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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$8.09B
AUM Growth
+$1.1B
Cap. Flow
+$701M
Cap. Flow %
8.67%
Top 10 Hldgs %
82.23%
Holding
84
New
8
Increased
26
Reduced
16
Closed
9

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$673M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$304M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$198M
4
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$141M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$140M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$224M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$111M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$87.2M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$60.6M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 0.08%
2 Financials 0.08%
3 Consumer Discretionary 0.04%
4 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$1.55B 19.15%
17,677,558
+3,495,779
+25% +$304M
BND icon
2
Vanguard Total Bond Market
BND
$157B
$1.42B 17.55%
17,555,947
+8,371,032
+91% +$673M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$1.01T
$991M 12.25%
6,435,674
+74,410
+1% +$11.4M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$31.1B
$633M 7.82%
11,615,566
+3,786,364
+48% +$198M
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$44.6B
$482M 5.95%
5,991,762
-2,800,177
-32% -$224M
VPL icon
6
Vanguard FTSE Pacific ETF
VPL
$8.32B
$446M 5.51%
7,342,284
+2,416,654
+49% +$141M
BIV icon
7
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$410M 5.07%
4,910,158
-504,786
-9% -$41.8M
VWO icon
8
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$266M 3.29%
6,632,888
-159,081
-2% -$6.29M
JNK icon
9
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$236M 2.92%
1,976,625
-349,062
-15% -$41.7M
VXF icon
10
Vanguard Extended Market ETF
VXF
$31.2B
$219M 2.71%
2,841,038
-628,515
-18% -$46.9M
VTV icon
11
Vanguard Morningstar Value ETF
VTV
$191B
$177M 2.19%
2,537,843
+465,231
+22% +$32.8M
VUG icon
12
Vanguard Morningstar Growth ETF
VUG
$229B
$176M 2.18%
12,510,486
+2,047,620
+20% +$28.2M
HYG icon
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$141M 1.75%
1,542,632
-370,091
-19% -$33.9M
SJNK icon
14
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$140M 1.73%
+4,587,310
New +$140M
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$234B
$125M 1.55%
3,166,938
+1,857,201
+142% +$70.7M
VMBS icon
16
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$119M 1.47%
2,312,275
-1,188,585
-34% -$60.6M
BLV icon
17
Vanguard Long-Term Bond ETF
BLV
$5.73B
$75.5M 0.93%
909,964
-1,333,676
-59% -$111M
VGSH icon
18
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$60.4M 0.75%
991,848
+304,229
+44% +$18.5M
RWX icon
19
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$54.6M 0.67%
1,294,977
+1,064,598
+462% +$43.4M
CWB icon
20
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$54.2M 0.67%
1,198,027
+243,467
+26% +$10.8M
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$53.9M 0.67%
474,551
+186,862
+65% +$21.1M
VB icon
22
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$44.8M 0.55%
437,000
+53,897
+14% +$5.37M
DYN
23
DELISTED
Dynegy, Inc.
DYN
$36.2M 0.45%
1,874,731
+13,559
+0.7% +$275K
WFC.PRL icon
24
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$12.5M 0.15%
11,000
– –
UIS icon
25
Unisys
UIS
$210M
$6.72M 0.08%
266,684
– –
1
2 3

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Aegon USA Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aegon USA Investment Management held 84 positions worth $8.09B, up 16% from $6.99B the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management deployed $701M of net new capital in Q3 2013, opening 8 new positions and adding to 26 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 4,587,310 shares worth $140M.

By sector, the portfolio is most concentrated in Technology at 0.08% of assets, down from 0.08% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $224M trimmed.

  • Aegon USA Investment Management's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 4,587,310 shares worth $140M.
  • Aegon USA Investment Management added most to Vanguard Total Bond Market in Q3 2013, an estimated $673M increase.
  • Aegon USA Investment Management's biggest Q3 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $224M.
  • Aegon USA Investment Management fully exited iShares Preferred and Income Securities ETF in Q3 2013, selling an estimated $51.7M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $8.09B portfolio in Q3 2013.
  • Aegon USA Investment Management opened 8 new positions and closed 9 in Q3 2013.
  • Aegon USA Investment Management's portfolio value rose 16% quarter-over-quarter to $8.09B.

Based on Aegon USA Investment Management's 13F filing for Q3 2013, filed 31 Oct 2013.