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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
CWA
176
Carolina Wealth Advisors
South Carolina
$4.07M -$446K -20,316 -9%
PWM
177
Provident Wealth Management
Tennessee
$4.02M +$100K +4,556 +2%
FIA
178
Foundations Investment Advisors
Arizona
$3.99M +$805K +36,696 +24%
RJA
179
Raymond James & Associates
Florida
$3.97M +$87.2K +3,974 +2%
ECM
180
Exchange Capital Management
Michigan
$3.96M -$154K -7,034 -4%
PFWA
181
Paces Ferry Wealth Advisors
Georgia
$3.95M -$15.3K -698 -0.4%
MCM
182
MAI Capital Management
Ohio
$3.93M -$103K -4,684 -2%
BAMG
183
Brand Asset Management Group
Missouri
$3.91M +$4.39K +200 +0.1%
FCM
184
Fortis Capital Management
Washington
$3.87M +$718K +32,704 +21%
SFA
185
Seneca Financial Advisors
New York
$3.86M +$25.4K +1,158 +0.6%
TIM
186
Tortoise Investment Management
New York
$3.79M +$179K +8,162 +5%
Royal Bank of Canada
187
Royal Bank of Canada
Ontario, Canada
$3.79M -$1.57M -71,336 -28%
JJBC
188
James J. Burns & Company
New York
$3.69M -$72.7K -3,314 -2%
BA
189
Ballast Advisors
Minnesota
$3.69M -$303K -13,808 -7%
PAI
190
Pittenger & Anderson Inc
Nebraska
$3.66M +$150K +6,840 +4%
NDSI
191
Newman Dignan & Sheerar Inc
Rhode Island
$3.65M -$48.1K -2,194 -1%
FTS
192
Fifth Third Securities
Ohio
$3.59M +$62.3K +2,838 +2%
DI
193
Diligent Investors
California
$3.59M -$138K -6,284 -4%
PP
194
PrairieView Partners
Minnesota
$3.58M -$58.8K -2,680 -2%
ECM
195
Evergreen Capital Management
Washington
$3.56M +$202K +9,188 +6%
B
196
Bensler
Washington
$3.45M -$110K -5,002 -3%
CCM
197
Chilton Capital Management
Texas
$3.43M +$61.1K +2,786 +2%
IA
198
IFP Advisors
Florida
$3.38M -$1.34M -61,230 -27%
NF
199
Nikulski Financial
Iowa
$3.36M +$84.2K +3,836 +2%
CWM
200
Chesapeake Wealth Management
Virginia
$3.29M +$27K +1,230 +0.8%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.