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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
APP
201
Avantax Planning Partners
Iowa
$1.52M +$1.59M +93,968 +1,464%
CWS
202
Cypress Wealth Services
California
$1.51M +$526K +31,140 +45%
SAM
203
Summit Asset Management
Tennessee
$1.49M -$245K -14,488 -13%
IDA
204
Intelligence Driven Advisers
California
$1.47M +$1.64M +96,812 New
SFG
205
SNS Financial Group
Minnesota
$1.47M +$806K +47,696 +98%
JP Morgan Chase
206
JP Morgan Chase
New York
$1.42M +$441K +26,084 +39%
RJA
207
Raymond James & Associates
Florida
$1.41M +$877K +51,924 +127%
LNC
208
Lincoln National Corp
Pennsylvania
$1.39M +$1.55M +91,772 New
CWM
209
Cabot Wealth Management
Massachusetts
$1.39M -$287K -16,968 -16%
CIBC Private Wealth Group
210
CIBC Private Wealth Group
Georgia
$1.39M -$272K -16,124 -15%
TYCC
211
Texas Yale Capital Corp
Florida
$1.38M -$117K -6,912 -7%
CSPIA
212
Cary Street Partners Investment Advisory
Virginia
$1.37M +$1.48M +87,536 New
PA
213
Pinnacle Associates
New York
$1.33M -$6.02K -356 -0.4%
DBRC
214
D.B. Root & Company
Pennsylvania
$1.33M +$205K +12,144 +16%
Cetera Investment Advisers
215
Cetera Investment Advisers
Illinois
$1.32M +$206K +12,212 +16%
BlackRock
216
BlackRock
New York
$1.31M -$183K -10,816 -11%
MCM
217
Mainstay Capital Management
Michigan
$1.31M +$128K +7,584 +10%
SFWC
218
Strategic Family Wealth Counselors
New Jersey
$1.3M +$1.45M +85,740 New
SDWMA
219
Schneider Downs Wealth Management Advisors
Pennsylvania
$1.29M +$1.03M +60,968 +252%
MWM
220
Mission Wealth Management
California
$1.28M +$709K +41,980 +99%
LCC
221
Lincoln Capital Corp
Rhode Island
$1.28M +$1.43M +84,536 New
FPCG
222
Fort Pitt Capital Group
Pennsylvania
$1.28M +$1.42M +84,320 New
WAM
223
Watermark Asset Management
California
$1.27M +$5.68K +336 +0.4%
MIAN
224
Mariner Independent Advisor Network
Kansas
$1.25M +$310K +18,344 +31%
FAIM
225
Financial Advocates Investment Management
Washington
$1.24M -$314K -18,572 -19%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.