SOR

Source Capital
SOR

Overview Fund Activity

49 hedge funds and large institutions have $47.8M invested in Source Capital in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
10
Increased
18
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$7.17M
2
HighTower Advisors
HighTower Advisors
Illinois
$1.55M
3
Ameriprise
Ameriprise
Minnesota
$2.15M
4
Cohen & Steers
Cohen & Steers
New York
$2.78M
5
Wells Fargo
Wells Fargo
California
$514K

Top Sellers

1
MIG
Mariner Investment Group
New York
$0
2
CRC
Curi RMB Capital
Illinois
$0
3
CA
Cornerstone Advisors
North Carolina
$2.29M
4
MC
Matisse Capital
Oregon
$1.53M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FAIM
26
Financial Advocates Investment Management
Washington
$201K +$201K +4,933 New
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$146K -$19.7K -485 -12%
DZ Bank
28
DZ Bank
Germany
$82K +$82K +2,010 New
SPIA
29
Steward Partners Investment Advisory
New York
$81K +$81K +2,000 New
Citigroup
30
Citigroup
New York
$73K +$203 +5 +0.3%
RFC
31
Regions Financial Corp
Alabama
$62K +$62K +1,516 New
CAL
32
Capital Advisors Ltd
Ohio
$60K – – –
KTC
33
Kistler-Tiffany Companies
Pennsylvania
$55K – – –
MSA
34
Marino Stram & Associates
Massachusetts
$37K +$37K +916 New
CB
35
Community Bank
New York
$11K – – –
IA
36
IFP Advisors
Florida
$11K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$10K -$19.4K -456 -66%
First Manhattan
38
First Manhattan
New York
$10K – – –
SWM
39
SeaCrest Wealth Management
New York
$9K +$9K +210 New
GWM
40
Geneos Wealth Management
Colorado
$4K – – –
FMB
41
Field & Main Bank
Kentucky
$4K +$4K +100 New
AG
42
Advisor Group
Arizona
$3K – – –
MRCM
43
M&R Capital Management
New Jersey
$2K -$29K -987 -94%
JFGIW
44
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K – – –
LNB
45
Ledyard National Bank
$2K +$2K +50 New
RFA
46
Reilly Financial Advisors
California
$1K – – –
GRP
47
Global Retirement Partners
California
$1K – – –
Walleye Trading
48
Walleye Trading
New York
$630 +$630 +15,458 New
MIG
49
Mariner Investment Group
New York
– -$785K -19,511 Closed
CRC
50
Curi RMB Capital
Illinois
– -$437K -10,854 Closed
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