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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-3.54%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$171M
AUM Growth
-$14.5M
Cap. Flow
-$39.6M
Cap. Flow %
-23.14%
Top 10 Hldgs %
79.02%
Holding
48
New
2
Increased
9
Reduced
7
Closed
3

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$3.25M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$1.46M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$1.28M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.21M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$1.02M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$5.75M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.38M
3
HIX
Western Asset High Income Fund II
HIX
+$269K
4
CBL
CBL Properties
CBL
+$186K
5
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$175K

Sector Composition

Rank Sector Weight
1 Real Estate 0.88%
2 Communication Services 0.53%
3 Energy 0.23%
4 Technology 0.04%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$72.5M 42.34%
404,084
+6,051
+2% +$1.21M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$9.37M 5.47%
8,000
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$4B
$9.32M 5.44%
7,950
– –
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.18M 4.77%
164,221
+62,221
+61% +$3.25M
BND icon
5
Vanguard Total Bond Market
BND
$161B
$7.94M 4.64%
111,338
-555
-0.5% -$41.5K
DTP
6
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$5.82M 3.4%
116,000
+28,500
+33% +$1.46M
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$4.28M 2.5%
86,426
+23,426
+37% +$1.28M
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$4.07M 2.38%
40,500
+9,000
+29% +$1.02M
KKR.PRC
9
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$3.83M 2.24%
70,200
+9,000
+15% +$570K
CCLP
10
DELISTED
CSI Compressco LP
CCLP
$2M 1.17%
1,706,411
– –
CBL
11
CBL Properties
CBL
$1.71B
$1.51M 0.88%
59,145
-6,500
-10% -$186K
SWT
12
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.13M 0.66%
23,000
+2,800
+14% +$174K
VVR icon
13
Invesco Senior Income Trust
VVR
$459M
$982K 0.57%
263,964
– –
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$771K 0.45%
67,882
– –
EFR
15
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$613K 0.36%
55,191
-7,100
-11% -$85.9K
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$459K 0.27%
6,177
– –
HYT icon
17
BlackRock Corporate High Yield Fund
HYT
$1.37B
$424K 0.25%
49,591
-404
-0.8% -$3.87K
EFL
18
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$404K 0.24%
46,973
– –
SMC
19
Summit Midstream
SMC
$433M
$390K 0.23%
25,933
– –
CCO icon
20
Clear Channel Outdoor Holdings
CCO
$1.23B
$386K 0.23%
281,621
-1,423
-0.5% -$2.15K
IHRT icon
21
iHeartMedia
IHRT
$547M
$356K 0.21%
48,624
+7,210
+17% +$62.4K
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$597M
$296K 0.17%
33,144
– –
SRLN icon
23
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$292K 0.17%
7,142
– –
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
$283K 0.17%
43,538
– –
SPSB icon
25
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$275K 0.16%
9,398
– –
1
2

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Aegon USA Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Aegon USA Investment Management held 48 positions worth $171M, down 7.8% from $186M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Aegon USA Investment Management withdrew a net $39.6M in Q3 2022, closing 3 positions and reducing 7 holdings. Its most notable exit was The Southern Company, an estimated $5.75M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.88% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in First Trust Senior Floating Rate Income Fund II worth $149K.

  • Aegon USA Investment Management's largest Q3 2022 buy was First Trust Senior Floating Rate Income Fund II: 14,889 shares worth $149K.
  • Aegon USA Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q3 2022, an estimated $3.25M increase.
  • Aegon USA Investment Management's biggest Q3 2022 reduction was Western Asset High Income Fund II, cutting an estimated $269K.
  • Aegon USA Investment Management fully exited The Southern Company in Q3 2022, selling an estimated $5.75M.
  • Aegon USA Investment Management's ten largest holdings make up 79% of its $171M portfolio in Q3 2022.
  • Aegon USA Investment Management opened 2 new positions and closed 3 in Q3 2022.
  • Aegon USA Investment Management's portfolio value fell 7.8% quarter-over-quarter to $171M.

Based on Aegon USA Investment Management's 13F filing for Q3 2022, filed 17 Oct 2022.