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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
176
Wealth Architects
California
$213K -$19.2K -1,440 -8%
WA
177
Wasatch Advisors
Utah
$204K +$209K +15,640 New
TF
178
Trutina Financial
Washington
$201K +$206K +15,452 New
TWA
179
TCI Wealth Advisors
Arizona
$157K – – –
ACM
180
Argentus Capital Management
Texas
$156K +$112K +8,408 +237%
PNC Financial Services Group
181
PNC Financial Services Group
Pennsylvania
$150K +$30.6K +2,296 +25%
Fifth Third Bancorp
182
Fifth Third Bancorp
Ohio
$149K +$267 +20 +0.2%
MA
183
MCF Advisors
Kentucky
$149K +$1.23K +92 +0.8%
AssetMark Inc
184
AssetMark Inc
California
$146K +$150K +11,232 New
TIM
185
Tortoise Investment Management
New York
$142K -$8.76K -656 -6%
APSP
186
Asset Planning Services (Pennsylvania)
Pennsylvania
$135K +$587 +44 +0.4%
WCM
187
Wealthcare Capital Management
Virginia
$133K +$124K +9,320 +1,013%
ACM
188
Armbruster Capital Management
New York
$127K +$130K +9,732 New
LWM
189
LBA Wealth Management
Florida
$107K – – –
Creative Planning
190
Creative Planning
Kansas
$100K -$4.59K -344 -4%
CDIA
191
Capital Directions Investment Advisors
Georgia
$86K +$23.8K +1,780 +37%
MWM
192
MinichMacGregor Wealth Management
New York
$77K +$71.9K +5,384 New
VCM
193
Vigilant Capital Management
Maine
$76K -$4K -300 -5%
WTB
194
Washington Trust Bank
Washington
$73K +$48K +3,600 +180%
FMP
195
Financial Management Professionals
Texas
$61K -$17.9M -1,338,328 -100%
WEC
196
Winslow Evans & Crocker
Massachusetts
$52.6K – – –
GWM
197
Gupta Wealth Management
California
$47K -$881K -66,008 -95%
FIB
198
First Interstate Bank
Montana
$46K – – –
ST
199
Smithfield Trust
Pennsylvania
$42K – – –
CAPTRUST Financial Advisors
200
CAPTRUST Financial Advisors
North Carolina
$38K +$39K +2,924 New
6 7
8
9 10

SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.