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Schwab U.S Small- Cap ETF

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290311 (+21)

7.08% more ownership

Funds ownership: 137.1%144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 4042 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
201
Parsons Capital Management
Rhode Island
$462K +$460K +29,344 New
BPM
202
Bowling Portfolio Management
Ohio
$453K -$175K -11,148 -28%
BC
203
Barnett & Company
Tennessee
$453K +$56.7K +3,620 +14%
PSUF
204
People's United Financial
Connecticut
$450K +$239K +15,292 +115%
BL
205
BCWM LLC
Kansas
$437K -$23.2K -1,484 -5%
AIM
206
Aspen Investment Management
Michigan
$429K +$12.8K +820 +3%
SG
207
Somerset Group
Minnesota
$428K +$21.9K +1,400 +5%
LCM
208
Liberty Capital Management
Michigan
$416K +$35.3K +2,256 +9%
BCI
209
Brinker Capital Investments
Pennsylvania
$412K +$410K +26,148 New
STMM
210
South Texas Money Management
Texas
$402K -$53.8K -3,436 -12%
Koshinski Asset Management
211
Koshinski Asset Management
Illinois
$395K +$51.8K +3,308 +15%
Bank of New York Mellon
212
Bank of New York Mellon
New York
$393K -$18.5K -1,180 -5%
ACM
213
Alpha Capital Management
Texas
$393K +$99.9K +6,376 +34%
RC
214
Roundview Capital
New Jersey
$392K +$10.5K +668 +3%
CAN
215
Cetera Advisor Networks
California
$380K +$98.4K +6,280 +35%
MA
216
MCF Advisors
Kentucky
$378K +$104K +6,656 +38%
HB
217
Homrich & Berg
Georgia
$374K +$48.7K +3,112 +15%
BO
218
BRR OpCo
Ohio
$364K -$11.2M -717,564 -97%
FNBT
219
FineMark National Bank & Trust
Florida
$360K -$2.76K -176 -0.8%
UAS
220
United Asset Strategies
New York
$353K +$120K +7,632 +52%
RPA
221
Rock Point Advisors
Vermont
$351K -$15.7K -1,000 -4%
TIA
222
Tiemann Investment Advisors
California
$348K -$7.83K -500 -2%
SIC
223
Sigma Investment Counselors
Michigan
$346K -$58.1K -3,708 -14%
Northern Trust
224
Northern Trust
Illinois
$346K -$9.27K -592 -3%
BAM
225
Barrett Asset Management
New York
$338K +$9.4K +600 +3%

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.