We are live on ! Find out more
AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+5.1%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$132M
AUM Growth
+$6.78M
Cap. Flow
-$16.3M
Cap. Flow %
-12.34%
Top 10 Hldgs %
86.12%
Holding
43
New
4
Increased
4
Reduced
9
Closed
8

Top Buys

Rank Stock Value
1
NEE.PRS
NextEra Energy 7.299% Corporate Units
NEE.PRS
+$421K
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$373K
3
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$372K
4
GTN icon
Gray Television
GTN
+$221K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$144K

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.15M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$622K
3
RIV
RiverNorth Opportunities Fund
RIV
+$615K
4
CBL
CBL Properties
CBL
+$530K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$426K

Sector Composition

Rank Sector Weight
1 Communication Services 0.64%
2 Real Estate 0.53%
3 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$88.1M 66.52%
311,026
-2,280
-0.7% -$622K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
0
– –
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.99B
$4M 3.02%
3,108
-933
-23% -$1.15M
BND icon
4
Vanguard Total Bond Market
BND
$161B
$3.32M 2.51%
44,182
-759
-2% -$56.2K
NEE.PRR
5
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$2.65M 2%
57,000
-3,282
-5% -$147K
SRLN icon
6
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.98M 1.49%
47,300
-1,990
-4% -$82.8K
APO.PRA
7
DELISTED
Apollo Global Management Series A
APO.PRA
$1.96M 1.48%
28,913
-3,550
-11% -$227K
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.74B
$1.49M 1.13%
71,000
-6,640
-9% -$140K
HFRO
9
Highland Opportunities and Income Fund
HFRO
$407M
$1,000K 0.76%
163,121
+18,172
+13% +$111K
VGSH icon
10
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$797K 0.6%
13,500
+2,081
+18% +$122K
CBL
11
CBL Properties
CBL
$1.75B
$699K 0.53%
27,754
-20,887
-43% -$530K
HYG icon
12
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$448K 0.34%
5,575
+1,832
+49% +$144K
NEE.PRS
13
NextEra Energy 7.299% Corporate Units
NEE.PRS
$2.1B
$445K 0.34%
+8,000
New +$421K
SPHQ icon
14
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$385K 0.29%
+5,725
New +$372K
VUG icon
15
Vanguard Morningstar Growth ETF
VUG
$230B
$385K 0.29%
+6,012
New +$373K
CCO icon
16
Clear Channel Outdoor Holdings
CCO
$1.23B
$345K 0.26%
215,807
+61,358
+40% +$95.9K
ETB
17
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$314K 0.24%
21,756
– –
FCT
18
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$311K 0.23%
30,017
– –
HIX
19
Western Asset High Income Fund II
HIX
$355M
$273K 0.21%
60,614
– –
IHRT icon
20
iHeartMedia
IHRT
$583M
$266K 0.2%
144,005
-64,708
-31% -$96.4K
GTN icon
21
Gray Television
GTN
$552M
$230K 0.17%
+42,844
New +$221K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-2,924
Closed -$224K
HNW
23
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-19,260
Closed -$225K
ISD
24
PGIM High Yield Bond Fund
ISD
$419M
– –
-20,953
Closed -$270K
RIV
25
RiverNorth Opportunities Fund
RIV
$317M
– –
-50,165
Closed -$615K
1
2

Similar funds

SCM
Superstring Capital Management New York $140M AUM 323.19% 1-Year Est. Return
LIP
Landmark Investment Partners West Palm Beach, Florida $139M AUM 16.97% 1-Year Est. Return
JD6
J Digital 6 Chicago, Illinois $140M AUM
CI
Chartist Inc Seal Beach, California $139M AUM
BCA
Buckley Capital Advisors Miami Beach, Florida $139M AUM
SM
Soapstone Management Bethesda, Maryland $140M AUM 25.18% 1-Year Est. Return
CFWMA
Center for Wealth Management Advisory Milford, Ohio $139M AUM
BCP
Bluegrass Capital Partners Palm Beach, Florida $139M AUM 4.03% 1-Year Est. Return

Aegon USA Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, Aegon USA Investment Management held 43 positions worth $132M, up 5.4% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Aegon USA Investment Management withdrew a net $16.3M in Q3 2024, closing 8 positions and reducing 9 holdings. Its most notable exit was RiverNorth Opportunities Fund, an estimated $615K position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.64% of assets, up from 0.35% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Aegon USA Investment Management opened a new position in NextEra Energy 7.299% Corporate Units worth $445K.

  • Aegon USA Investment Management's largest Q3 2024 buy was NextEra Energy 7.299% Corporate Units: 8,000 shares worth $445K.
  • Aegon USA Investment Management added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2024, an estimated $144K increase.
  • Aegon USA Investment Management's biggest Q3 2024 reduction was Bank of America Series L, cutting an estimated $1.15M.
  • Aegon USA Investment Management fully exited RiverNorth Opportunities Fund in Q3 2024, selling an estimated $615K.
  • Aegon USA Investment Management's ten largest holdings make up 86% of its $132M portfolio in Q3 2024.
  • Aegon USA Investment Management opened 4 new positions and closed 8 in Q3 2024.
  • Aegon USA Investment Management's portfolio value rose 5.4% quarter-over-quarter to $132M.

Based on Aegon USA Investment Management's 13F filing for Q3 2024, filed 15 Oct 2024.