AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+3.72%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$174M
AUM Growth
+$174M
Cap. Flow
-$462K
Cap. Flow %
-0.26%
Top 10 Hldgs %
85.81%
Holding
44
New
2
Increased
10
Reduced
5
Closed
–

Top Buys

1
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$933K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$896K
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$751K
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$470K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$221K

Top Sells

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.19M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$1.8M
3
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$47K
4
BND icon
Vanguard Total Bond Market
BND
$42.4K
5
CCO icon
Clear Channel Outdoor Holdings
CCO
$12.6K

Sector Composition

1 Real Estate 0.61%
2 Communication Services 0.31%
3 Energy 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$85.4M 49% 387,771 -9,945 -3% -$2.19M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$12.7M 7.28% 259,275 +15,353 +6% +$751K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.38M 5.38% 7,950 – –
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.22M 5.29% 8,000 – –
BND icon
5
Vanguard Total Bond Market
BND
$134B
$7.93M 4.55% 109,142 -583 -0.5% -$42.4K
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$6.64M 3.81% 65,500 – –
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.99M 3.44% 120,911 +9,485 +9% +$470K
KKR.PRC
8
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$3.87M 2.22% 58,200 -27,000 -32% -$1.8M
CCLP
9
DELISTED
CSI Compressco LP
CCLP
$1.95M 1.12% 1,596,478 +27,304 +2% +$33.3K
SRLN icon
10
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.23M 0.71% 29,417 +22,275 +312% +$933K
CBL
11
CBL Properties
CBL
$985M
$1.06M 0.61% 47,878 – –
BKLN icon
12
Invesco Senior Loan ETF
BKLN
$6.97B
$896K 0.51% +42,589 New +$896K
EFT
13
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$886K 0.51% 75,894 – –
HYT icon
14
BlackRock Corporate High Yield Fund
HYT
$1.47B
$770K 0.44% 86,320 +4,800 +6% +$42.8K
EFR
15
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$758K 0.44% 64,544 – –
VVR icon
16
Invesco Senior Income Trust
VVR
$561M
$561K 0.32% 145,792 – –
VCSH icon
17
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$503K 0.29% 6,651 +474 +8% +$35.9K
SMC
18
Summit Midstream Corporation
SMC
$282M
$421K 0.24% 25,933 – –
RIV
19
RiverNorth Opportunities Fund
RIV
$268M
$350K 0.2% 30,565 +7,901 +35% +$90.4K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$550M
$324K 0.19% 33,144 – –
IHRT icon
21
iHeartMedia
IHRT
$320M
$298K 0.17% 81,931 +31,732 +63% +$116K
SPSB icon
22
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$298K 0.17% 10,120 +722 +8% +$21.3K
FCT
23
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$297K 0.17% 30,017 – –
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
$290K 0.17% 43,538 – –
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$38.5B
$267K 0.15% 3,535 +252 +8% +$19K
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