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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-4.61%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$214M
AUM Growth
-$146M
Cap. Flow
-$157M
Cap. Flow %
-73.35%
Top 10 Hldgs %
75.01%
Holding
54
New
7
Increased
10
Reduced
8
Closed
6

Top Buys

Rank Stock Value
1
CCLP
CSI Compressco LP
CCLP
+$1.77M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$993K
3
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$767K
4
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$739K
5
SOLN
The Southern Company
SOLN
+$733K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$125M
2
CIVI
Civitas Resources
CIVI
+$4.51M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$2.67M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$819K
5
RIV
RiverNorth Opportunities Fund
RIV
+$762K

Sector Composition

Rank Sector Weight
1 Utilities 2.58%
2 Real Estate 0.92%
3 Communication Services 0.45%
4 Technology 0.2%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$92.3M 43.12%
405,514
-556,798
-58% -$125M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$10.4M 4.88%
8,000
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$4B
$10.4M 4.87%
7,950
– –
BND icon
4
Vanguard Total Bond Market
BND
$161B
$8.99M 4.2%
112,988
-1,130
-1% -$92.3K
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.9M 2.76%
95,500
-500
-0.5% -$29.5K
SOLN
6
DELISTED
The Southern Company
SOLN
$5.52M 2.58%
101,118
+13,918
+16% +$733K
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.47M 2.56%
53,750
+9,850
+22% +$993K
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.32M 2.48%
102,000
– –
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$4.34M 2.03%
81,500
+11,000
+16% +$564K
KKR.PRC
10
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$4.25M 1.98%
57,500
– –
NIMC
11
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.83M 1.32%
23,800
– –
SRLN icon
12
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$2.72M 1.27%
60,442
+4,400
+8% +$199K
AEPPZ
13
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$2.68M 1.25%
47,891
+10,711
+29% +$570K
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.74B
$2.4M 1.12%
110,400
+9,200
+9% +$201K
CCLP
15
DELISTED
CSI Compressco LP
CCLP
$2.39M 1.12%
1,706,411
+1,240,741
+266% +$1.77M
CBL
16
CBL Properties
CBL
$1.72B
$1.98M 0.92%
60,130
-13,761
-19% -$397K
SWT
17
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.78M 0.83%
20,200
– –
VVR icon
18
Invesco Senior Income Trust
VVR
$459M
$1.12M 0.53%
263,964
-13,000
-5% -$56.4K
EFR
19
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$732K 0.34%
+54,581
New +$767K
EFT
20
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$697K 0.33%
+52,735
New +$739K
EFL
21
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$568K 0.27%
62,573
+42,573
+213% +$390K
VCSH icon
22
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$482K 0.23%
6,177
– –
HYT icon
23
BlackRock Corporate High Yield Fund
HYT
$1.37B
$443K 0.21%
+41,106
New +$452K
AVYA
24
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$433K 0.2%
34,196
+5,747
+20% +$89.4K
SMC
25
Summit Midstream
SMC
$440M
$409K 0.19%
27,496
+8,208
+43% +$168K
1
2

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LIP
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JD6
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CI
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BCA
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SM
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CFWMA
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BCP
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Aegon USA Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Aegon USA Investment Management held 54 positions worth $214M, down 40% from $360M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Aegon USA Investment Management withdrew a net $157M in Q1 2022, closing 6 positions and reducing 8 holdings. Its most notable exit was Civitas Resources, an estimated $4.51M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 2.6% of assets, up from 1.3% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Eaton Vance Senior Floating-Rate Fund worth $732K.

  • Aegon USA Investment Management's largest Q1 2022 buy was Eaton Vance Senior Floating-Rate Fund: 54,581 shares worth $732K.
  • Aegon USA Investment Management added most to CSI Compressco LP in Q1 2022, an estimated $1.77M increase.
  • Aegon USA Investment Management's biggest Q1 2022 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $125M.
  • Aegon USA Investment Management fully exited Civitas Resources in Q1 2022, selling an estimated $4.51M.
  • Aegon USA Investment Management's ten largest holdings make up 75% of its $214M portfolio in Q1 2022.
  • Aegon USA Investment Management opened 7 new positions and closed 6 in Q1 2022.
  • Aegon USA Investment Management's portfolio value fell 40% quarter-over-quarter to $214M.

Based on Aegon USA Investment Management's 13F filing for Q1 2022, filed 26 Apr 2022.