We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
NWS
176
Newport Wealth Strategies
California
$1.91M -$183K -10,816 -8%
GCA
177
Gradient Capital Advisors
California
$1.9M +$1.57M +92,640 +284%
PAG
178
Private Advisor Group
New Jersey
$1.88M -$212K -12,544 -9%
Koshinski Asset Management
179
Koshinski Asset Management
Illinois
$1.87M -$942K -55,736 -31%
BCP
180
Blackhawk Capital Partners
Wisconsin
$1.85M +$2.06M +121,700 New
CB
181
Community Bank
New York
$1.82M -$31.1K -1,840 -2%
MWM
182
Meridian Wealth Management
Kentucky
$1.82M -$263K -15,560 -11%
SAM
183
Smithbridge Asset Management
Pennsylvania
$1.81M -$60.6K -3,588 -3%
AA
184
Alesco Advisors
New York
$1.8M +$700K +41,408 +54%
GC
185
Garde Capital
Washington
$1.78M +$1.3M +76,888 +188%
JFGLC
186
Johnson Financial Group LLC (Colorado)
Colorado
$1.75M +$1.95M +115,680 New
TRCT
187
Tower Research Capital (TRC)
New York
$1.75M -$83.6K -4,948 -4%
CCA
188
Clearwater Capital Advisors
Illinois
$1.73M +$964K +57,060 +100%
CHA
189
Carmichael Hill & Associates
Maryland
$1.73M +$17.4K +1,028 +0.9%
BC
190
Barnett & Company
Tennessee
$1.71M -$3.52K -208 -0.2%
PFT
191
Providence First Trust
Arizona
$1.71M -$33.2K -1,964 -2%
AIS
192
American Investment Services
Massachusetts
$1.7M +$1.9M +112,240 New
BW
193
Bison Wealth
Georgia
$1.69M -$546K -32,336 -22%
PWA
194
Providence Wealth Advisors
Illinois
$1.66M -$134K -7,912 -7%
BPA
195
Beacon Pointe Advisors
California
$1.63M +$1.81M +107,352 New
HIC
196
Hartline Investment Corp
Illinois
$1.61M -$93.7K -5,544 -5%
PFA
197
Pinnacle Family Advisors
Missouri
$1.61M -$450K -26,616 -20%
SBL
198
Sargent Bickham Lagudis
Colorado
$1.58M -$7.54M -446,316 -81%
RCA
199
Reitz Capital Advisors
Michigan
$1.55M +$1.72M +102,020 New
KWM
200
Kingsview Wealth Management
Oregon
$1.54M -$34.1K -2,020 -2%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.