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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TI
26
TrueMark Investments
Illinois
$95K +$92.4K +15,276 New
CICI
27
Capital Investment Counsel Inc
North Carolina
$93.1K +$90.5K +14,961 New
MPWS
28
McCarter Private Wealth Services
Massachusetts
$89.9K -$6 -1 -0%
Raymond James Financial
29
Raymond James Financial
Florida
$86.7K +$545 +90 +0.6%
Osaic Holdings
30
Osaic Holdings
Arizona
$77.3K +$45.6K +7,531 +154%
IWM
31
Integris Wealth Management
California
$74.7K
Wells Fargo
32
Wells Fargo
California
$65.7K +$4.42K +730 +7%
MG
33
Marex Group
$62.2K +$60.5K +10,000 New
SAG
34
SageView Advisory Group
California
$29.2K +$28.4K +4,700 New
WC
35
Winmill & Co
New Hampshire
$21.1K +$605 +100 +3%
Bank of America
36
Bank of America
North Carolina
$17.4K -$15.7K -2,592 -48%
JP Morgan Chase
37
JP Morgan Chase
New York
$16.1K
AA
38
Ancora Advisors
Ohio
$6.64K
NSIM
39
North Star Investment Management
Illinois
$5.92K
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$2K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$149 -$22.4K -3,694 -99%
KIM
42
Karpus Investment Management
New York
-$1.26M -206,753 Closed
UPS
43
UHLMANN PRICE SECURITIES
Illinois
-$679K -111,654 Closed
AGM
44
Alpine Global Management
New York
-$532K -87,500 Closed
BFM
45
Boothbay Fund Management
New York
-$532K -87,500 Closed
QL
46
Quarry LP
New York
-$456K -75,080 Closed
DCM
47
Delta Capital Management
New Jersey
-$203K -33,363 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
-$117K -19,315 Closed
GC
49
Guggenheim Capital
Illinois
-$66.6K -10,954 Closed
FDCDDQ
50
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$11.1K -1,829 Closed