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SOR

Source Capital
SOR

49 hedge funds and large institutions have $47.8M invested in Source Capital in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

11% more funds holding

Funds holding: 44 → 49 (+5)

7% more capital invested

Capital invested by funds: $44.6M → $47.8M (+$3.28M)

0.96% more ownership

Funds ownership: 12.83% → 13.78% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
10
Increased
18
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.08M
2
HighTower Advisors
HighTower Advisors
Illinois
+$677K
3
Walleye Trading
Walleye Trading
New York
+$626K
4
Ameriprise
Ameriprise
Minnesota
+$546K
5
Cohen & Steers
Cohen & Steers
New York
+$478K

Top Sellers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
-$785K
2
CRC
Curi RMB Capital
Illinois
-$437K
3
CA
Cornerstone Advisors
North Carolina
-$297K
4
MC
Matisse Capital
Oregon
-$277K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$201K
Name Holding Trade Value Shares
Change 		Change in
Stake
FAIM
26
Financial Advocates Investment Management
Washington
$201K +$200K +4,933 New
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$146K -$19.6K -485 -12%
DZ Bank
28
DZ Bank
Germany
$82K +$81.4K +2,010 New
SPIA
29
Steward Partners Investment Advisory
New York
$81K +$81K +2,000 New
Citigroup
30
Citigroup
New York
$73K +$202 +5 +0.3%
RFC
31
Regions Financial Corp
Alabama
$62K +$61.4K +1,516 New
CAL
32
Capital Advisors Ltd
Ohio
$60K – – –
KTC
33
Kistler-Tiffany Companies
Pennsylvania
$55K – – –
MSA
34
Marino Stram & Associates
Massachusetts
$37K +$37.1K +916 New
CB
35
Community Bank
New York
$11K – – –
IA
36
IFP Advisors
Florida
$11K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$10K -$18.5K -456 -66%
First Manhattan
38
First Manhattan
New York
$10K – – –
SWM
39
SeaCrest Wealth Management
New York
$9K +$8.5K +210 New
GWM
40
Geneos Wealth Management
Colorado
$4K – – –
FMB
41
Field & Main Bank
Kentucky
$4K +$4.05K +100 New
AG
42
Advisor Group
Arizona
$3K – – –
MRCM
43
M&R Capital Management
New Jersey
$2K -$40K -987 -94%
JFGIW
44
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K – – –
LNB
45
Ledyard National Bank
$2K +$2.02K +50 New
GRP
46
Global Retirement Partners
California
$1K – – –
RFA
47
Reilly Financial Advisors
California
$1K – – –
Walleye Trading
48
Walleye Trading
New York
$630 +$626K +15,458 New
MIG
49
Mariner Investment Group
New York
– -$785K -19,511 Closed
CRC
50
Curi RMB Capital
Illinois
– -$437K -10,854 Closed
1
2
3

SOR Hedge Fund Activity: Q4 2017 in Review

49 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q4 2017, worth a combined $47.8M — up 7.4% from $44.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SOR positions and 5 closed out — a net gain of 5 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.08M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $785K sold.

  • 49 institutional investors held Source Capital (SOR) as of Q4 2017, up from 44 in Q3 2017.
  • Funds reported $47.8M of Source Capital stock for Q4 2017, up 7.4% quarter-over-quarter.
  • 10 funds opened new Source Capital positions in Q4 2017 and 5 closed out, a net change of +5 holders.
  • The largest Source Capital buyer in Q4 2017 was Shaker Financial Services, an estimated $1.08M added.
  • The largest Source Capital seller in Q4 2017 was Mariner Investment Group, an estimated $785K sold.

Based on aggregated 13F filings for Q4 2017.