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Vanguard Mortgage-Backed Securities ETF
VMBS

Overview Fund Activity

46 hedge funds and large institutions have $289M invested in Vanguard Mortgage-Backed Securities ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 22 reducing their positions, and 3 closing their positions.

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.49%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
11
Reduced
22
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$9.04M
2
Bank of America
2
Bank of America
North Carolina
$23.6M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.16M
4
BCM
4
Bluefin Capital Management
New York
$1.4M
5
RIA
5
Regal Investment Advisors
Michigan
$874K

Top Sellers

1
AUIM
1
Aegon USA Investment Management
Iowa
$119M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.8M
3
SI
3
SII Investments
Wisconsin
$6.19M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$10.4M
5
RJA
5
Raymond James & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AUIM
1
Aegon USA Investment Management
Iowa
$119M 2,312,275 -1,188,585 -34%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.8M 520,714 -51,322 -9%
Bank of America
3
Bank of America
North Carolina
$23.6M 457,911 +103,324 +29%
BCI
4
Brinker Capital Investments
Pennsylvania
$17.3M 336,117 +1,800 +0.5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$10.4M 201,239 -42,429 -17%
IH
6
IFC Holdings
Florida
$9.22M 178,787 -32,444 -15%
AssetMark Inc
7
AssetMark Inc
California
$9.04M 175,745 +175,745 New
U
8
UBS
Switzerland
$9.03M 175,517 -17,628 -9%
NPC
9
National Planning Corporation
California
$8.71M 169,354 -14,072 -8%
SI
10
SII Investments
Wisconsin
$6.19M 120,433 -45,364 -27%
WF
11
WealthTrust Fairport
Ohio
$5.16M 100,342 +11,421 +13%
UBS AM
12
UBS AM
Illinois
– – – –
LG
13
Leuthold Group
Minnesota
$4.1M 79,679 -1,344 -2%
Barclays
14
Barclays
United Kingdom
$3.9M 76,475 -6,700 -8%
Wells Fargo
15
Wells Fargo
California
$3.23M 62,817 -8,472 -12%
ICOA
16
Investment Centers of America
North Dakota
$3.12M 60,551 -5,929 -9%
Morgan Stanley
17
Morgan Stanley
New York
$3.09M 60,123 -6,054 -9%
CS
18
Credit Suisse
Switzerland
$2.97M 57,725 +433 +0.8%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.16M 41,975 +39,505 +1,599%
LG
20
Laidlaw Group
New York
$1.61M 31,280 +16,815 +116%
FM
21
Forward Management
California
$1.6M 31,000 – –
BCM
22
Bluefin Capital Management
New York
$1.4M 27,091 +27,091 New
RFS
23
Rockefeller Financial Services
New York
$1.25M 24,288 – –
LNWWM
24
Laird Norton Wetherby Wealth Management
California
$1.15M 22,350 – –
LPL Financial
25
LPL Financial
California
$1.11M 21,765 -8,285 -28%
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