AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-3.54%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$171M
AUM Growth
+$171M
Cap. Flow
-$3.42M
Cap. Flow %
-2%
Top 10 Hldgs %
79.02%
Holding
49
New
2
Increased
9
Reduced
7
Closed
3

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$1.43M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.16M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.09M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$905K

Top Sells

1
SOLN
The Southern Company
SOLN
$5.75M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.38M
3
HIX
Western Asset High Income Fund II
HIX
$222K
4
CBL
CBL Properties
CBL
$166K
5
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$157K

Sector Composition

1 Real Estate 0.88%
2 Communication Services 0.53%
3 Energy 0.23%
4 Technology 0.04%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$72.5M 42.34% 404,084 +6,051 +2% +$1.09M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.37M 5.47% 8,000 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$9.33M 5.44% 7,950 – –
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.18M 4.77% 164,221 +62,221 +61% +$3.1M
BND icon
5
Vanguard Total Bond Market
BND
$134B
$7.94M 4.64% 111,338 -555 -0.5% -$39.6K
DTP
6
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$5.82M 3.4% 116,000 +28,500 +33% +$1.43M
AEPPZ
7
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$4.28M 2.5% 86,426 +23,426 +37% +$1.16M
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$4.07M 2.38% 40,500 +9,000 +29% +$905K
KKR.PRC
9
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$3.83M 2.24% 70,200 +9,000 +15% +$491K
CCLP
10
DELISTED
CSI Compressco LP
CCLP
$2M 1.17% 1,706,411 – –
CBL
11
CBL Properties
CBL
$985M
$1.52M 0.88% 59,145 -6,500 -10% -$166K
SWT
12
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.13M 0.66% 23,000 +2,800 +14% +$138K
VVR icon
13
Invesco Senior Income Trust
VVR
$561M
$982K 0.57% 263,964 – –
EFT
14
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$771K 0.45% 67,882 – –
EFR
15
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$613K 0.36% 55,191 -7,100 -11% -$78.9K
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$459K 0.27% 6,177 – –
HYT icon
17
BlackRock Corporate High Yield Fund
HYT
$1.47B
$424K 0.25% 49,591 -404 -0.8% -$3.45K
EFL
18
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$404K 0.24% 46,973 – –
SMC
19
Summit Midstream Corporation
SMC
$282M
$390K 0.23% 25,933 – –
CCO icon
20
Clear Channel Outdoor Holdings
CCO
$616M
$386K 0.23% 281,621 -1,423 -0.5% -$1.95K
IHRT icon
21
iHeartMedia
IHRT
$320M
$356K 0.21% 48,624 +7,210 +17% +$52.8K
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$550M
$296K 0.17% 33,144 – –
SRLN icon
23
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$292K 0.17% 7,142 – –
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
$283K 0.17% 43,538 – –
SPSB icon
25
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$275K 0.16% 9,398 – –
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