AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
+6.72%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$360M
AUM Growth
+$360M
Cap. Flow
+$10.5M
Cap. Flow %
2.91%
Top 10 Hldgs %
83.88%
Holding
50
New
8
Increased
6
Reduced
10
Closed
2

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$11.9M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$11.5M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.36M
4
CBL
CBL Properties
CBL
$2.31M
5
RIV
RiverNorth Opportunities Fund
RIV
$762K

Top Sells

1
CHRD icon
Chord Energy
CHRD
$15.8M
2
CIVI icon
Civitas Resources
CIVI
$3.99M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.5M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$613K
5
SWT
Stanley Black & Decker, Inc.
SWT
$524K

Sector Composition

1 Energy 1.37%
2 Utilities 1.3%
3 Real Estate 0.64%
4 Communication Services 0.32%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$232M 64.57% 962,312 -6,219 -0.6% -$1.5M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$11.9M 3.32% +8,000 New +$11.9M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$11.5M 3.19% +7,950 New +$11.5M
BND icon
4
Vanguard Total Bond Market
BND
$134B
$9.67M 2.69% 114,118 -1,334 -1% -$113K
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.54M 1.82% 96,000 -5,500 -5% -$375K
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.87M 1.63% 102,000 -2,666 -3% -$153K
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.36M 1.49% +57,500 New +$5.36M
SOLN
8
DELISTED
The Southern Company
SOLN
$4.69M 1.3% 87,200 -6,800 -7% -$366K
CIVI icon
9
Civitas Resources
CIVI
$3.41B
$4.51M 1.25% 92,104 -81,383 -47% -$3.99M
DCUE
10
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.42M 1.23% 43,900 – –
DTP
11
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.62M 1.01% 70,500 – –
AEPPL
12
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.67M 0.74% 53,250 – –
NIMC
13
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.67M 0.74% 23,800 – –
SRLN icon
14
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$2.56M 0.71% 56,042 +11,640 +26% +$531K
CBL
15
CBL Properties
CBL
$985M
$2.31M 0.64% +73,891 New +$2.31M
BKLN icon
16
Invesco Senior Loan ETF
BKLN
$6.97B
$2.24M 0.62% 101,200 +20,300 +25% +$449K
SWT
17
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.21M 0.61% 20,200 -4,800 -19% -$524K
AEPPZ
18
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.96M 0.54% 37,180 – –
VVR icon
19
Invesco Senior Income Trust
VVR
$561M
$1.2M 0.33% 276,964 -25,274 -8% -$109K
HFRO
20
Highland Opportunities and Income Fund
HFRO
$340M
$819K 0.23% 74,565 – –
RIV
21
RiverNorth Opportunities Fund
RIV
$268M
$762K 0.21% +47,765 New +$762K
CNR
22
DELISTED
Cornerstone Building Brands, Inc.
CNR
$689K 0.19% 39,511 -3,568 -8% -$62.2K
AVYA
23
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$563K 0.16% 28,449 +1,922 +7% +$38K
CCLP
24
DELISTED
CSI Compressco LP
CCLP
$554K 0.15% 465,670 +53,083 +13% +$63.2K
VCSH icon
25
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$502K 0.14% 6,177 – –
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