SOR

Source Capital
SOR

Overview Fund Activity

35 hedge funds and large institutions have $75.6M invested in Source Capital in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-13
Holders Change %
-27.08%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
12
Reduced
12
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$24.4M
2
LGWM
Litman Gregory Wealth Management
California
$1.4M
3
RCM
Rivernorth Capital Management
Florida
$13.5M
4
Bank of America
Bank of America
North Carolina
$1.8M
5
Morgan Stanley
Morgan Stanley
New York
$1.17M

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$0
2
CA
Cornerstone Advisors
North Carolina
$0
3
Wells Fargo
Wells Fargo
California
$2.98M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$0
5
Walleye Capital
Walleye Capital
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$177K -$7.79K -211 -4%
UBS Group
27
UBS Group
Switzerland
$172K -$15.7K -427 -8%
US Bancorp
28
US Bancorp
Minnesota
$52K – – –
Lazard Asset Management
29
Lazard Asset Management
New York
$45K – – –
Citigroup
30
Citigroup
New York
$37K +$75 +2 +0.2%
PCG
31
Private Capital Group
Connecticut
$27K – – –
First Manhattan
32
First Manhattan
New York
$9K – – –
HFA
33
HC Financial Advisors
California
$6K – – –
WT
34
Whittier Trust
California
$4K +$4K +100 New
JFGIW
35
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K – – –
SFS
36
Shaker Financial Services
Virginia
– -$3.53M -106,605 Closed
CA
37
Cornerstone Advisors
North Carolina
– -$2.64M -79,733 Closed
TJHA
38
Thomas J. Herzfeld Advisors
Florida
– -$957K -26,689 Closed
Walleye Capital
39
Walleye Capital
New York
– -$544K -16,437 Closed
CRC
40
Curi RMB Capital
Illinois
– -$523K -15,809 Closed
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
– -$441K -13,330 Closed
DA
42
Doliver Advisors
Texas
– -$386K -11,656 Closed
CCP
43
Clough Capital Partners
Massachusetts
– -$331K -10,000 Closed
WAM
44
Wolverine Asset Management
Illinois
– -$276K -8,344 Closed
Walleye Trading
45
Walleye Trading
New York
– -$274K -8,268 Closed
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
– -$213K -6,449 Closed
CAN
47
Cetera Advisor Networks
California
– -$110K -3,329 Closed
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
– -$30K -985 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -67 Closed
PAG
50
Private Advisor Group
New Jersey
– -$2K -50 Closed
1
2