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Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SAG
26
SageView Advisory Group
California
$106K -$51.1K -5,943 -33%
Wells Fargo
27
Wells Fargo
California
$91.6K – – –
Osaic Holdings
28
Osaic Holdings
Arizona
$42.8K -$4.29K -499 -9%
WC
29
Winmill & Co
New Hampshire
$29.3K – – –
Bank of America
30
Bank of America
North Carolina
$25.7K – – –
JP Morgan Chase
31
JP Morgan Chase
New York
$23.1K – – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$22.8K – – –
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$16.4K – – –
AA
34
Ancora Advisors
Ohio
$9.56K – – –
NSIM
35
North Star Investment Management
Illinois
$8.51K – – –
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$7K – – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$6K – – –
US Bancorp
38
US Bancorp
Minnesota
$1.61K +$1.55K +180 New
COLIM
39
City of London Investment Management
United Kingdom
– -$369K -45,679 Closed
WAM
40
Wolverine Asset Management
Illinois
– -$292K -36,192 Closed
AW
41
Atlas Wealth
Ohio
– -$196K -24,129 Closed
LCM
42
Landscape Capital Management
New Jersey
– -$188K -23,298 Closed
LSC
43
Logan Stone Capital
Illinois
– -$163K -20,166 Closed
Northern Trust
44
Northern Trust
Illinois
– -$105K -13,017 Closed
Fidelity Investments
45
Fidelity Investments
Massachusetts
– -$8 -1 Closed