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Schwab U.S Small- Cap ETF
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Overview Fund Activity

236 hedge funds and large institutions have $905M invested in Schwab U.S Small- Cap ETF in 2016 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 107 increasing their positions, 75 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
+9
Holders Change %
+3.96%
% of All Funds
6.3%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.69%
New
32
Increased
107
Reduced
75
Closed
22
Calls
$419K
Puts
$245K
Net Calls
+$174K
Net Calls Change
+$316K

Top Buyers

1
Bank of America
Bank of America
North Carolina
$53.2M
2
UBS Group
UBS Group
Switzerland
$47M
3
CSIA
Charles Schwab Investment Advisory
California
$292M
4
RBA
Richard Bernstein Advisors
New York
$13.8M
5
AB
AT Bancorp
Iowa
$13.2M

Top Sellers

1
BO
BRR OpCo
Ohio
$0
2
SMG
Spectrum Management Group
Indiana
$952K
3
Ameriprise
Ameriprise
Minnesota
$1.77M
4
HP
HT Partners
Connecticut
$0
5
Morgan Stanley
Morgan Stanley
New York
$1.83M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCP
201
Proficio Capital Partners
Massachusetts
$104K +$104K +8,000 New
Creative Planning
202
Creative Planning
Kansas
$99K -$259 -20 -0.3%
Chevy Chase Trust
203
Chevy Chase Trust
Maryland
$98K +$98K +7,500 New
CDIA
204
Capital Directions Investment Advisors
Georgia
$79K -$6K -464 -7%
WTB
205
Washington Trust Bank
Washington
$73K – – –
AA
206
Apriem Advisors
California
$71K -$176K -13,596 -71%
Northwestern Mutual Wealth Management
207
Northwestern Mutual Wealth Management
Wisconsin
$67K +$67K +5,204 New
CPIG
208
Chicago Partners Investment Group
Illinois
$62K -$466K -35,948 -88%
FMP
209
Financial Management Professionals
Texas
$62K – – –
TWA
210
TCI Wealth Advisors
Arizona
$55K -$101K -7,816 -65%
WEC
211
Winslow Evans & Crocker
Massachusetts
$52.6K – – –
MWM
212
MinichMacGregor Wealth Management
New York
$50K -$19.5K -1,508 -28%
FIB
213
First Interstate Bank
Montana
$46K – – –
ST
214
Smithfield Trust
Pennsylvania
$42K – – –
WOC
215
West Oak Capital
California
$36.5K +$4.63K +356 +15%
PAI
216
Pittenger & Anderson Inc
Nebraska
$34K +$11.5K +880 +51%
AP
217
Atwood & Palmer
Missouri
$24K – – –
CAPTRUST Financial Advisors
218
CAPTRUST Financial Advisors
North Carolina
$20K -$18.3K -1,396 -48%
ASN
219
Advisory Services Network
Georgia
$20K +$17.8K +1,388 +826%
PFBT
220
Parkside Financial Bank & Trust
Missouri
$19K – – –
PG
221
Patten Group
Tennessee
$17.6K +$677 +52 +4%
RCG
222
Ruggie Capital Group
Florida
$17K +$17K +1,240 New
Citigroup
223
Citigroup
New York
$16K -$2.82M -211,692 -99%
KTC
224
Kistler-Tiffany Companies
Pennsylvania
$16K – – –
ZB
225
Zions Bancorporation
Utah
$14K +$14K +1,112 New
7 8
9
10 11