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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$335M
AUM Growth
-$15.3M
Cap. Flow
-$96.2M
Cap. Flow %
-28.69%
Top 10 Hldgs %
83.23%
Holding
47
New
4
Increased
5
Reduced
5
Closed
6

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$6.42M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.31M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$1.9M
4
HYB
New America High Income Fund, Inc.
HYB
+$1.22M
5
CCO icon
Clear Channel Outdoor Holdings
CCO
+$547K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$36.1M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.43M
3
HNW
Pioneer Diversified High Income Fund
HNW
+$1.42M
4
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.24M
5
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$1.08M

Sector Composition

Rank Sector Weight
1 Technology 1.23%
2 Industrials 0.23%
3 Communication Services 0.21%
4 Consumer Discretionary 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$195M 58.24%
1,304,480
-245,290
-16% -$36.1M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$13.8M 4.11%
10,698
-217
-2% -$277K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$10.8M 3.23%
8,360
+5,000
+149% +$6.42M
SRLN icon
4
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$4.99M 1.49%
105,300
+5,300
+5% +$250K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.81B
$4.93M 1.47%
213,000
– –
DCUD
6
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.26M 1.27%
90,000
– –
AVYA
7
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$4.13M 1.23%
186,644
-57,866
-24% -$1.24M
BDXA
8
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.12M 1.23%
63,000
-7,000
-10% -$446K
SJNK icon
9
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$3.7M 1.1%
134,100
– –
HYB
10
DELISTED
New America High Income Fund, Inc.
HYB
$3.4M 1.01%
396,298
+143,385
+57% +$1.22M
NHS
11
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$2.91M 0.87%
265,626
+212,176
+397% +$2.31M
NEE.PRR
12
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.85M 0.85%
50,000
– –
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2.79M 0.83%
265,549
-43,020
-14% -$455K
DSU icon
14
BlackRock Debt Strategies Fund
DSU
$597M
– –
-127,382
Closed -$1.43M
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$1.87M 0.56%
+36,000
New +$1.9M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.86M 0.56%
17,000
– –
HNW
17
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-97,703
Closed -$1.42M
ASCMA
18
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$762K 0.23%
430,723
+121,614
+39% +$313K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$1.23B
$688K 0.21%
+115,612
New +$547K
FRA icon
20
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$502K 0.15%
+36,385
New +$503K
FGP
21
DELISTED
Ferrellgas Partners, L.P.
FGP
$283K 0.08%
+128,024
New +$401K
VZ icon
22
Verizon
VZ
$196B
– –
-7,000
Closed -$335K
WFC.WS
23
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-25,210
Closed -$484K
ORIG
24
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-42,703
Closed -$1.08M

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BCA
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Aegon USA Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Aegon USA Investment Management held 47 positions worth $335M, down 4.4% from $351M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $96.2M in Q3 2018, closing 6 positions and reducing 5 holdings. Its most notable exit was BlackRock Debt Strategies Fund, an estimated $1.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.6% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in DTE Energy Company 2016 Corporate Units worth $1.87M.

  • Aegon USA Investment Management's largest Q3 2018 buy was DTE Energy Company 2016 Corporate Units: 36,000 shares worth $1.87M.
  • Aegon USA Investment Management added most to Bank of America Series L in Q3 2018, an estimated $6.42M increase.
  • Aegon USA Investment Management's biggest Q3 2018 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $36.1M.
  • Aegon USA Investment Management fully exited BlackRock Debt Strategies Fund in Q3 2018, selling an estimated $1.43M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $335M portfolio in Q3 2018.
  • Aegon USA Investment Management opened 4 new positions and closed 6 in Q3 2018.
  • Aegon USA Investment Management's portfolio value fell 4.4% quarter-over-quarter to $335M.

Based on Aegon USA Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.