SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

30 hedge funds and large institutions have $37.8M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
5
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$13.5M
2
Jane Street
2
Jane Street
New York
$505K
3
PWP
3
Private Wealth Partners
California
$285K
4
Bank of America
4
Bank of America
North Carolina
$108K
5
SC
5
Scotia Capital
Ontario, Canada
$115K

Top Sellers

1
VF
1
Virtu Financial
New York
$6.86M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.9M
3
EPIM
3
Equinox Partners Investment Management
Connecticut
$0
4
RJA
4
Raymond James & Associates
Florida
$1.94M
5
WAM
5
Weiss Asset Management
Massachusetts
$5.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAPTRUST Financial Advisors
26
CAPTRUST Financial Advisors
North Carolina
$4K – – –
MFS
27
MSI Financial Services
Massachusetts
$4K – – –
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$4K +$4K +500 New
AIG
29
American International Group
New York
$1.63K -$13.5K -1,800 -89%
ASN
30
Advisory Services Network
Georgia
$1K – – –
EPIM
31
Equinox Partners Investment Management
Connecticut
– -$543K -67,513 Closed
BRWA
32
B. Riley Wealth Advisors
Florida
– -$81K -10,000 Closed
Creative Planning
33
Creative Planning
Kansas
– -$19K -2,300 Closed
ED
34
Exane Derivatives
France
– -$89 -11 Closed
1
2