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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

57 hedge funds and large institutions have $89M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

6% more funds holding

Funds holding: 5457 (+3)

19% less capital invested

Capital invested by funds: $110M → $89M (-$21.3M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
21
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PWAP
26
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$918K +$3.96K +76 +0.4%
FCI
27
Financial Counselors Inc
Kansas
$693K +$115K +2,216 +18%
Citigroup
28
Citigroup
New York
$630K +$9.37K +180 +1%
WPP
29
Whalerock Point Partners
Rhode Island
$556K +$595K +11,420 New
Citadel Advisors
30
Citadel Advisors
Florida
$515K +$548K +10,530 New
CMP
31
Courage Miller Partners
Virginia
$444K -$328K -6,298 -40%
NFC
32
Northeast Financial Consultants
Connecticut
$359K +$46.9K +900 +14%
BRWA
33
B. Riley Wealth Advisors
Florida
$338K +$361K +6,924 New
WT
34
Washington Trust
Rhode Island
$312K -$9.37K -180 -3%
SI
35
SII Investments
Wisconsin
$303K +$1.04K +20 +0.3%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$266K
NPC
37
National Planning Corporation
California
$264K -$20.8K -400 -7%
CCM
38
Carlson Capital Management
Minnesota
$252K
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$252K +$4.79K +92 +2%
CWM
40
Concert Wealth Management
California
$246K +$12.4K +238 +5%
EWA
41
Exencial Wealth Advisors
Oklahoma
$234K +$249K +4,788 New
AI
42
Atria Investments
North Carolina
$228K +$243K +4,674 New
NFG
43
Next Financial Group
Texas
$202K +$12K +230 +6%
BWFM
44
Bridgewater Wealth & Financial Management
Maryland
$201K +$215K +4,128 New
Creative Planning
45
Creative Planning
Kansas
$195K +$208K +4,002 New
SG Americas Securities
46
SG Americas Securities
New York
$176K -$344K -6,610 -65%
WT
47
Whittier Trust
California
$166K
MFS
48
MSI Financial Services
Massachusetts
$138K +$36.7K +704 +33%
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$110K +$117K +2,250 New
SCA
50
Strategic Capital Alternatives
United States
$68K -$17.1K -328 -19%

SLY Hedge Fund Activity: Q3 2015 in Review

57 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2015, worth a combined $89M — down 19% from $110M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SLY positions and 7 closed out — a net gain of 4 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.08M. The largest seller was State Street, cutting an estimated $13.4M.

  • 57 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2015, up from 54 in Q2 2015.
  • Funds reported $89M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2015, down 19% quarter-over-quarter.
  • 11 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2015 and 7 closed out, a net change of +4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2015 was Baird Financial Group, an estimated $1.08M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2015 was State Street, an estimated $13.4M sold.

Based on aggregated 13F filings for Q3 2015.