Concert Wealth Management’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Concert Wealth Management’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4,616	Closed	-$255K	–	1035
2016 Q3	$255K	Sell	4,616 -630	-12%	-$34.6K	0.03%	545
2016 Q2	$272K	Sell	5,246 -8	-0.2%	-$410	0.04%	503
2016 Q1	$266K	Buy	5,254 +124	+2%	+$5.81K	0.04%	496
2015 Q4	$252K	Buy	5,130 +34	+0.7%	+$1.75K	0.03%	521
2015 Q3	$246K	Buy	5,096 +238	+5%	+$12.4K	0.03%	548
2015 Q2	$263K	Buy	4,858 +30	+0.6%	+$1.63K	0.03%	553
2015 Q1	$258K	Buy	4,828 +976	+25%	+$51.4K	0.07%	342
2014 Q4	$202K	Buy	+3,852	New	+$197K	0.03%	579

Other funds holding SLY

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Capital Advantage Walnut Creek, California $820M AUM 20.6% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Concert Wealth Management's SLY Position: Q4 2016 in Review

Concert Wealth Management sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q4 2016, closing a stake of 4,616 shares — an estimated $255K sold.

Concert Wealth Management first reported a position in SLY in Q4 2014 and held it in 8 quarters. The position peaked at $272K in Q2 2016. 77 funds tracked by Wall St. Rank hold SLY as of Q4 2016.

Concert Wealth Management reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 4,616 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2016, an estimated $255K.
Concert Wealth Management first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2014 and held it in 8 quarters.
Concert Wealth Management's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $272K in Q2 2016.
77 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.