AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+4.31%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$335M
AUM Growth
+$335M
Cap. Flow
-$35.7M
Cap. Flow %
-10.65%
Top 10 Hldgs %
83.23%
Holding
50
New
4
Increased
5
Reduced
5
Closed
6

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$6.47M
2
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$2.32M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
$1.87M
4
HYB
New America High Income Fund, Inc.
HYB
$1.23M
5
CCO icon
Clear Channel Outdoor Holdings
CCO
$688K

Top Sells

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$36.7M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
$1.42M
3
HNW
Pioneer Diversified High Income Fund
HNW
$1.42M
4
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$1.28M
5
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$1.08M

Sector Composition

1 Technology 1.23%
2 Industrials 0.23%
3 Communication Services 0.21%
4 Consumer Discretionary 0.08%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$195M 58.24% 1,304,480 -245,290 -16% -$36.7M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$13.8M 4.11% 10,698 -217 -2% -$279K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$10.8M 3.23% 8,360 +5,000 +149% +$6.47M
SRLN icon
4
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$4.99M 1.49% 105,300 +5,300 +5% +$251K
BKLN icon
5
Invesco Senior Loan ETF
BKLN
$6.97B
$4.94M 1.47% 213,000 – –
DCUD
6
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.26M 1.27% 90,000 – –
AVYA
7
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$4.13M 1.23% 186,644 -57,866 -24% -$1.28M
BDXA
8
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.12M 1.23% 63,000 -7,000 -10% -$458K
SJNK icon
9
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.7M 1.1% 134,100 – –
HYB
10
DELISTED
New America High Income Fund, Inc.
HYB
$3.4M 1.01% 396,298 +143,385 +57% +$1.23M
NHS
11
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$2.91M 0.87% 265,626 +212,176 +397% +$2.32M
NEE.PRR
12
DELISTED
NextEra Energy, Inc.
NEE.PRR
$2.85M 0.85% 50,000 – –
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.47B
$2.79M 0.83% 265,549 -43,020 -14% -$452K
DSU icon
14
BlackRock Debt Strategies Fund
DSU
$550M
– – -127,382 Closed -$1.42M
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$1.87M 0.56% +36,000 New +$1.87M
SWP
16
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.86M 0.56% 17,000 – –
HNW
17
Pioneer Diversified High Income Fund
HNW
$107M
– – -97,703 Closed -$1.42M
ASCMA
18
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$762K 0.23% 430,723 +121,614 +39% +$215K
CCO icon
19
Clear Channel Outdoor Holdings
CCO
$616M
$688K 0.21% +115,612 New +$688K
FRA icon
20
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$502K 0.15% +36,385 New +$502K
FGP
21
DELISTED
Ferrellgas Partners, L.P.
FGP
$283K 0.08% +128,024 New +$283K
HBAN icon
22
Huntington Bancshares
HBAN
$26B
– – 0 – –
VZ icon
23
Verizon
VZ
$186B
– – -7,000 Closed -$335K
WFC.WS
24
DELISTED
Wells Fargo & Company Ws
WFC.WS
– – -25,210 Closed -$484K
NEE.PRQ
25
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– – 0 – –
1
2