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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
MWA
176
Martel Wealth Advisors
Washington
$4.57M +$95.7K +3,768 +2%
Stifel Financial
177
Stifel Financial
Missouri
$4.47M -$593K -23,336 -12%
CCM
178
Chilton Capital Management
Texas
$4.43M +$6.8K +268 +0.2%
PFM
179
Parsec Financial Management
North Carolina
$4.35M -$255K -10,052 -6%
VNA
180
Valley National Advisers
Pennsylvania
$4.34M +$537K +21,152 +14%
RRC
181
Relaxing Retirement Coach
Massachusetts
$4.33M -$168K -6,604 -4%
BRWA
182
B. Riley Wealth Advisors
Florida
$4.33M +$42.9K +1,688 +1%
APW
183
Austin Private Wealth
Texas
$4.25M +$342K +13,480 +9%
EE
184
EWG Elevate
California
$4.24M +$209K +8,240 +5%
GIA
185
Gladstone Institutional Advisory
Florida
$4.2M +$204K +8,020 +5%
CB
186
Community Bank
New York
$4.13M +$85.6K +3,372 +2%
CFO
187
Collective Family Office
Pennsylvania
$4.12M +$522K +20,576 +14%
LIM
188
Leavell Investment Management
Alabama
$4.12M +$144K +5,668 +4%
Cetera Investment Advisers
189
Cetera Investment Advisers
Illinois
$4.11M -$184K -7,256 -4%
MWM
190
Mission Wealth Management
California
$4.05M -$59.8K -2,356 -1%
VC
191
Veery Capital
Delaware
$4.05M +$104K +4,104 +3%
IAN
192
Integrated Advisors Network
Texas
$4.03M +$547K +21,560 +15%
EWA
193
EP Wealth Advisors
California
$4.03M +$906K +35,676 +28%
Thrivent Financial for Lutherans
194
Thrivent Financial for Lutherans
Minnesota
$4.01M
RJA
195
Raymond James & Associates
Florida
$3.94M +$442K +17,424 +12%
EW
196
Element Wealth
Mississippi
$3.92M +$7.52K +296 +0.2%
SHJ
197
Sharkey, Howes & Javer
Colorado
$3.9M -$1.02M -40,092 -20%
LPIC
198
LeJeune Puetz Investment Counsel
Michigan
$3.89M +$1.32K +52 +0%
CWM
199
Chesapeake Wealth Management
Virginia
$3.88M -$420K -16,536 -10%
QAM
200
QCI Asset Management
New York
$3.85M +$23.5K +924 +0.6%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.