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Vanguard Mortgage-Backed Securities ETF

46 hedge funds and large institutions have $289M invested in Vanguard Mortgage-Backed Securities ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

5% more funds holding

Funds holding: 4446 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

18% less capital invested

Capital invested by funds: $353M → $289M (-$63.9M)

50% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 22

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.49%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
7
Increased
11
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AUIM
1
Aegon USA Investment Management
Iowa
$119M -$60.6M -1,188,585 -34%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.8M -$2.62M -51,322 -9%
Bank of America
3
Bank of America
North Carolina
$23.6M +$5.26M +103,324 +29%
BCI
4
Brinker Capital Investments
Pennsylvania
$17.3M +$91.7K +1,800 +0.5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$10.4M -$2.16M -42,429 -17%
IH
6
IFC Holdings
Florida
$9.22M -$1.65M -32,444 -15%
AssetMark Inc
7
AssetMark Inc
California
$9.04M +$8.95M +175,745 New
U
8
UBS
Switzerland
$9.03M -$898K -17,628 -9%
NPC
9
National Planning Corporation
California
$8.71M -$717K -14,072 -8%
SI
10
SII Investments
Wisconsin
$6.19M -$2.31M -45,364 -27%
WF
11
WealthTrust Fairport
Ohio
$5.16M +$582K +11,421 +13%
UBS AM
12
UBS AM
Illinois
$5.15M
LG
13
Leuthold Group
Minnesota
$4.1M -$68.5K -1,344 -2%
Barclays
14
Barclays
United Kingdom
$3.9M -$341K -6,700 -8%
Wells Fargo
15
Wells Fargo
California
$3.23M -$432K -8,472 -12%
ICOA
16
Investment Centers of America
North Dakota
$3.12M -$302K -5,929 -9%
Morgan Stanley
17
Morgan Stanley
New York
$3.09M -$308K -6,054 -9%
CS
18
Credit Suisse
Switzerland
$2.97M +$22.1K +433 +0.8%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.16M +$2.01M +39,505 +1,599%
LG
20
Laidlaw Group
New York
$1.61M +$857K +16,815 +116%
FM
21
Forward Management
California
$1.6M
BCM
22
Bluefin Capital Management
New York
$1.4M +$1.38M +27,091 New
RFS
23
Rockefeller Financial Services
New York
$1.25M
LNWWM
24
Laird Norton Wetherby Wealth Management
California
$1.15M
LPL Financial
25
LPL Financial
California
$1.11M -$422K -8,285 -28%