SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

38 hedge funds and large institutions have $67.9M invested in Sprott Physical Platinum and Palladium Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
9
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
Polar Asset Management Partners
Ontario, Canada
+$7.65M
2
VF
Virtu Financial
New York
+$2.66M
3
WAM
Weiss Asset Management
Massachusetts
+$1.84M
4
PWP
Private Wealth Partners
California
+$707K
5
U
UBS
Switzerland
+$449K

Top Sellers

1
Federated Hermes
Federated Hermes
Pennsylvania
-$2.22M
2
USGIU
U.S. Global Investors (USGI)
Texas
-$1.78M
3
Jane Street
Jane Street
New York
-$428K
4
NPC
National Planning Corporation
California
-$227K
5
GF
Gerstein Fisher
New York
-$178K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$50K – – –
CCS
27
Crosspoint Capital Strategies
California
$38K +$38K +4,000 New
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$30K – – –
Deutsche Bank
29
Deutsche Bank
Germany
$18K -$16.3K -1,900 -48%
CTC
30
Central Trust Company
Missouri
$7K – – –
AIG
31
American International Group
New York
$6.94K – – –
S
32
SignatureFD
Georgia
$5K – – –
MFS
33
MSI Financial Services
Massachusetts
$4K – – –
FA
34
Financial Advantage
Maryland
$4K – – –
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$4K +$4K +480 New
CAPTRUST Financial Advisors
36
CAPTRUST Financial Advisors
North Carolina
$3K – – –
TCM
37
Tradewinds Capital Management
Washington
$3K +$3K +300 New
BCMIO
38
Beacon Capital Management Inc (Ohio)
Ohio
$2K +$2K +250 New
Federated Hermes
39
Federated Hermes
Pennsylvania
– -$2.22M -250,000 Closed
USGIU
40
U.S. Global Investors (USGI)
Texas
– -$1.78M -200,000 Closed
NPC
41
National Planning Corporation
California
– -$227K -25,509 Closed
GF
42
Gerstein Fisher
New York
– -$178K -20,000 Closed
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
– -$121K -13,636 Closed
Macquarie Group
44
Macquarie Group
Australia
– -$118K -13,320 Closed
SI
45
Stephens Inc
Arkansas
– -$89K -10,000 Closed
TF
46
Tompkins Financial
New York
– -$18K -2,000 Closed
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