AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+3.23%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$180M
AUM Growth
+$180M
Cap. Flow
+$1.85M
Cap. Flow %
1.02%
Top 10 Hldgs %
83.69%
Holding
46
New
2
Increased
7
Reduced
7
Closed
4

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$11.8M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$2.37M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$822K
4
RIV
RiverNorth Opportunities Fund
RIV
$257K
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$127K

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.2M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.08M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
$1.04M
4
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$1.04M
5
VVR icon
Invesco Senior Income Trust
VVR
$435K

Sector Composition

1 Real Estate 0.68%
2 Communication Services 0.23%
3 Energy 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$81.2M 44.99% 397,716 -5,281 -1% -$1.08M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$11.8M 6.53% +243,922 New +$11.8M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.28M 5.14% 8,000 – –
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$9.22M 5.11% 7,950 – –
BND icon
5
Vanguard Total Bond Market
BND
$134B
$8.1M 4.49% 109,725 -873 -0.8% -$64.5K
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$6.8M 3.77% 65,500 +22,816 +53% +$2.37M
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.6M 3.11% 111,426 +16,339 +17% +$822K
KKR.PRC
8
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.36M 2.97% 85,200 – –
CCLP
9
DELISTED
CSI Compressco LP
CCLP
$1.93M 1.07% 1,569,174 -91,375 -6% -$112K
CBL
10
CBL Properties
CBL
$985M
$1.23M 0.68% 47,878 -11,267 -19% -$289K
EFT
11
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$874K 0.48% 75,894 +2,000 +3% +$23K
EFR
12
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$731K 0.41% 64,544 – –
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.47B
$711K 0.39% 81,520 +14,526 +22% +$127K
VVR icon
14
Invesco Senior Income Trust
VVR
$561M
$537K 0.3% 145,792 -118,172 -45% -$435K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$471K 0.26% 6,177 – –
SMC
16
Summit Midstream Corporation
SMC
$282M
$398K 0.22% 25,933 – –
DSU icon
17
BlackRock Debt Strategies Fund
DSU
$550M
$315K 0.17% 33,144 – –
FCT
18
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$299K 0.17% 30,017 +3,000 +11% +$29.9K
NHS
19
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$298K 0.17% 35,005 +10,897 +45% +$92.8K
HYB
20
DELISTED
New America High Income Fund, Inc.
HYB
$296K 0.16% 43,538 – –
SRLN icon
21
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$296K 0.16% 7,142 -25,000 -78% -$1.04M
SPSB icon
22
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$278K 0.15% 9,398 – –
RIV
23
RiverNorth Opportunities Fund
RIV
$268M
$257K 0.14% +22,664 New +$257K
ISD
24
PGIM High Yield Bond Fund
ISD
$486M
$256K 0.14% 20,953 – –
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$38.5B
$251K 0.14% 3,283 – –
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