AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+5.94%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$148M
AUM Growth
+$148M
Cap. Flow
-$5.01M
Cap. Flow %
-3.38%
Top 10 Hldgs %
88.09%
Holding
42
New
3
Increased
2
Reduced
9
Closed
5

Top Buys

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$663K
2
HFRO
Highland Opportunities and Income Fund
HFRO
$527K
3
HIX
Western Asset High Income Fund II
HIX
$271K
4
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$57.8K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$31.2K

Top Sells

1
CCLP
CSI Compressco LP
CCLP
$2.23M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.34M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
$640K
4
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$531K
5
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$483K

Sector Composition

1 Real Estate 0.75%
2 Communication Services 0.24%
3 Energy 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$83.6M 56.43% 321,769 -5,137 -2% -$1.34M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– – 0 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.48M 6.4% 7,950 – –
APO.PRA icon
4
Apollo Global Management Series A
APO.PRA
$2.06B
$3.97M 2.68% 62,000 -8,293 -12% -$531K
NEE.PRR icon
5
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$3.84M 2.59% 97,000 – –
BND icon
6
Vanguard Total Bond Market
BND
$134B
$3.33M 2.25% 45,834 -948 -2% -$68.9K
SRLN icon
7
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.78M 1.2% 42,190 +1,373 +3% +$57.8K
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.97B
$1.34M 0.91% 63,440 – –
CBL
9
CBL Properties
CBL
$985M
$1.11M 0.75% 48,641 -989 -2% -$22.7K
VGSH icon
10
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$663K 0.45% +11,419 New +$663K
RIV
11
RiverNorth Opportunities Fund
RIV
$268M
$604K 0.41% 50,165 – –
HFRO
12
Highland Opportunities and Income Fund
HFRO
$340M
$527K 0.36% +74,933 New +$527K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$425K 0.29% 5,502 -1,760 -24% -$136K
HYB
14
DELISTED
New America High Income Fund, Inc.
HYB
$366K 0.25% 50,318 – –
SMC
15
Summit Midstream Corporation
SMC
$282M
$346K 0.23% 12,319 -14,129 -53% -$397K
FCT
16
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$311K 0.21% 30,017 – –
ETB
17
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$439M
$297K 0.2% 21,756 – –
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$291K 0.2% 3,743 +402 +12% +$31.2K
ISD
19
PGIM High Yield Bond Fund
ISD
$486M
$272K 0.18% 20,953 – –
HIX
20
Western Asset High Income Fund II
HIX
$389M
$271K 0.18% +60,614 New +$271K
SPSB icon
21
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$249K 0.17% 8,376 -2,674 -24% -$79.6K
HNW
22
Pioneer Diversified High Income Fund
HNW
$107M
$229K 0.15% 19,260 – –
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$38.5B
$224K 0.15% 2,924 -935 -24% -$71.7K
HYT icon
24
BlackRock Corporate High Yield Fund
HYT
$1.47B
$205K 0.14% 20,945 -65,375 -76% -$640K
IHRT icon
25
iHeartMedia
IHRT
$320M
$191K 0.13% 91,440 – –
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