SCHA icon

Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

239 hedge funds and large institutions have $1B invested in Schwab U.S Small- Cap ETF in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 117 increasing their positions, 77 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
239
Holders Change
+3
Holders Change %
+1.27%
% of All Funds
6.39%
Holding in Top 10
29
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+11.54%
% of All Funds
0.77%
New
20
Increased
117
Reduced
77
Closed
15
Calls
$681K
Puts
$454K
Net Calls
+$227K
Net Calls Change
+$53K

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$354M
2
SHJ
2
Sharkey, Howes & Javer
Colorado
$14.8M
3
UBS Group
3
UBS Group
Switzerland
$54.4M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$5.32M
5
PFG
5
Piershale Financial Group
Illinois
$4.02M

Top Sellers

1
WCWM
1
Wooster Corthell Wealth Management
Connecticut
$5.78M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$0
3
LPL Financial
3
LPL Financial
California
$3.38M
4
CCM
4
CWH Capital Management
Washington
$6.89M
5
VFS
5
VSR Financial Services
Kansas
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
KFC
176
Klingenstein Fields & Co
New York
$257K +$257K +18,992 New
EAM
177
Evanson Asset Management
California
$255K +$19K +1,404 +8%
MI
178
Montage Investments
Kansas
$254K – – –
TYCC
179
Texas Yale Capital Corp
Florida
$249K +$32.7K +2,420 +15%
WF
180
WealthTrust Fairport
Ohio
$244K +$18.3K +1,360 +8%
HFS
181
HL Financial Services
Kentucky
$240K – – –
AA
182
Apriem Advisors
California
$239K +$165K +12,208 +223%
BC
183
Barnett & Company
Tennessee
$238K +$22.2K +1,640 +10%
WA
184
Wealth Architects
California
$236K +$700 +52 +0.3%
Bank of New York Mellon
185
Bank of New York Mellon
New York
$230K -$37.6K -2,792 -14%
BAM
186
Barrett Asset Management
New York
$229K – – –
PWM
187
Perigon Wealth Management
California
$220K +$13.9K +1,032 +7%
CAN
188
Cetera Advisor Networks
California
$217K -$152K -11,284 -41%
GC
189
Garde Capital
Washington
$212K -$75.2K -5,576 -26%
MA
190
MCF Advisors
Kentucky
$193K +$16.8K +1,244 +10%
PCP
191
Proficio Capital Partners
Massachusetts
$170K +$56.7K +4,000 +50%
TIM
192
Tortoise Investment Management
New York
$167K +$14.4K +1,068 +9%
Fifth Third Bancorp
193
Fifth Third Bancorp
Ohio
$154K -$26.2K -1,936 -15%
AssetMark Inc
194
AssetMark Inc
California
$152K – – –
WCM
195
Wealthcare Capital Management
Virginia
$151K – – –
AIM
196
Anchor Investment Management
South Carolina
$146K – – –
APSP
197
Asset Planning Services (Pennsylvania)
Pennsylvania
$141K +$378 +28 +0.3%
PNC Financial Services Group
198
PNC Financial Services Group
Pennsylvania
$136K -$5.56K -412 -4%
ACM
199
Armbruster Capital Management
New York
$134K +$1.89K +140 +1%
LWM
200
LBA Wealth Management
Florida
$103K -$8.62K -636 -8%
6 7
8
9 10