AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+1.27%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$281M
AUM Growth
+$281M
Cap. Flow
+$1.87M
Cap. Flow %
0.66%
Top 10 Hldgs %
83.32%
Holding
62
New
4
Increased
5
Reduced
7
Closed
6

Top Buys

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$4.89M
2
VVR icon
Invesco Senior Income Trust
VVR
$3.27M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3M
4
SOLN
The Southern Company
SOLN
$2.14M
5
BJ icon
BJs Wholesale Club
BJ
$1.13M

Top Sells

1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$3.25M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
$2.15M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$2.11M
4
DTV
DTE Energy Company 2016 Corporate Units
DTV
$2.02M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$1.15M

Sector Composition

1 Utilities 0.76%
2 Technology 0.65%
3 Consumer Staples 0.4%
4 Healthcare 0.23%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$154M 54.77% 1,020,950 -1,030 -0.1% -$156K
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.84B
$12.1M 4.29% 8,060 -300 -4% -$449K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$11.7M 4.17% 7,800 -1,400 -15% -$2.11M
BND icon
4
Vanguard Total Bond Market
BND
$134B
$10.8M 3.82% 127,445 -3,320 -3% -$280K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.97B
$6.9M 2.45% 305,300 +216,300 +243% +$4.89M
FRA icon
6
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$6.06M 2.15% 480,133 +41,492 +9% +$524K
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.49M 1.95% 52,000 – –
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$4.84M 1.72% 87,800 +20,000 +29% +$1.1M
VVR icon
9
Invesco Senior Income Trust
VVR
$561M
$3.27M 1.16% +777,435 New +$3.27M
BDXA
10
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.17M 1.13% 51,200 – –
NEE.PRO
11
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3M 1.07% +59,000 New +$3M
SOLN
12
DELISTED
The Southern Company
SOLN
$2.14M 0.76% +40,000 New +$2.14M
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.47B
$1.85M 0.66% 171,788 -106,621 -38% -$1.15M
AVYA
14
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.82M 0.65% 178,184 +5,900 +3% +$60.4K
SWP
15
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.71M 0.61% 17,000 – –
SRLN icon
16
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$1.58M 0.56% 34,000 – –
BJ icon
17
BJs Wholesale Club
BJ
$12.9B
$1.13M 0.4% +43,806 New +$1.13M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$550M
$1.09M 0.39% 101,061 -200,444 -66% -$2.15M
CYH icon
19
Community Health Systems
CYH
$387M
$649K 0.23% 180,269 – –
CCO icon
20
Clear Channel Outdoor Holdings
CCO
$616M
$507K 0.18% 201,171 +91,151 +83% +$230K
CNR
21
DELISTED
Cornerstone Building Brands, Inc.
CNR
$379K 0.13% 62,586 -17,330 -22% -$105K
FGP
22
DELISTED
Ferrellgas Partners, L.P.
FGP
$108K 0.04% 102,340 – –
HNW
23
Pioneer Diversified High Income Fund
HNW
$107M
– – -78,323 Closed -$1.12M
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
– – -81,452 Closed -$722K
EXTN
25
DELISTED
Exterran Corporation
EXTN
– – -31,330 Closed -$446K
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