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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIC
176
Carnegie Investment Counsel
Ohio
$286K -$11.4K -804 -4%
BC
177
Barnett & Company
Tennessee
$284K +$29.9K +2,108 +12%
AIA
178
Allegis Investment Advisors
Idaho
$276K -$3.8K -268 -1%
WF
179
WealthTrust Fairport
Ohio
$272K +$11.3K +800 +4%
KFC
180
Klingenstein Fields & Co
New York
$271K -$2.1K -148 -0.8%
MI
181
Montage Investments
Kansas
$270K – – –
FNBT
182
FineMark National Bank & Trust
Florida
$267K -$466K -32,832 -64%
JIC
183
Johnson Investment Counsel
Ohio
$264K +$261K +18,404 New
AA
184
Advisory Alpha
Michigan
$259K +$240K +16,928 +1,528%
EAM
185
Evanson Asset Management
California
$253K -$18K -1,268 -7%
WA
186
Wealth Architects
California
$252K +$113 +8 +0%
RWA
187
RGT Wealth Advisors
Texas
$243K +$240K +16,912 New
MA
188
MCF Advisors
Kentucky
$242K +$35.2K +2,480 +17%
GC
189
Garde Capital
Washington
$242K +$47.2K +3,328 +21%
Bank of New York Mellon
190
Bank of New York Mellon
New York
$241K -$4.14K -292 -2%
AIM
191
Avity Investment Management
Connecticut
$240K +$237K +16,680 New
Northern Trust
192
Northern Trust
Illinois
$237K +$234K +16,496 New
US Bancorp
193
US Bancorp
Minnesota
$233K +$204K +14,392 +803%
TRCT
194
Tower Research Capital (TRC)
New York
$229K -$1.7M -120,068 -88%
PWM
195
Perigon Wealth Management
California
$227K -$7.49K -528 -3%
AIS
196
Accurate Investment Solutions
Pennsylvania
$224K +$221K +15,552 New
PV
197
Private Vista
Illinois
$221K +$226K +15,920 New
CAM
198
Cubic Asset Management
Massachusetts
$210K +$207K +14,600 New
BFA
199
Beaumont Financial Advisors
Massachusetts
$210K +$207K +14,620 New
PFC
200
Phocas Financial Corp
California
$206K – – –
6 7
8
9 10

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.