AUIM

Aegon USA Investment Management Portfolio holdings

AUM $133M
This Quarter Return
-3.19%
1 Year Return
+10.04%
3 Year Return
+33.05%
5 Year Return
+1,696.74%
10 Year Return
+2,107.65%
AUM
$139M
AUM Growth
+$139M
Cap. Flow
-$27.7M
Cap. Flow %
-20%
Top 10 Hldgs %
90.86%
Holding
43
New
2
Increased
5
Reduced
6
Closed
5

Top Buys

1
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$3.4M
2
CBL
CBL Properties
CBL
$231K
3
HFRO
Highland Opportunities and Income Fund
HFRO
$146K
4
CCLP
CSI Compressco LP
CCLP
$93K
5
RIV
RiverNorth Opportunities Fund
RIV
$45.9K

Top Sells

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$12.7M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$6.64M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.99M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$3.87M
5
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$905K

Sector Composition

1 Real Estate 0.89%
2 Communication Services 0.29%
3 Energy 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$526B
$81.9M 59.07% 385,505 -2,266 -0.6% -$481K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$8.96M 6.46% 8,000 – –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$8.84M 6.37% 7,950 – –
BND icon
4
Vanguard Total Bond Market
BND
$134B
$7.57M 5.46% 108,538 -604 -0.6% -$42.1K
NEE.PRR icon
5
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$3.4M 2.45% +90,000 New +$3.4M
CCLP
6
DELISTED
CSI Compressco LP
CCLP
$2.3M 1.66% 1,663,872 +67,394 +4% +$93K
CBL
7
CBL Properties
CBL
$985M
$1.24M 0.89% 58,867 +10,989 +23% +$231K
EFT
8
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$934K 0.67% 75,894 – –
EFR
9
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$782K 0.56% 64,544 – –
HYT icon
10
BlackRock Corporate High Yield Fund
HYT
$1.47B
$745K 0.54% 86,320 – –
VVR icon
11
Invesco Senior Income Trust
VVR
$561M
$572K 0.41% 145,792 – –
VCSH icon
12
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$500K 0.36% 6,651 – –
RIV
13
RiverNorth Opportunities Fund
RIV
$268M
$367K 0.26% 34,936 +4,371 +14% +$45.9K
SMC
14
Summit Midstream Corporation
SMC
$282M
$366K 0.26% 26,448 +515 +2% +$7.13K
SRLN icon
15
SPDR Blackstone Senior Loan ETF
SRLN
$7B
$328K 0.24% 7,832 -21,585 -73% -$905K
HYB
16
DELISTED
New America High Income Fund, Inc.
HYB
$326K 0.24% 50,318 +6,780 +16% +$43.9K
FCT
17
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$300K 0.22% 30,017 – –
SPSB icon
18
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$297K 0.21% 10,120 – –
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$550M
$288K 0.21% 28,000 -5,144 -16% -$52.8K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$38.5B
$266K 0.19% 3,535 – –
ISD
21
PGIM High Yield Bond Fund
ISD
$486M
$247K 0.18% 20,953 – –
HYG icon
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$217K 0.16% 2,942 – –
NHS
23
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$216K 0.16% 28,732 – –
ETB
24
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$439M
$211K 0.15% 16,756 – –
IHRT icon
25
iHeartMedia
IHRT
$320M
$204K 0.15% 64,463 -17,468 -21% -$55.2K
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