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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$360M
AUM Growth
+$28.8M
Cap. Flow
-$26.6M
Cap. Flow %
-7.39%
Top 10 Hldgs %
83.88%
Holding
49
New
8
Increased
6
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$11.9M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$11.5M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.33M
4
CBL
CBL Properties
CBL
+$2.23M
5
RIV
RiverNorth Opportunities Fund
RIV
+$809K

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$15.8M
2
CIVI
Civitas Resources
CIVI
+$4.33M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.47M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$613K
5
SWT
Stanley Black & Decker, Inc.
SWT
+$520K

Sector Composition

Rank Sector Weight
1 Energy 1.37%
2 Utilities 1.3%
3 Real Estate 0.64%
4 Communication Services 0.32%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$232M 64.57%
962,312
-6,219
-0.6% -$1.47M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$11.9M 3.32%
+8,000
New +$11.9M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$11.5M 3.19%
+7,950
New +$11.5M
BND icon
4
Vanguard Total Bond Market
BND
$161B
$9.67M 2.69%
114,118
-1,334
-1% -$114K
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.54M 1.82%
96,000
-5,500
-5% -$350K
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.87M 1.63%
102,000
-2,666
-3% -$145K
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.36M 1.49%
+57,500
New +$5.33M
SOLN
8
DELISTED
The Southern Company
SOLN
$4.69M 1.3%
87,200
-6,800
-7% -$352K
CIVI
9
DELISTED
Civitas Resources
CIVI
$4.51M 1.25%
92,104
-81,383
-47% -$4.33M
DCUE
10
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.42M 1.23%
43,900
– –
DTP
11
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.62M 1.01%
70,500
– –
AEPPL
12
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.67M 0.74%
53,250
– –
NIMC
13
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.67M 0.74%
23,800
– –
SRLN icon
14
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$2.56M 0.71%
56,042
+11,640
+26% +$532K
CBL
15
CBL Properties
CBL
$1.75B
$2.31M 0.64%
+73,891
New +$2.23M
BKLN icon
16
Invesco Senior Loan ETF
BKLN
$6.74B
$2.24M 0.62%
101,200
+20,300
+25% +$448K
SWT
17
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.21M 0.61%
20,200
-4,800
-19% -$520K
AEPPZ
18
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.96M 0.54%
37,180
– –
VVR icon
19
Invesco Senior Income Trust
VVR
$454M
$1.2M 0.33%
276,964
-25,274
-8% -$112K
HFRO
20
Highland Opportunities and Income Fund
HFRO
$407M
$819K 0.23%
74,565
– –
RIV
21
RiverNorth Opportunities Fund
RIV
$317M
$762K 0.21%
+47,765
New +$809K
CNR
22
DELISTED
Cornerstone Building Brands, Inc.
CNR
$689K 0.19%
39,511
-3,568
-8% -$55.4K
AVYA
23
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$563K 0.16%
28,449
+1,922
+7% +$37.9K
CCLP
24
DELISTED
CSI Compressco LP
CCLP
$554K 0.15%
465,670
+53,083
+13% +$76.2K
VCSH icon
25
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$502K 0.14%
6,177
– –
1
2

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Aegon USA Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Aegon USA Investment Management held 49 positions worth $360M, up 8.7% from $331M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Aegon USA Investment Management withdrew a net $26.6M in Q4 2021, closing 2 positions and reducing 10 holdings. Its most notable exit was Chord Energy, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 1.4% of assets, down from 7.4% a quarter earlier, followed by Utilities and Real Estate.

Against the trend, Aegon USA Investment Management opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $11.9M.

  • Aegon USA Investment Management's largest Q4 2021 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 8,000 shares worth $11.9M.
  • Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2021, an estimated $532K increase.
  • Aegon USA Investment Management's biggest Q4 2021 reduction was Civitas Resources, cutting an estimated $4.33M.
  • Aegon USA Investment Management fully exited Chord Energy in Q4 2021, selling an estimated $15.8M.
  • Aegon USA Investment Management's ten largest holdings make up 84% of its $360M portfolio in Q4 2021.
  • Aegon USA Investment Management opened 8 new positions and closed 2 in Q4 2021.
  • Aegon USA Investment Management's portfolio value rose 8.7% quarter-over-quarter to $360M.

Based on Aegon USA Investment Management's 13F filing for Q4 2021, filed 28 Jan 2022.