AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-4.61%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$214M
AUM Growth
+$214M
Cap. Flow
-$129M
Cap. Flow %
-60.08%
Top 10 Hldgs %
75.01%
Holding
56
New
7
Increased
10
Reduced
8
Closed
6

Top Buys

1
CCLP
CSI Compressco LP
CCLP
$1.74M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1M
3
SOLN
The Southern Company
SOLN
$760K
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
$732K
5
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$697K

Top Sells

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$127M
2
CIVI icon
Civitas Resources
CIVI
$4.51M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.67M
4
HFRO
Highland Opportunities and Income Fund
HFRO
$819K
5
RIV
RiverNorth Opportunities Fund
RIV
$762K

Sector Composition

1 Utilities 2.58%
2 Real Estate 0.92%
3 Communication Services 0.45%
4 Technology 0.2%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$92.3M 43.12% 405,514 -556,798 -58% -$127M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$10.4M 4.88% 8,000 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$10.4M 4.87% 7,950 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$8.99M 4.2% 112,988 -1,130 -1% -$89.9K
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.9M 2.76% 95,500 -500 -0.5% -$30.9K
SOLN
6
DELISTED
The Southern Company
SOLN
$5.52M 2.58% 101,118 +13,918 +16% +$760K
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.47M 2.56% 53,750 +9,850 +22% +$1M
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.32M 2.48% 102,000 – –
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$4.34M 2.03% 81,500 +11,000 +16% +$586K
KKR.PRC
10
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$4.25M 1.98% 57,500 – –
NIMC
11
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.83M 1.32% 23,800 – –
SRLN icon
12
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$2.72M 1.27% 60,442 +4,400 +8% +$198K
AEPPZ
13
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$2.68M 1.25% 47,891 +10,711 +29% +$598K
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.97B
$2.4M 1.12% 110,400 +9,200 +9% +$200K
CCLP
15
DELISTED
CSI Compressco LP
CCLP
$2.39M 1.12% 1,706,411 +1,240,741 +266% +$1.74M
CBL
16
CBL Properties
CBL
$985M
$1.98M 0.92% 60,130 -13,761 -19% -$453K
SWT
17
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.78M 0.83% 20,200 – –
VVR icon
18
Invesco Senior Income Trust
VVR
$561M
$1.12M 0.53% 263,964 -13,000 -5% -$55.4K
EFR
19
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$732K 0.34% +54,581 New +$732K
EFT
20
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$697K 0.33% +52,735 New +$697K
EFL
21
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$568K 0.27% 62,573 +42,573 +213% +$386K
VCSH icon
22
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$482K 0.23% 6,177 – –
HYT icon
23
BlackRock Corporate High Yield Fund
HYT
$1.47B
$443K 0.21% +41,106 New +$443K
AVYA
24
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$433K 0.2% 34,196 +5,747 +20% +$72.8K
SMC
25
Summit Midstream Corporation
SMC
$282M
$409K 0.19% 27,496 +8,208 +43% +$122K
1
2