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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+9.96%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$312M
AUM Growth
-$17.3M
Cap. Flow
-$79.9M
Cap. Flow %
-25.6%
Top 10 Hldgs %
88.32%
Holding
41
New
1
Increased
5
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
OSTRU
Oyster Enterprises Acquisition Corp. Unit
OSTRU
+$387K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$152K
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$147K
4
CNR
Cornerstone Building Brands, Inc.
CNR
+$24.6K
5
CCLP
CSI Compressco LP
CCLP
+$21.2K

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$12.2M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$12.1M
3
CHRD icon
Chord Energy
CHRD
+$10.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.71M
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$779K

Sector Composition

Rank Sector Weight
1 Energy 9.86%
2 Utilities 1.49%
3 Communication Services 0.3%
4 Industrials 0.2%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$197M 63.21%
954,090
-33,150
-3% -$6.71M
CHRD icon
2
Chord Energy
CHRD
$7.63B
$30.4M 9.74%
511,936
-200,862
-28% -$10.2M
BND icon
3
Vanguard Total Bond Market
BND
$161B
$10M 3.21%
118,068
-1,500
-1% -$129K
NEE.PRO
4
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.43M 2.06%
112,000
– –
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.78M 1.53%
96,500
-6,500
-6% -$333K
SOLN
6
DELISTED
The Southern Company
SOLN
$4.63M 1.49%
91,000
-2,000
-2% -$100K
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.25M 1.36%
43,000
-1,000
-2% -$97.4K
DTP
8
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.98M 0.96%
60,000
– –
SWT
9
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.95M 0.95%
25,000
– –
AEPPL
10
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.67M 0.85%
55,250
– –
AEPPZ
11
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.69M 0.54%
34,580
– –
VVR icon
12
Invesco Senior Income Trust
VVR
$456M
$1.46M 0.47%
347,578
-121,670
-26% -$505K
FRA icon
13
BlackRock Floating Rate Income Strategies Fund
FRA
$387M
$1.16M 0.37%
89,209
-61,021
-41% -$779K
BKLN icon
14
Invesco Senior Loan ETF
BKLN
$6.74B
$839K 0.27%
37,900
+6,800
+22% +$152K
SRLN icon
15
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$832K 0.27%
18,200
+3,200
+21% +$147K
CNR
16
DELISTED
Cornerstone Building Brands, Inc.
CNR
$614K 0.2%
43,739
+2,034
+5% +$24.6K
CCO icon
17
Clear Channel Outdoor Holdings
CCO
$1.23B
$603K 0.19%
335,073
+4,476
+1% +$8.48K
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$597M
$420K 0.13%
38,160
-43,316
-53% -$464K
CCLP
19
DELISTED
CSI Compressco LP
CCLP
$407K 0.13%
223,735
+12,745
+6% +$21.2K
OSTRU
20
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$379K 0.12%
+38,333
New +$387K
SMC
21
Summit Midstream
SMC
$434M
$367K 0.12%
15,576
-7,283
-32% -$149K
IHRT icon
22
iHeartMedia
IHRT
$555M
$321K 0.1%
17,706
-8,350
-32% -$126K
VLT icon
23
Invesco High Income Trust II
VLT
$65.9M
$191K 0.06%
13,722
-5,700
-29% -$78.1K
BAC.PRL icon
24
Bank of America Series L
BAC.PRL
$4B
– –
-7,950
Closed -$12.1M
NHS
25
Neuberger High Yield Strategies Fund Inc
NHS
$255M
– –
-44,119
Closed -$516K
1
2

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Aegon USA Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Aegon USA Investment Management held 41 positions worth $312M, down 5.3% from $329M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Aegon USA Investment Management withdrew a net $79.9M in Q1 2021, closing 5 positions and reducing 12 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.9% of assets, up from 8.1% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Oyster Enterprises Acquisition Corp. Unit worth $379K.

  • Aegon USA Investment Management's largest Q1 2021 buy was Oyster Enterprises Acquisition Corp. Unit: 38,333 shares worth $379K.
  • Aegon USA Investment Management added most to Invesco Senior Loan ETF in Q1 2021, an estimated $152K increase.
  • Aegon USA Investment Management's biggest Q1 2021 reduction was Chord Energy, cutting an estimated $10.2M.
  • Aegon USA Investment Management fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2021, selling an estimated $12.2M.
  • Aegon USA Investment Management's ten largest holdings make up 88% of its $312M portfolio in Q1 2021.
  • Aegon USA Investment Management opened 1 new position and closed 5 in Q1 2021.
  • Aegon USA Investment Management's portfolio value fell 5.3% quarter-over-quarter to $312M.

Based on Aegon USA Investment Management's 13F filing for Q1 2021, filed 23 Apr 2021.