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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$139M
AUM Growth
-$35.7M
Cap. Flow
-$44.7M
Cap. Flow %
-32.25%
Top 10 Hldgs %
90.86%
Holding
41
New
2
Increased
5
Reduced
6
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$3.94M
2
CBL
CBL Properties
CBL
+$239K
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$152K
4
CCLP
CSI Compressco LP
CCLP
+$78.9K
5
RIV
RiverNorth Opportunities Fund
RIV
+$49.1K

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$12.7M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$6.64M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.99M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$3.87M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$902K

Sector Composition

Rank Sector Weight
1 Real Estate 0.89%
2 Communication Services 0.29%
3 Energy 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$81.9M 59.07%
385,505
-2,266
-0.6% -$502K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$8.96M 6.46%
8,000
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$4.01B
$8.84M 6.37%
7,950
– –
BND icon
4
Vanguard Total Bond Market
BND
$161B
$7.57M 5.46%
108,538
-604
-0.6% -$43.1K
NEE.PRR
5
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$3.4M 2.45%
+90,000
New +$3.94M
CCLP
6
DELISTED
CSI Compressco LP
CCLP
$2.3M 1.66%
1,663,872
+67,394
+4% +$78.9K
CBL
7
CBL Properties
CBL
$1.71B
$1.24M 0.89%
58,867
+10,989
+23% +$239K
EFT
8
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$934K 0.67%
75,894
– –
EFR
9
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$782K 0.56%
64,544
– –
HYT icon
10
BlackRock Corporate High Yield Fund
HYT
$1.37B
$745K 0.54%
86,320
– –
VVR icon
11
Invesco Senior Income Trust
VVR
$457M
$572K 0.41%
145,792
– –
VCSH icon
12
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$500K 0.36%
6,651
– –
RIV
13
RiverNorth Opportunities Fund
RIV
$318M
$367K 0.26%
34,936
+4,371
+14% +$49.1K
SMC
14
Summit Midstream
SMC
$434M
$366K 0.26%
26,448
+515
+2% +$7.47K
SRLN icon
15
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$328K 0.24%
7,832
-21,585
-73% -$902K
HYB
16
DELISTED
New America High Income Fund, Inc.
HYB
$326K 0.24%
50,318
+6,780
+16% +$45.4K
FCT
17
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$300K 0.22%
30,017
– –
SPSB icon
18
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$297K 0.21%
10,120
– –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$597M
$288K 0.21%
28,000
-5,144
-16% -$51.8K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$45.6B
$266K 0.19%
3,535
– –
ISD
21
PGIM High Yield Bond Fund
ISD
$419M
$247K 0.18%
20,953
– –
HYG icon
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$217K 0.16%
2,942
– –
NHS
23
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$216K 0.16%
28,732
– –
ETB
24
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$211K 0.15%
16,756
– –
IHRT icon
25
iHeartMedia
IHRT
$547M
$204K 0.15%
64,463
-17,468
-21% -$65.9K
1
2

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Aegon USA Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Aegon USA Investment Management held 41 positions worth $139M, down 20% from $174M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Aegon USA Investment Management withdrew a net $44.7M in Q3 2023, closing 5 positions and reducing 6 holdings. Its most notable exit was NextEra Energy, Inc. 6.219% Corporate Units, an estimated $12.7M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.89% of assets, up from 0.61% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in NextEra Energy, Inc. 6.926% Corporate Units worth $3.4M.

  • Aegon USA Investment Management's largest Q3 2023 buy was NextEra Energy, Inc. 6.926% Corporate Units: 90,000 shares worth $3.4M.
  • Aegon USA Investment Management added most to CBL Properties in Q3 2023, an estimated $239K increase.
  • Aegon USA Investment Management's biggest Q3 2023 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $902K.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. 6.219% Corporate Units in Q3 2023, selling an estimated $12.7M.
  • Aegon USA Investment Management's ten largest holdings make up 91% of its $139M portfolio in Q3 2023.
  • Aegon USA Investment Management opened 2 new positions and closed 5 in Q3 2023.
  • Aegon USA Investment Management's portfolio value fell 20% quarter-over-quarter to $139M.

Based on Aegon USA Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.