AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-15.27%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$244M
AUM Growth
+$244M
Cap. Flow
+$547K
Cap. Flow %
0.22%
Top 10 Hldgs %
80.63%
Holding
69
New
9
Increased
4
Reduced
10
Closed
1

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.7M
2
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$1.36M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
$974K
4
RIV
RiverNorth Opportunities Fund
RIV
$642K
5
VLT icon
Invesco High Income Trust II
VLT
$442K

Top Sells

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$2.96M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.64M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$820K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$722K
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$593K

Sector Composition

1 Utilities 2.22%
2 Technology 0.49%
3 Communication Services 0.23%
4 Healthcare 0.13%
5 Industrials 0.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$129M 53.06% 1,004,050 -5,600 -0.6% -$722K
BND icon
2
Vanguard Total Bond Market
BND
$134B
$10.6M 4.36% 124,645 -1,800 -1% -$154K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.95M 4.08% 7,860 -200 -2% -$253K
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.94M 4.07% 7,800 – –
SOLN
5
DELISTED
The Southern Company
SOLN
$5.42M 2.22% 122,000 – –
DCUE
6
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.38M 2.21% 58,500 – –
NEE.PRO
7
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.3M 2.17% 112,000 – –
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.7M 1.52% +84,000 New +$3.7M
AEPPL
9
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$3.49M 1.43% 72,300 -17,000 -19% -$820K
DTP
10
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.26M 0.93% 60,000 – –
FRA icon
11
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.98M 0.81% 198,061 -59,264 -23% -$593K
VVR icon
12
Invesco Senior Income Trust
VVR
$561M
$1.9M 0.78% 588,721 -116,864 -17% -$376K
SWT
13
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.75M 0.72% 25,000 – –
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.97B
$1.47M 0.6% 71,800 -144,500 -67% -$2.96M
NHS
15
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$1.36M 0.56% +156,907 New +$1.36M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.24M 0.51% 17,000 – –
HYT icon
17
BlackRock Corporate High Yield Fund
HYT
$1.47B
$974K 0.4% +110,702 New +$974K
AVYA
18
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$868K 0.36% 107,324 -36,073 -25% -$292K
RIV
19
RiverNorth Opportunities Fund
RIV
$268M
$642K 0.26% +51,661 New +$642K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$550M
$639K 0.26% 75,578 +3,729 +5% +$31.5K
VLT icon
21
Invesco High Income Trust II
VLT
$72.5M
$442K 0.18% +41,234 New +$442K
LITE icon
22
Lumentum
LITE
$9.28B
$324K 0.13% +4,400 New +$324K
CYH icon
23
Community Health Systems
CYH
$387M
$317K 0.13% 95,006 -13,463 -12% -$44.9K
IHRT icon
24
iHeartMedia
IHRT
$320M
$317K 0.13% 43,386 +30,876 +247% +$226K
CNR
25
DELISTED
Cornerstone Building Brands, Inc.
CNR
$271K 0.11% 59,342 +38,172 +180% +$174K
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