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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

290 hedge funds and large institutions have $1.54B invested in Schwab U.S Small- Cap ETF in 2016 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 142 increasing their positions, 69 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
290
Holders Change
+33
Holders Change %
+12.84%
% of All Funds
7.26%
Holding in Top 10
40
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+29.03%
% of All Funds
1%
New
53
Increased
142
Reduced
69
Closed
18
Calls
$441K
Puts
$940K
Net Calls
-$499K
Net Calls Change
-$2.58M

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$537M
2
Bank of America
2
Bank of America
North Carolina
$103M
3
GA
3
Geneva Advisors
Illinois
$15.1M
4
UCFA
4
United Capital Financial Advisors
Texas
$17.1M
5
PFG
5
Piershale Financial Group
Illinois
$18.6M

Top Sellers

1
MM
1
Meridian Management
Arkansas
$6.09M
2
ACM
2
Avalon Capital Management
California
$2.83M
3
UBS Group
3
UBS Group
Switzerland
$62.2M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$6.81M
Name Holding Trade Value Shares
Change 		Shares
Change %
TIA
201
Tiemann Investment Advisors
California
$347K -$30.7K -2,000 -8%
Northern Trust
202
Northern Trust
Illinois
$347K +$93.3K +6,064 +37%
BMM
203
Buffington Mohr McNeal
Idaho
$342K +$342K +22,220 New
SWP
204
Stratos Wealth Partners
Ohio
$339K +$339K +22,032 New
Koshinski Asset Management
205
Koshinski Asset Management
Illinois
$334K -$136K -8,848 -29%
HFS
206
HL Financial Services
Kentucky
$330K – – –
FLPIM
207
F.L. Putnam Investment Management
Massachusetts
$328K +$328K +21,328 New
BAM
208
Barrett Asset Management
New York
$321K +$12.3K +800 +4%
HB
209
Homrich & Berg
Georgia
$318K +$100K +6,520 +46%
SIG
210
Stanford Investment Group
California
$316K +$61 +4 +0%
PO
211
Private Ocean
California
$312K +$184 +12 +0.1%
WF
212
WealthTrust Fairport
Ohio
$310K +$20K +1,304 +7%
KFC
213
Klingenstein Fields & Co
New York
$309K +$19.1K +1,240 +7%
BW
214
Bison Wealth
Georgia
$292K +$292K +19,012 New
ACM
215
Alpha Capital Management
Texas
$286K +$69K +4,492 +32%
AIA
216
Armor Investment Advisors
North Carolina
$281K +$281K +18,256 New
CAN
217
Cetera Advisor Networks
California
$274K -$62.7K -4,064 -19%
CIC
218
Carnegie Investment Counsel
Ohio
$273K -$46.7K -2,996 -15%
EAM
219
Evanson Asset Management
California
$272K +$1.6K +104 +0.6%
MA
220
MCF Advisors
Kentucky
$266K +$8.29K +540 +3%
GC
221
Garde Capital
Washington
$263K -$29.2K -1,900 -10%
LCC
222
Lincoln Capital Corp
Rhode Island
$263K +$263K +17,136 New
WA
223
Wealth Architects
California
$260K -$10.1K -656 -4%
Northwestern Mutual Wealth Management
224
Northwestern Mutual Wealth Management
Wisconsin
$259K +$259K +16,820 New
AIM
225
Avity Investment Management
Connecticut
$256K – – –
7 8
9
10 11