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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

41 hedge funds and large institutions have $94.1M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

21% more capital invested

Capital invested by funds: $78M → $94.1M (+$16.1M)

14% more funds holding

Funds holding: 3641 (+5)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
10
Increased
16
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CNB
26
City National Bank
California
$244K +$237K +5,100 New
NPC
27
National Planning Corporation
California
$241K +$229K +4,938 New
EWA
28
Exencial Wealth Advisors
Oklahoma
$239K
FAAS
29
First Allied Advisory Services
California
$225K -$44.1K -950 -17%
GJIC
30
Gamble Jones Investment Counsel
California
$210K +$204K +4,392 New
BIT
31
BlackRock Institutional Trust
California
$150K +$145K +3,122 New
BRWA
32
B. Riley Wealth Advisors
Florida
$150K +$145K +3,122 New
Citigroup
33
Citigroup
New York
$131K +$39.5K +850 +45%
Creative Planning
34
Creative Planning
Kansas
$119K -$41.8K -900 -27%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$86K +$69.6K +1,500 +500%
MFS
36
MSI Financial Services
Massachusetts
$79K +$13.3K +286 +21%
WTC
37
WhitTier Trust Company
Nevada
$43K
AIG
38
American International Group
New York
$34.4K
NES
39
New England Securities
New York
$29K
Nomura Holdings
40
Nomura Holdings
Japan
$29K +$27.9K +600 New
PAS
41
Partnervest Advisory Services
California
$19K
RJFSA
42
Raymond James Financial Services Advisors
Florida
-$1.23M -28,288 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
-$37K -860 Closed
FHC
44
First Heartland Consultants
Missouri
-$18K -404 Closed

SLY Hedge Fund Activity: Q3 2013 in Review

41 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2013, worth a combined $94.1M — up 21% from $78M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLY positions and 3 closed out — a net gain of 7 holders — while 16 added to existing stakes and 10 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $3.31M. The largest seller was State Street, cutting an estimated $1.26M.

  • 41 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $94.1M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2013, up 21% quarter-over-quarter.
  • 10 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2013 and 3 closed out, a net change of +7 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2013 was Janney Montgomery Scott, an estimated $3.31M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2013 was State Street, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2013.