% +$93.2K
HYB
20
DELISTED
New America High Income Fund, Inc.
HYB
$296K 0.16%
43,538
– –
SRLN icon
21
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$296K 0.16%
7,142
-25,000
-78% -$1.04M
SPSB icon
22
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$278K 0.15%
9,398
– –
RIV
23
RiverNorth Opportunities Fund
RIV
$317M
$257K 0.14%
+22,664
New +$269K
ISD
24
PGIM High Yield Bond Fund
ISD
$419M
$256K 0.14%
20,953
– –
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$45.6B
$251K 0.14%
3,283
– –
1
2

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Aegon USA Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Aegon USA Investment Management held 46 positions worth $180M, up 3.9% from $174M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Aegon USA Investment Management withdrew a net $31.3M in Q1 2023, closing 4 positions and reducing 7 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $9.2M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.68% of assets, down from 0.79% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in NextEra Energy, Inc. 6.219% Corporate Units worth $11.8M.

  • Aegon USA Investment Management's largest Q1 2023 buy was NextEra Energy, Inc. 6.219% Corporate Units: 243,922 shares worth $11.8M.
  • Aegon USA Investment Management added most to NiSource Inc. Series A Corporate Units in Q1 2023, an estimated $2.36M increase.
  • Aegon USA Investment Management's biggest Q1 2023 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $1.06M.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2023, selling an estimated $9.2M.
  • Aegon USA Investment Management's ten largest holdings make up 84% of its $180M portfolio in Q1 2023.
  • Aegon USA Investment Management opened 2 new positions and closed 4 in Q1 2023.
  • Aegon USA Investment Management's portfolio value rose 3.9% quarter-over-quarter to $180M.

Based on Aegon USA Investment Management's 13F filing for Q1 2023, filed 25 Apr 2023.