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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$281M
AUM Growth
+$6.9M
Cap. Flow
-$34.8M
Cap. Flow %
-12.37%
Top 10 Hldgs %
83.32%
Holding
54
New
4
Increased
5
Reduced
7
Closed
6

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.91M
2
VVR icon
Invesco Senior Income Trust
VVR
+$3.26M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.9M
4
SOLN
The Southern Company
SOLN
+$2.1M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$1.11M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$3.25M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.16M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$2.02M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.13M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.65%
3 Consumer Staples 0.4%
4 Healthcare 0.23%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$154M 54.77%
1,020,950
-1,030
-0.1% -$155K
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.99B
$12.1M 4.29%
8,060
-300
-4% -$429K
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$11.7M 4.17%
7,800
-1,400
-15% -$2M
BND icon
4
Vanguard Total Bond Market
BND
$158B
$10.8M 3.82%
127,445
-3,320
-3% -$278K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.81B
$6.9M 2.45%
305,300
+216,300
+243% +$4.91M
FRA icon
6
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$6.06M 2.15%
480,133
+41,492
+9% +$526K
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.49M 1.95%
52,000
– –
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$4.84M 1.72%
87,800
+20,000
+29% +$1.11M
VVR icon
9
Invesco Senior Income Trust
VVR
$454M
$3.27M 1.16%
+777,435
New +$3.26M
BDXA
10
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.17M 1.13%
51,200
– –
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3M 1.07%
+59,000
New +$2.9M
SOLN
12
DELISTED
The Southern Company
SOLN
$2.14M 0.76%
+40,000
New +$2.1M
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.85M 0.66%
171,788
-106,621
-38% -$1.13M
AVYA
14
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.82M 0.65%
178,184
+5,900
+3% +$69.3K
SWP
15
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.71M 0.61%
17,000
– –
SRLN icon
16
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$1.57M 0.56%
34,000
– –
BJ icon
17
BJs Wholesale Club
BJ
$12.3B
$1.13M 0.4%
+43,806
New +$1.09M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$597M
$1.09M 0.39%
101,061
-200,444
-66% -$2.16M
CYH icon
19
Community Health Systems
CYH
$423M
$649K 0.23%
180,269
– –
CCO icon
20
Clear Channel Outdoor Holdings
CCO
$1.23B
$507K 0.18%
201,171
+91,151
+83% +$286K
CNR
21
DELISTED
Cornerstone Building Brands, Inc.
CNR
$379K 0.13%
62,586
-17,330
-22% -$94.8K
FGP
22
DELISTED
Ferrellgas Partners, L.P.
FGP
$108K 0.04%
102,340
– –
HNW
23
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-78,323
Closed -$1.12M
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
– –
-81,452
Closed -$722K
EXTN
25
DELISTED
Exterran Corporation
EXTN
– –
-31,330
Closed -$446K
1
2

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Aegon USA Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Aegon USA Investment Management held 54 positions worth $281M, up 2.5% from $275M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $34.8M in Q3 2019, closing 6 positions and reducing 7 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $3.25M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, followed by Technology and Consumer Staples.

Against the trend, Aegon USA Investment Management opened a new position in Invesco Senior Income Trust worth $3.27M.

  • Aegon USA Investment Management's largest Q3 2019 buy was Invesco Senior Income Trust: 777,435 shares worth $3.27M.
  • Aegon USA Investment Management added most to Invesco Senior Loan ETF in Q3 2019, an estimated $4.91M increase.
  • Aegon USA Investment Management's biggest Q3 2019 reduction was BlackRock Debt Strategies Fund, cutting an estimated $2.16M.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $3.25M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $281M portfolio in Q3 2019.
  • Aegon USA Investment Management opened 4 new positions and closed 6 in Q3 2019.
  • Aegon USA Investment Management's portfolio value rose 2.5% quarter-over-quarter to $281M.

Based on Aegon USA Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.