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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
TFF
201
The Family Firm
Maryland
$3.83M -$16.1K -636 -0.4%
FTS
202
Fifth Third Securities
Ohio
$3.79M +$3.85M +151,660 New
BI
203
Berkeley Inc
Idaho
$3.78M +$63.6K +2,504 +2%
OWA
204
One Wealth Advisors
California
$3.76M +$799K +31,452 +26%
WA
205
Wealth Architects
California
$3.76M
BDWCC
206
B&D White Capital Company
Texas
$3.72M -$46.4K -1,828 -1%
PWA
207
Providence Wealth Advisors
Illinois
$3.71M -$77.2K -3,040 -2%
NF
208
Nikulski Financial
Iowa
$3.71M -$19.7K -776 -0.5%
MSWMA
209
Market Street Wealth Management Advisors
Indiana
$3.69M -$122K -4,816 -3%
MCM
210
Mainstay Capital Management
Michigan
$3.63M +$1.64M +64,480 +80%
HB
211
Homrich & Berg
Georgia
$3.62M -$78.5K -3,092 -2%
PAI
212
Pittenger & Anderson Inc
Nebraska
$3.62M +$123K +4,852 +3%
SWM
213
SeaCrest Wealth Management
New York
$3.58M -$244K -9,628 -6%
ECM
214
Evergreen Capital Management
Washington
$3.56M +$42.8K +1,684 +1%
VCM
215
Vision Capital Management
Oregon
$3.52M -$6.09K -240 -0.2%
NWS
216
Newport Wealth Strategies
California
$3.47M +$467K +18,408 +15%
PFWA
217
Paces Ferry Wealth Advisors
Georgia
$3.47M -$92.2K -3,632 -3%
NRI
218
NFP Retirement Inc
California
$3.47M -$57.7K -2,272 -2%
HSA
219
HBK Sorce Advisory
Pennsylvania
$3.43M -$8.73K -344 -0.3%
CCA
220
Cobblestone Capital Advisors
New York
$3.39M -$40.3K -1,588 -1%
GPFA
221
Game Plan Financial Advisors
Ohio
$3.39M +$35.4K +1,396 +1%
AAIM
222
Asset Advisors Investment Management
Georgia
$3.37M -$325K -12,780 -9%
DWM
223
Destination Wealth Management
California
$3.31M +$51.7K +2,036 +2%
EFG
224
Everhart Financial Group
Ohio
$3.22M -$13.2K -520 -0.4%
CWM
225
Cabot Wealth Management
Massachusetts
$3.22M -$38.1K -1,500 -1%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.