VMBS icon

Vanguard Mortgage-Backed Securities ETF
VMBS

Overview Fund Activity

58 hedge funds and large institutions have $295M invested in Vanguard Mortgage-Backed Securities ETF in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
58
Holders Change
+12
Holders Change %
+26.09%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
17
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LNC
1
Lincoln National Corp
Pennsylvania
$31.4M
2
AssetMark Inc
2
AssetMark Inc
California
$39.3M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$8.83M
4
QA
4
Quantitative Advantage
Minnesota
$4.34M
5
Goldman Sachs
5
Goldman Sachs
New York
$4.23M

Top Sellers

1
AUIM
1
Aegon USA Investment Management
Iowa
$48M
2
BCI
2
Brinker Capital Investments
Pennsylvania
$1.48M
3
U
3
UBS
Switzerland
$4.05M
4
ICOA
4
Investment Centers of America
North Dakota
$0
5
BCM
5
Bluefin Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AUIM
1
Aegon USA Investment Management
Iowa
$48M 941,327 -1,370,948 -59%
AssetMark Inc
2
AssetMark Inc
California
$39.3M 770,394 +594,649 +338%
LNC
3
Lincoln National Corp
Pennsylvania
$31.4M 614,140 +614,140 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$29.5M 579,028 +58,314 +11%
Bank of America
5
Bank of America
North Carolina
$26.5M 519,653 +61,742 +13%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$10.4M 204,044 +2,805 +1%
IH
7
IFC Holdings
Florida
$9.69M 190,237 +11,450 +6%
NPC
8
National Planning Corporation
California
$9.02M 176,570 +7,216 +4%
Allianz Asset Management
9
Allianz Asset Management
Germany
$8.83M 173,000 +173,000 New
SI
10
SII Investments
Wisconsin
$6.68M 130,928 +10,495 +9%
WF
11
WealthTrust Fairport
Ohio
$5.43M 106,427 +6,085 +6%
QA
12
Quantitative Advantage
Minnesota
$4.34M 84,952 +84,952 New
Goldman Sachs
13
Goldman Sachs
New York
$4.23M 82,863 +82,863 New
LG
14
Leuthold Group
Minnesota
$4.07M 79,679 – –
U
15
UBS
Switzerland
$4.05M 79,370 -96,147 -55%
TTWM
16
TCV Trust & Wealth Management
Virginia
$3.94M 77,250 +77,250 New
Barclays
17
Barclays
United Kingdom
$3.33M 65,270 -11,205 -15%
Wells Fargo
18
Wells Fargo
California
$3.24M 63,565 +748 +1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$3.11M 60,939 +18,964 +45%
Morgan Stanley
20
Morgan Stanley
New York
$2.89M 56,696 -3,427 -6%
CS
21
Credit Suisse
Switzerland
$2.8M 54,843 -2,882 -5%
LPT
22
Legacy Private Trust
Wisconsin
$2.72M 53,292 +53,292 New
UBS AM
23
UBS AM
Illinois
– – – –
SCM
24
Saba Capital Management
New York
$2.37M 46,300 +46,300 New
KFA
25
Kays Financial Advisory
Georgia
$1.95M 38,262 +38,262 New
1
2 3