Aegon USA Investment Management’s Vanguard Mortgage-Backed Securities ETF VMBS Stock Holding History

Aegon USA Investment Management’s Portfolio VMBS Stock Details VMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,299,287	Closed	-$176M	–	49
2015 Q2	$176M	Sell	3,299,287 -330,189	-9%	-$17.6M	1.31%	10
2015 Q1	$194M	Sell	3,629,476 -94,825	-3%	-$5.05M	1.4%	12
2014 Q4	$197M	Buy	3,724,301 +342,838	+10%	+$18.2M	1.52%	11
2014 Q3	$178M	Buy	3,381,463 +2,401,923	+245%	+$126M	1.5%	13
2014 Q2	$51.5M	Buy	979,540 +10,914	+1%	+$570K	0.47%	17
2014 Q1	$50.1M	Buy	968,626 +27,299	+3%	+$1.41M	0.5%	17
2013 Q4	$48M	Sell	941,327 -1,370,948	-59%	-$70.5M	0.52%	21
2013 Q3	$119M	Sell	2,312,275 -1,188,585	-34%	-$60.6M	1.47%	16
2013 Q2	$179M	Buy	+3,500,860	New	+$182M	2.55%	12

Other funds holding VMBS

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

RFS

Rockefeller Financial Services New York $6.34B AUM 27.35% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Aegon USA Investment Management's VMBS Position: Q3 2015 in Review

Aegon USA Investment Management sold out of Vanguard Mortgage-Backed Securities ETF (VMBS) in Q3 2015, closing a stake of 3,299,287 shares — an estimated $176M sold.

Aegon USA Investment Management first reported a position in VMBS in Q2 2013 and held it in 9 quarters. The position peaked at $197M in Q4 2014. 97 funds tracked by Wall St. Rank hold VMBS as of Q3 2015.

Aegon USA Investment Management reported no remaining Vanguard Mortgage-Backed Securities ETF position as of Q3 2015 after selling out during the quarter.
Aegon USA Investment Management sold 3,299,287 Vanguard Mortgage-Backed Securities ETF shares in Q3 2015, an estimated $176M.
Aegon USA Investment Management first reported a position in Vanguard Mortgage-Backed Securities ETF in Q2 2013 and held it in 9 quarters.
Aegon USA Investment Management's Vanguard Mortgage-Backed Securities ETF position peaked at $197M in Q4 2014.
97 funds tracked by Wall St. Rank held Vanguard Mortgage-Backed Securities ETF as of Q3 2015.

Based on Aegon USA Investment Management's 13F filing for Q3 2015, filed 6 Nov 2015.