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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-15.27%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$244M
AUM Growth
-$49.5M
Cap. Flow
-$40.9M
Cap. Flow %
-16.75%
Top 10 Hldgs %
80.63%
Holding
64
New
9
Increased
4
Reduced
10
Closed
1

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$3.52M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$1.79M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.16M
4
RIV
RiverNorth Opportunities Fund
RIV
+$796K
5
VLT icon
Invesco High Income Trust II
VLT
+$547K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.15M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.64M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$917K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$866K
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$733K

Sector Composition

Rank Sector Weight
1 Utilities 2.22%
2 Technology 0.49%
3 Communication Services 0.23%
4 Healthcare 0.13%
5 Industrials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$129M 53.06%
1,004,050
-5,600
-0.6% -$866K
BND icon
2
Vanguard Total Bond Market
BND
$161B
$10.6M 4.36%
124,645
-1,800
-1% -$153K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$4.01B
$9.95M 4.08%
7,860
-200
-2% -$292K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$9.94M 4.07%
7,800
– –
SOLN
5
DELISTED
The Southern Company
SOLN
$5.42M 2.22%
122,000
– –
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.38M 2.21%
58,500
– –
NEE.PRO
7
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.3M 2.17%
112,000
– –
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.7M 1.52%
+84,000
New +$3.52M
AEPPL
9
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$3.49M 1.43%
72,300
-17,000
-19% -$917K
DTP
10
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.26M 0.93%
60,000
– –
FRA icon
11
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$1.98M 0.81%
198,061
-59,264
-23% -$733K
VVR icon
12
Invesco Senior Income Trust
VVR
$457M
$1.9M 0.78%
588,721
-116,864
-17% -$463K
SWT
13
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.75M 0.72%
25,000
– –
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.74B
$1.47M 0.6%
71,800
-144,500
-67% -$3.15M
NHS
15
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$1.36M 0.56%
+156,907
New +$1.79M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.24M 0.51%
17,000
– –
HYT icon
17
BlackRock Corporate High Yield Fund
HYT
$1.37B
$974K 0.4%
+110,702
New +$1.16M
AVYA
18
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$868K 0.36%
107,324
-36,073
-25% -$429K
RIV
19
RiverNorth Opportunities Fund
RIV
$317M
$642K 0.26%
+51,661
New +$796K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$597M
$639K 0.26%
75,578
+3,729
+5% +$38.8K
VLT icon
21
Invesco High Income Trust II
VLT
$65.8M
$442K 0.18%
+41,234
New +$547K
LITE icon
22
Lumentum
LITE
$64B
$324K 0.13%
+4,400
New +$346K
CYH icon
23
Community Health Systems
CYH
$415M
$317K 0.13%
95,006
-13,463
-12% -$54.5K
IHRT icon
24
iHeartMedia
IHRT
$559M
$317K 0.13%
43,386
+30,876
+247% +$454K
CNR
25
DELISTED
Cornerstone Building Brands, Inc.
CNR
$271K 0.11%
59,342
+38,172
+180% +$284K
1
2

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Aegon USA Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Aegon USA Investment Management held 64 positions worth $244M, down 17% from $293M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Aegon USA Investment Management withdrew a net $40.9M in Q1 2020, closing 1 position and reducing 10 holdings. Its most notable exit was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $1.64M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 2.2% of assets, down from 2.2% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $3.7M.

  • Aegon USA Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 84,000 shares worth $3.7M.
  • Aegon USA Investment Management added most to iHeartMedia in Q1 2020, an estimated $454K increase.
  • Aegon USA Investment Management's biggest Q1 2020 reduction was Invesco Senior Loan ETF, cutting an estimated $3.15M.
  • Aegon USA Investment Management fully exited Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q1 2020, selling an estimated $1.64M.
  • Aegon USA Investment Management's ten largest holdings make up 81% of its $244M portfolio in Q1 2020.
  • Aegon USA Investment Management opened 9 new positions and closed 1 in Q1 2020.
  • Aegon USA Investment Management's portfolio value fell 17% quarter-over-quarter to $244M.

Based on Aegon USA Investment Management's 13F filing for Q1 2020, filed 24 Apr 2020.